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Simplify Asset Management Portfolio holdings

AUM $7.19B
1-Year Est. Return 6.88%
This Fund
S&P 500
This Quarter Est. Return
-1.88%
1 Year Est. Return
+6.88%
3 Year Est. Return
+44.98%
5 Year Est. Return
+50.08%
10 Year Est. Return
–
AUM
$875M
AUM Growth
+$115M
Cap. Flow
+$150M
Cap. Flow %
17.19%
Top 10 Hldgs %
75.39%
Holding
137
New
24
Increased
29
Reduced
45
Closed
15

Top Buys

Rank Stock Value
1
AGGH icon
Simplify Aggregate Bond ETF
AGGH
+$52.7M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$37M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.71M
4
PAGP icon
Plains GP Holdings
PAGP
+$5.15M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$24.1M
2
PAA icon
Plains All American Pipeline
PAA
+$9.16M
3
CDX icon
Simplify High Yield ETF
CDX
+$3.85M
4
BUCK icon
Simplify Stable Income ETF
BUCK
+$2.81M
5
SVOL icon
Simplify Volatility Premium ETF
SVOL
+$2.74M

Sector Composition

Rank Sector Weight
1 Healthcare 10.64%
2 Energy 2.53%
3 Financials 0.6%
4 Technology 0.58%
5 Industrials 0.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBDO
51
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
– –
0
– –
ICSH icon
52
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.85B
$2.11M 0.24%
41,833
– –
SPSB icon
53
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.5B
$2.09M 0.24%
71,380
– –
SLQD icon
54
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
$2.09M 0.24%
43,571
– –
MDGL icon
55
Madrigal Pharmaceuticals
MDGL
$12.8B
$2.09M 0.24%
14,294
– –
BSV icon
56
Vanguard Short-Term Bond ETF
BSV
$44.7B
$2.08M 0.24%
27,712
-14,153
-34% -$1.07M
MRK icon
57
Merck
MRK
$315B
$1.93M 0.22%
18,787
+14,990
+395% +$1.62M
IAU icon
58
iShares Gold Trust
IAU
$62.4B
$1.9M 0.22%
54,228
-26,651
-33% -$973K
TYA icon
59
Simplify Intermediate Term Treasury Futures Strategy ETF
TYA
$65.2M
$1.74M 0.2%
137,116
-67,396
-33% -$935K
ZBH icon
60
Zimmer Biomet
ZBH
$17.6B
$1.7M 0.19%
15,179
-4,309
-22% -$547K
EQLS
61
DELISTED
Simplify Market Neutral Equity Long/Short ETF
EQLS
$1.66M 0.19%
67,056
-32,944
-33% -$795K
PCT icon
62
PureCycle Technologies
PCT
$1.21B
$1.59M 0.18%
283,945
+140,455
+98% +$1.32M
AN icon
63
PUT
AutoNation
AN
$6.88B
$1.51M 0.17%
10,000
-5,000
-33% -$798K
ARGX icon
64
argenx
ARGX
$53.8B
$1.49M 0.17%
3,038
-35
-1% -$17.1K
BDX icon
65
Becton Dickinson
BDX
$43.6B
$1.47M 0.17%
5,695
-65
-1% -$17.6K
EMD
66
Western Asset Emerging Markets Debt Fund
EMD
$619M
$1.37M 0.16%
+165,500
New +$1.46M
GILD icon
67
Gilead Sciences
GILD
$167B
$1.35M 0.15%
17,974
+6,764
+60% +$520K
MCRB icon
68
Seres Therapeutics
MCRB
$51.6M
$1.31M 0.15%
27,531
– –
BTAL icon
69
AGF US Market Neutral Anti-Beta Fund
BTAL
$303M
$1.28M 0.15%
+64,592
New +$1.22M
SAR icon
70
Saratoga Investment
SAR
$320M
$1.25M 0.14%
+48,500
New +$1.27M
KYN icon
71
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
$1.24M 0.14%
147,033
– –
SYK icon
72
Stryker
SYK
$123B
$1.21M 0.14%
4,434
-50
-1% -$14.3K
MRNS
73
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$1.21M 0.14%
150,000
– –
ANNX icon
74
Annexon
ANNX
$950M
$1.16M 0.13%
492,595
-160,888
-25% -$487K
HYG icon
75
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.9B
$1.11M 0.13%
+15,000
New +$1.12M
1 2
3
4 5

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FPP
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DS
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UB
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TSC
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FPA
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SC
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MNA
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Simplify Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Simplify Asset Management held 137 positions worth $875M, up 15% from $760M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

Simplify Asset Management deployed $150M of net new capital in Q3 2023, opening 24 new positions and adding to 29 existing holdings. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 49,900 shares worth $4.43M.

By sector, the portfolio is most concentrated in Healthcare at 11% of assets, down from 13% a quarter earlier, followed by Energy and Financials.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $24.1M trimmed.

  • Simplify Asset Management's largest Q3 2023 buy was iShares 20+ Year Treasury Bond ETF: 49,900 shares worth $4.43M.
  • Simplify Asset Management added most to Simplify Aggregate Bond ETF in Q3 2023, an estimated $52.7M increase.
  • Simplify Asset Management's biggest Q3 2023 reduction was iShares Core S&P 500 ETF, cutting an estimated $24.1M.
  • Simplify Asset Management fully exited Plains All American Pipeline in Q3 2023, selling an estimated $9.16M.
  • Simplify Asset Management's ten largest holdings make up 75% of its $875M portfolio in Q3 2023.
  • Simplify Asset Management opened 24 new positions and closed 15 in Q3 2023.
  • Simplify Asset Management's portfolio value rose 15% quarter-over-quarter to $875M.

Based on Simplify Asset Management's 13F filing for Q3 2023, filed 14 Nov 2023.