We are live on ! Find out more
SI

SimpliFi Inc Portfolio holdings

AUM $253M
1-Year Est. Return 11.51%
This Fund
S&P 500
This Quarter Est. Return
+1.31%
1 Year Est. Return
+11.51%
3 Year Est. Return
+26.72%
5 Year Est. Return
+24.2%
10 Year Est. Return
–
AUM
$169M
AUM Growth
+$1.37M
Cap. Flow
-$408K
Cap. Flow %
-0.24%
Top 10 Hldgs %
93.48%
Holding
20
New
2
Increased
7
Reduced
8
Closed
1

Top Buys

Rank Stock Value
1
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$7.83M
2
IVOL icon
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
+$610K
3
SUSC icon
iShares ESG Aware USD Corporate Bond ETF
SUSC
+$226K
4
IWM icon
iShares Russell 2000 ETF
IWM
+$218K
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$189K

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$8.66M
2
QUS icon
State Street SPDR MSCI USA StrategicFactors ETF
QUS
+$283K
3
SUSB icon
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
+$220K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$218K
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$191K

Sector Composition

Rank Sector Weight
1 Communication Services 0.97%
2 Financials 0.25%
3 Industrials 0.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TOTL icon
1
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.09B
$33.9M 20.09%
687,719
-3,880
-0.6% -$191K
LQD icon
2
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$24.7M 14.64%
193,571
-560
-0.3% -$70.5K
EFAV icon
3
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.34B
$20.3M 12.04%
277,054
+2,605
+0.9% +$189K
QUS icon
4
State Street SPDR MSCI USA StrategicFactors ETF
QUS
$1.53B
$18.3M 10.86%
206,189
-3,226
-2% -$283K
VIG icon
5
Vanguard Dividend Appreciation ETF
VIG
$111B
$17M 10.09%
142,175
-1,851
-1% -$218K
SHV icon
6
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$14.2M 8.42%
128,334
-78,352
-38% -$8.66M
IWM icon
7
iShares Russell 2000 ETF
IWM
$79.8B
$11.7M 6.96%
77,531
+1,426
+2% +$218K
SGOL icon
8
abrdn Physical Gold Shares ETF
SGOL
$6.91B
$7.83M 4.64%
+551,360
New +$7.83M
IVOL icon
9
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$274M
$5.83M 3.46%
229,588
+23,633
+11% +$610K
SRLN icon
10
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$3.84M 2.28%
82,973
+1,147
+1% +$52.9K
SPY icon
11
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$3.75M 2.23%
12,650
-157
-1% -$46.4K
FLRN icon
12
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.08B
$3.01M 1.78%
97,756
+2,660
+3% +$81.7K
VZ icon
13
Verizon
VZ
$195B
$1.64M 0.97%
27,191
+442
+2% +$25.5K
EFA icon
14
iShares MSCI EAFE ETF
EFA
$78B
$983K 0.58%
15,077
-908
-6% -$58.5K
BRK.B icon
15
Berkshire Hathaway Class B
BRK.B
$1.1T
$420K 0.25%
2,019
– –
NOC icon
16
Northrop Grumman
NOC
$77.1B
$358K 0.21%
956
– –
SCHO icon
17
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$339K 0.2%
13,388
+4,736
+55% +$120K
SCHE icon
18
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$260K 0.15%
10,351
-484
-4% -$12.3K
SUSC icon
19
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$227K 0.13%
+8,638
New +$226K
SUSB icon
20
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
– –
-8,665
Closed -$220K

Similar funds

ACM
Avos Capital Management Seattle, Washington $253M AUM 13.56% 1-Year Est. Return
JWM
Jupiter Wealth Management Glendale, Colorado $253M AUM 32.44% 1-Year Est. Return
N
Naspers South Africa $253M AUM 25.32% 1-Year Est. Return
PWA
Phoenix Wealth Advisors Chapel Hill, North Carolina $253M AUM 17.97% 1-Year Est. Return
ORC
O'Rourke & Company Boston, Massachusetts $253M AUM 16.72% 1-Year Est. Return
MWM
MorganRosel Wealth Management Highlands Ranch, Colorado $254M AUM 18.87% 1-Year Est. Return
RA
Ruggaard & Associates Hudson, Ohio $252M AUM 14.53% 1-Year Est. Return
PI
PJT Investments Toronto $252M AUM 3.52% 1-Year Est. Return

SimpliFi Inc's Q3 2019 Portfolio in Review

As of Q3 2019, SimpliFi Inc held 20 positions worth $169M, up 0.82% from $167M the previous quarter. Its ten largest holdings account for 93% of the portfolio.

SimpliFi Inc's Q3 2019 filing shows 2 new, 7 increased, 8 reduced and 1 closed positions. Its largest new stake was abrdn Physical Gold Shares ETF: 551,360 shares worth $7.83M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $8.66M.

By sector, the portfolio is most concentrated in Communication Services at 0.97% of assets, up from 0.91% a quarter earlier, followed by Financials and Industrials.

  • SimpliFi Inc's largest Q3 2019 buy was abrdn Physical Gold Shares ETF: 551,360 shares worth $7.83M.
  • SimpliFi Inc added most to Quadratic Interest Rate Volatility and Inflation Hedge ETF in Q3 2019, an estimated $610K increase.
  • SimpliFi Inc's biggest Q3 2019 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $8.66M.
  • SimpliFi Inc fully exited iShares ESG Aware 1-5 Year USD Corporate Bond ETF in Q3 2019, selling an estimated $220K.
  • SimpliFi Inc's ten largest holdings make up 93% of its $169M portfolio in Q3 2019.
  • SimpliFi Inc opened 2 new positions and closed 1 in Q3 2019.
  • SimpliFi Inc's portfolio value rose 0.82% quarter-over-quarter to $169M.

Based on SimpliFi Inc's 13F filing for Q3 2019, filed 16 Oct 2019.