SII Investments’s iShares Morningstar Mid-Cap ETF IMCB Stock Holding History

SII Investments’s Portfolio IMCB Stock Details IMCB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-47,960	Closed	-$1.78M	–	616
2016 Q2	$1.78M	Buy	47,960 +5,568	+13%	+$205K	0.15%	131
2016 Q1	$1.54M	Buy	42,392 +22,356	+112%	+$759K	0.14%	134
2015 Q4	$716K	Buy	20,036 +5,268	+36%	+$191K	0.09%	199
2015 Q3	$509K	Buy	14,768 +2,076	+16%	+$76.4K	0.06%	288
2015 Q2	$477K	Buy	12,692 +3,568	+39%	+$138K	0.06%	300
2015 Q1	$351K	Buy	+9,124	New	+$342K	0.04%	357

Other funds holding IMCB

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

SII Investments's IMCB Position: Q3 2016 in Review

SII Investments sold out of iShares Morningstar Mid-Cap ETF (IMCB) in Q3 2016, closing a stake of 47,960 shares — an estimated $1.78M sold.

SII Investments first reported a position in IMCB in Q1 2015 and held it in 6 quarters. The position peaked at $1.78M in Q2 2016. 74 funds tracked by Wall St. Rank hold IMCB as of Q3 2016.

SII Investments reported no remaining iShares Morningstar Mid-Cap ETF position as of Q3 2016 after selling out during the quarter.
SII Investments sold 47,960 iShares Morningstar Mid-Cap ETF shares in Q3 2016, an estimated $1.78M.
SII Investments first reported a position in iShares Morningstar Mid-Cap ETF in Q1 2015 and held it in 6 quarters.
SII Investments's iShares Morningstar Mid-Cap ETF position peaked at $1.78M in Q2 2016.
74 funds tracked by Wall St. Rank held iShares Morningstar Mid-Cap ETF as of Q3 2016.

Based on SII Investments's 13F filing for Q3 2016, filed 10 Nov 2016.