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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+3.61%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.75B
AUM Growth
+$134M
Cap. Flow
+$78.1M
Cap. Flow %
4.46%
Top 10 Hldgs %
28.68%
Holding
660
New
65
Increased
264
Reduced
223
Closed
60

Top Buys

Rank Stock Value
1
ICF icon
iShares Select U.S. REIT ETF
ICF
+$14.2M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$10.6M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$5.57M
4
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$5.29M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.28M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$5.82M
2
NIC icon
Nicolet Bankshares
NIC
+$5.7M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$4.76M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$3.21M
5
BKLN icon
Invesco Senior Loan ETF
BKLN
+$2.52M

Sector Composition

Rank Sector Weight
1 Industrials 4.49%
2 Financials 3.91%
3 Technology 3.22%
4 Consumer Staples 2.47%
5 Healthcare 2.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZION icon
201
Zions Bancorporation
ZION
$10.1B
$1.2M 0.07%
25,527
-249
-1% -$11.1K
BMY icon
202
Bristol-Myers Squibb
BMY
$131B
$1.2M 0.07%
18,762
-22,796
-55% -$1.33M
ITOT icon
203
iShares Core S&P Total US Stock Market ETF
ITOT
$93.6B
$1.19M 0.07%
20,710
+4,608
+29% +$260K
RSP icon
204
Invesco S&P 500 Equal Weight ETF
RSP
$96.6B
$1.18M 0.07%
12,330
+3,698
+43% +$346K
PFXF icon
205
VanEck Preferred Securities ex Financials ETF
PFXF
$2.4B
$1.18M 0.07%
58,651
+6,516
+12% +$131K
NSL
206
DELISTED
NUVEEN SENIOR INCM FD
NSL
$1.18M 0.07%
176,016
+1,400
+0.8% +$9.37K
BAC icon
207
Bank of America
BAC
$434B
$1.17M 0.07%
46,200
-6,329
-12% -$154K
DNP icon
208
DNP Select Income Fund
DNP
$4.08B
$1.17M 0.07%
103,067
-10,916
-10% -$123K
FEI
209
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$1.17M 0.07%
76,817
-674
-0.9% -$10.3K
CCL icon
210
Carnival Corporation Ltd
CCL
$37.9B
$1.17M 0.07%
18,079
+1,042
+6% +$69.7K
VDE icon
211
Vanguard Energy ETF
VDE
$9.92B
$1.16M 0.07%
12,347
-1,239
-9% -$110K
NHS
212
Neuberger High Yield Strategies Fund Inc
NHS
$252M
$1.13M 0.06%
93,333
+810
+0.9% +$9.69K
VBK icon
213
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23B
$1.12M 0.06%
7,260
-837
-10% -$123K
DGRO icon
214
iShares Core Dividend Growth ETF
DGRO
$42.5B
$1.11M 0.06%
34,061
+373
+1% +$11.9K
CEE
215
Central and Eastern Europe Fund
CEE
$133M
$1.1M 0.06%
44,429
-1,031
-2% -$24K
ASA
216
ASA Gold and Precious Metals
ASA
$919M
$1.09M 0.06%
90,878
+3,400
+4% +$40.5K
VFH icon
217
Vanguard Financials ETF
VFH
$13.5B
$1.08M 0.06%
16,488
-1,439
-8% -$90.8K
CFO icon
218
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$417M
$1.08M 0.06%
23,700
+15,974
+207% +$711K
GLD icon
219
SPDR Gold Trust
GLD
$131B
$1.06M 0.06%
8,751
-171
-2% -$20.8K
FXG icon
220
First Trust Consumer Staples AlphaDEX Fund
FXG
$230M
$1.06M 0.06%
23,165
-25,051
-52% -$1.16M
X
221
DELISTED
US Steel
X
$1.05M 0.06%
40,969
+3,335
+9% +$81.6K
LMT icon
222
Lockheed Martin
LMT
$132B
$1.05M 0.06%
3,366
+166
+5% +$49.5K
FV icon
223
First Trust Dorsey Wright Focus 5 ETF
FV
$3.59B
$1.03M 0.06%
39,347
+3,245
+9% +$82.4K
HON icon
224
Honeywell
HON
$76.4B
$1.02M 0.06%
7,906
+726
+10% +$90.1K
LOW icon
225
Lowe's Companies
LOW
$117B
$1.01M 0.06%
12,678
-4,592
-27% -$352K
7 8
9
10 11

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SII Investments's Q3 2017 Portfolio in Review

As of Q3 2017, SII Investments held 660 positions worth $1.75B, up 8.3% from $1.62B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

SII Investments deployed $78.1M of net new capital in Q3 2017, opening 65 new positions and adding to 264 existing holdings. Its largest new stake was First Trust RiverFront Dynamic Developed International ETF: 53,856 shares worth $3.39M.

By sector, the portfolio is most concentrated in Industrials at 4.5% of assets, down from 4.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $5.82M trimmed.

  • SII Investments's largest Q3 2017 buy was First Trust RiverFront Dynamic Developed International ETF: 53,856 shares worth $3.39M.
  • SII Investments added most to iShares Select U.S. REIT ETF in Q3 2017, an estimated $14.2M increase.
  • SII Investments's biggest Q3 2017 reduction was Invesco QQQ Trust, cutting an estimated $5.82M.
  • SII Investments fully exited Invesco Senior Loan ETF in Q3 2017, selling an estimated $2.52M.
  • SII Investments's ten largest holdings make up 29% of its $1.75B portfolio in Q3 2017.
  • SII Investments opened 65 new positions and closed 60 in Q3 2017.
  • SII Investments's portfolio value rose 8.3% quarter-over-quarter to $1.75B.

Based on SII Investments's 13F filing for Q3 2017, filed 13 Nov 2017.