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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+5.34%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$422M
AUM Growth
-$42M
Cap. Flow
-$61.1M
Cap. Flow %
-14.48%
Top 10 Hldgs %
24.45%
Holding
420
New
35
Increased
131
Reduced
136
Closed
93

Top Buys

Rank Stock Value
1
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$5.76M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.3M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$5.09M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.54M
5
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$3.36M

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$6M
2
PSX icon
Phillips 66
PSX
+$4.25M
3
PWV icon
Invesco Large Cap Value ETF
PWV
+$4.24M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$3.88M
5
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$3.61M

Sector Composition

Rank Sector Weight
1 Energy 9.29%
2 Industrials 6.75%
3 Healthcare 5.31%
4 Financials 5.27%
5 Consumer Staples 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FYX icon
201
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.39B
$417K 0.1%
9,494
+1,725
+22% +$72.9K
PRF icon
202
Invesco FTSE RAFI US 1000 ETF
PRF
$9.87B
$415K 0.1%
+27,380
New +$413K
COST icon
203
Costco
COST
$421B
$414K 0.1%
3,562
+143
+4% +$16.5K
FCX icon
204
Freeport-McMoran
FCX
$90.7B
$413K 0.1%
12,475
-616
-5% -$18.8K
FXI icon
205
iShares China Large-Cap ETF
FXI
$4.35B
$410K 0.1%
10,966
-88
-0.8% -$3.13K
GYLD icon
206
Arrow Dow Jones Global Yield ETF
GYLD
$38M
$410K 0.1%
15,729
+500
+3% +$12.8K
VHT icon
207
Vanguard Health Care ETF
VHT
$18.1B
$408K 0.1%
4,396
+274
+7% +$25.1K
DXJ icon
208
WisdomTree Japan Hedged Equity Fund
DXJ
$7.06B
$402K 0.1%
8,395
-1,036
-11% -$48.6K
R icon
209
Ryder
R
$9.95B
$398K 0.09%
6,670
+2,660
+66% +$160K
AOR icon
210
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.66B
$397K 0.09%
10,538
+477
+5% +$17.3K
EWZ icon
211
iShares MSCI Brazil ETF
EWZ
$9.21B
$396K 0.09%
8,165
-1,037
-11% -$46.1K
V icon
212
Visa
V
$682B
$395K 0.09%
8,248
-320
-4% -$14.8K
FNX icon
213
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
$391K 0.09%
8,519
+1,376
+19% +$61.5K
CSI
214
DELISTED
Cutwater Select Income Fund
CSI
$391K 0.09%
21,980
-575
-3% -$10.2K
HAL icon
215
Halliburton
HAL
$26.7B
$386K 0.09%
7,716
-93
-1% -$4.36K
DD icon
216
DuPont de Nemours
DD
$18.8B
$384K 0.09%
3,976
+24
+0.6% +$2.23K
EMB icon
217
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$384K 0.09%
3,530
-8,529
-71% -$925K
CMI icon
218
Cummins
CMI
$89.5B
$382K 0.09%
2,872
+125
+5% +$15.4K
EEMV icon
219
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.46B
$382K 0.09%
6,483
+132
+2% +$7.6K
GILD icon
220
Gilead Sciences
GILD
$161B
$381K 0.09%
6,088
-170
-3% -$10.2K
CVS icon
221
CVS Health
CVS
$134B
$376K 0.09%
6,555
-2,771
-30% -$165K
ACTG icon
222
Acacia Research
ACTG
$430M
$375K 0.09%
16,120
-420
-3% -$9.61K
MBB icon
223
iShares MBS ETF
MBB
$38.9B
$374K 0.09%
3,538
-1,173
-25% -$123K
ABT icon
224
Abbott
ABT
$184B
$370K 0.09%
11,160
-930
-8% -$32.6K
NVO
225
Novo Nordisk
NVO
$206B
$364K 0.09%
21,480
– –
7 8
9
10 11

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GES
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AS
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QAM
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BTIS
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GL
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IH
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HHC
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SII Investments's Q3 2013 Portfolio in Review

As of Q3 2013, SII Investments held 420 positions worth $422M, down 9.1% from $464M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SII Investments withdrew a net $61.1M in Q3 2013, closing 93 positions and reducing 136 holdings. Its most notable exit was Invesco Large Cap Value ETF, an estimated $4.24M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.3% of assets, down from 11% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SII Investments opened a new position in COLE REAL ESTATE INVESTMENTS, INC COM worth $6.22M.

  • SII Investments's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 507,221 shares worth $6.22M.
  • SII Investments added most to Vanguard Short-Term Bond ETF in Q3 2013, an estimated $5.3M increase.
  • SII Investments's biggest Q3 2013 reduction was ConocoPhillips, cutting an estimated $6M.
  • SII Investments fully exited Invesco Large Cap Value ETF in Q3 2013, selling an estimated $4.24M.
  • SII Investments's ten largest holdings make up 24% of its $422M portfolio in Q3 2013.
  • SII Investments opened 35 new positions and closed 93 in Q3 2013.
  • SII Investments's portfolio value fell 9.1% quarter-over-quarter to $422M.

Based on SII Investments's 13F filing for Q3 2013, filed 14 Nov 2013.