We are live on ! Find out more
SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
-0.92%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$746M
AUM Growth
+$48.3M
Cap. Flow
+$61.6M
Cap. Flow %
8.26%
Top 10 Hldgs %
20.86%
Holding
532
New
53
Increased
253
Reduced
154
Closed
26

Top Buys

Rank Stock Value
1
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$3.3M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.15M
3
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$2.96M
4
SCHB icon
Schwab US Broad Market ETF
SCHB
+$2.87M
5
PG icon
Procter & Gamble
PG
+$2.76M

Top Sells

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$1.34M
2
SFL icon
SFL Corp
SFL
+$1.26M
3
CPB icon
Campbell Soup
CPB
+$1.22M
4
IHE icon
iShares US Pharmaceuticals ETF
IHE
+$1.15M
5
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$1.09M

Sector Composition

Rank Sector Weight
1 Energy 7.36%
2 Industrials 6.35%
3 Consumer Staples 5.59%
4 Financials 5.49%
5 Healthcare 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNDN
501
DELISTED
DENDREON CORPORATION
DNDN
$18K ﹤0.01%
12,550
-950
-7% -$1.66K
FABC
502
Fabric.AI Inc
FABC
$19.4M
– –
0
– –
HNSN
503
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
$16K ﹤0.01%
1,490
– –
TWER
504
DELISTED
Towerstream Corporation Common Stock
TWER
$15K ﹤0.01%
559
– –
CGRN
505
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$11K ﹤0.01%
56
-3
-5% -$767
VRNG
506
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$9K ﹤0.01%
1,000
– –
AFL icon
507
Aflac
AFL
$64.5B
– –
-22,940
Closed -$693K
CPB icon
508
Campbell Soup
CPB
$6.67B
– –
-26,575
Closed -$1.22M
CSD icon
509
Invesco S&P Spin-Off ETF
CSD
$236M
– –
-6,798
Closed -$316K
FNX icon
510
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
– –
-6,483
Closed -$345K
FYX icon
511
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.42B
– –
-7,463
Closed -$368K
GES
512
DELISTED
Guess Inc
GES
– –
-7,889
Closed -$214K
IHE icon
513
iShares US Pharmaceuticals ETF
IHE
$1.62B
– –
-24,825
Closed -$1.15M
ISCV icon
514
iShares Morningstar Small-Cap Value ETF
ISCV
$710M
– –
-5,817
Closed -$247K
KEY icon
515
KeyCorp
KEY
$24.5B
– –
-11,657
Closed -$167K
LNT icon
516
Alliant Energy
LNT
$18.5B
– –
-6,784
Closed -$206K
MET icon
517
MetLife
MET
$62B
– –
-17,216
Closed -$852K
NUGT icon
518
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$936M
– –
-164
Closed -$304K
OHI icon
519
Omega Healthcare
OHI
$14.7B
– –
-6,138
Closed -$226K
OLN icon
520
Olin
OLN
$2.12B
– –
-12,645
Closed -$344K
ORI icon
521
Old Republic International
ORI
$10.5B
– –
-13,088
Closed -$218K
PGF icon
522
Invesco Financial Preferred ETF
PGF
$676M
– –
-16,766
Closed -$303K
RIO icon
523
Rio Tinto
RIO
$161B
– –
-3,752
Closed -$201K
RYN icon
524
Rayonier
RYN
$6.48B
– –
-6,628
Closed -$215K
SCHV
525
Schwab US Large-Cap Value ETF
SCHV
$16.1B
– –
-30,741
Closed -$438K
18 19 20
21
22

Similar funds

TAM
TPH Asset Management Houston, Texas $1.01B AUM 2.14% 1-Year Est. Return
GES
GO ETF Solutions London, United Kingdom $689M AUM 29.59% 1-Year Est. Return
AS
Acorns Securities Irvine, California $660M AUM
QAM
Quentec Asset Management New York $634M AUM 22.87% 1-Year Est. Return
BTIS
BB&T Investment Services Charlotte, North Carolina $595M AUM 15.91% 1-Year Est. Return
GL
GLG LLC New York $1.39B AUM 24.01% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
HHC
Hutchin Hill Capital New York $359M AUM 15.77% 1-Year Est. Return

SII Investments's Q3 2014 Portfolio in Review

As of Q3 2014, SII Investments held 532 positions worth $746M, up 6.9% from $697M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

SII Investments deployed $61.6M of net new capital in Q3 2014, opening 53 new positions and adding to 253 existing holdings. Its largest new stake was Schwab US Broad Market ETF: 358,602 shares worth $243K.

By sector, the portfolio is most concentrated in Energy at 7.4% of assets, down from 8.3% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was Enterprise Products Partners, an estimated $1.34M trimmed.

  • SII Investments's largest Q3 2014 buy was Schwab US Broad Market ETF: 358,602 shares worth $243K.
  • SII Investments added most to Vanguard Morningstar Small-Cap ETF in Q3 2014, an estimated $3.3M increase.
  • SII Investments's biggest Q3 2014 reduction was Enterprise Products Partners, cutting an estimated $1.34M.
  • SII Investments fully exited SFL Corp in Q3 2014, selling an estimated $1.26M.
  • SII Investments's ten largest holdings make up 21% of its $746M portfolio in Q3 2014.
  • SII Investments opened 53 new positions and closed 26 in Q3 2014.
  • SII Investments's portfolio value rose 6.9% quarter-over-quarter to $746M.

Based on SII Investments's 13F filing for Q3 2014, filed 23 Oct 2014.