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Simplify Asset Management Portfolio holdings

AUM $7.19B
1-Year Est. Return 6.88%
This Fund
S&P 500
This Quarter Est. Return
-1.88%
1 Year Est. Return
+6.88%
3 Year Est. Return
+44.98%
5 Year Est. Return
+50.08%
10 Year Est. Return
–
AUM
$875M
AUM Growth
+$115M
Cap. Flow
+$150M
Cap. Flow %
17.19%
Top 10 Hldgs %
75.39%
Holding
137
New
24
Increased
29
Reduced
45
Closed
15

Top Buys

Rank Stock Value
1
AGGH icon
Simplify Aggregate Bond ETF
AGGH
+$52.7M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$37M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.71M
4
PAGP icon
Plains GP Holdings
PAGP
+$5.15M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$24.1M
2
PAA icon
Plains All American Pipeline
PAA
+$9.16M
3
CDX icon
Simplify High Yield ETF
CDX
+$3.85M
4
BUCK icon
Simplify Stable Income ETF
BUCK
+$2.81M
5
SVOL icon
Simplify Volatility Premium ETF
SVOL
+$2.74M

Sector Composition

Rank Sector Weight
1 Healthcare 10.64%
2 Energy 2.53%
3 Financials 0.6%
4 Technology 0.58%
5 Industrials 0.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAL icon
76
PUT
Delta Air Lines
DAL
$55.4B
$925K 0.11%
+25,000
New +$1.09M
HUM icon
77
Humana
HUM
$48B
$873K 0.1%
1,795
+1,169
+187% +$549K
TMO icon
78
Thermo Fisher Scientific
TMO
$198B
$868K 0.1%
1,715
-1,543
-47% -$822K
EIGR
79
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$824K 0.09%
90,000
+53,345
+146% +$1.07M
RNAM
80
DELISTED
Avidity Biosciences
RNAM
$798K 0.09%
125,000
– –
ALLO icon
81
Allogene Therapeutics
ALLO
$618M
$777K 0.09%
245,000
– –
AAL icon
82
PUT
American Airlines Group
AAL
$9.91B
$769K 0.09%
+60,000
New +$931K
GNRC icon
83
CALL
Generac Holdings
GNRC
$12.7B
$763K 0.09%
+7,000
New +$866K
WDC icon
84
PUT
Western Digital
WDC
$164B
$753K 0.09%
+21,830
New +$689K
KURA icon
85
Kura Oncology
KURA
$964M
$730K 0.08%
80,000
– –
CZR icon
86
PUT
Caesars Entertainment
CZR
$6.08B
$695K 0.08%
+15,000
New +$797K
EXAS
87
DELISTED
Exact Sciences
EXAS
$657K 0.08%
9,635
-12,498
-56% -$1.06M
QTRX icon
88
Quanterix
QTRX
$182M
$644K 0.07%
+23,718
New +$587K
ESTA icon
89
Establishment Labs
ESTA
$2.72B
$625K 0.07%
12,733
-145
-1% -$8.67K
AGNC icon
90
AGNC Investment
AGNC
$12.9B
$623K 0.07%
+66,000
New +$653K
CVNA icon
91
PUT
Carvana
CVNA
$48.2B
$621K 0.07%
+74,000
New +$637K
IDXX icon
92
Idexx Laboratories
IDXX
$44.8B
$617K 0.07%
1,411
-16
-1% -$7.98K
NLY icon
93
Annaly Capital Management
NLY
$16.9B
$606K 0.07%
+32,200
New +$640K
ATRC icon
94
AtriCure
ATRC
$1.77B
$505K 0.06%
11,519
-131
-1% -$6.39K
TSLA icon
95
Tesla
TSLA
$1.43T
$475K 0.05%
1,898
+37
+2% +$9.5K
CCL icon
96
PUT
Carnival Corporation Ltd
CCL
$36.2B
$446K 0.05%
+32,500
New +$539K
HRTX icon
97
Heron Therapeutics
HRTX
$89.1M
$445K 0.05%
431,590
+150,000
+53% +$213K
XFOR icon
98
X4 Pharmaceuticals
XFOR
$360M
$436K 0.05%
13,333
– –
AMD icon
99
Advanced Micro Devices
AMD
$808B
$428K 0.05%
4,164
+566
+16% +$61.4K
NVDA icon
100
NVIDIA
NVDA
$4.91T
$426K 0.05%
9,800
-3,480
-26% -$156K
2 3
4
5 6

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FPP
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DS
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UB
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TSC
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FPA
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MNA
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Simplify Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Simplify Asset Management held 137 positions worth $875M, up 15% from $760M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

Simplify Asset Management deployed $150M of net new capital in Q3 2023, opening 24 new positions and adding to 29 existing holdings. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 49,900 shares worth $4.43M.

By sector, the portfolio is most concentrated in Healthcare at 11% of assets, down from 13% a quarter earlier, followed by Energy and Financials.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $24.1M trimmed.

  • Simplify Asset Management's largest Q3 2023 buy was iShares 20+ Year Treasury Bond ETF: 49,900 shares worth $4.43M.
  • Simplify Asset Management added most to Simplify Aggregate Bond ETF in Q3 2023, an estimated $52.7M increase.
  • Simplify Asset Management's biggest Q3 2023 reduction was iShares Core S&P 500 ETF, cutting an estimated $24.1M.
  • Simplify Asset Management fully exited Plains All American Pipeline in Q3 2023, selling an estimated $9.16M.
  • Simplify Asset Management's ten largest holdings make up 75% of its $875M portfolio in Q3 2023.
  • Simplify Asset Management opened 24 new positions and closed 15 in Q3 2023.
  • Simplify Asset Management's portfolio value rose 15% quarter-over-quarter to $875M.

Based on Simplify Asset Management's 13F filing for Q3 2023, filed 14 Nov 2023.