Sigma Planning Corp’s Sprott Gold Miners ETF SGDM Stock Holding History

Sigma Planning Corp’s Portfolio SGDM Stock Details SGDM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-19,010	Closed	-$354K	–	757
2016 Q1	$354K	Buy	19,010 +362	+2%	+$5.72K	0.05%	402
2015 Q4	$237K	Sell	18,648 -385	-2%	-$5.24K	0.03%	539
2015 Q3	$239K	Sell	19,033 -5,773	-23%	-$76.8K	0.04%	508
2015 Q2	$395K	Sell	24,806 -3,233	-12%	-$56.8K	0.05%	407
2015 Q1	$470K	Buy	+28,039	New	+$532K	0.06%	360

Other funds holding SGDM

Sloane Robinson London, United Kingdom $108M AUM 78.42% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Sprott Inc Toronto, Ontario, Canada $3.15B AUM 70.1% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

HFS

HL Financial Services Louisville, Kentucky $6.5B AUM 9.56% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Sigma Planning Corp's SGDM Position: Q2 2016 in Review

Sigma Planning Corp sold out of Sprott Gold Miners ETF (SGDM) in Q2 2016, closing a stake of 19,010 shares — an estimated $354K sold.

Sigma Planning Corp first reported a position in SGDM in Q1 2015 and held it in 5 quarters. The position peaked at $470K in Q1 2015. 40 funds tracked by Wall St. Rank hold SGDM as of Q2 2016.

Sigma Planning Corp reported no remaining Sprott Gold Miners ETF position as of Q2 2016 after selling out during the quarter.
Sigma Planning Corp sold 19,010 Sprott Gold Miners ETF shares in Q2 2016, an estimated $354K.
Sigma Planning Corp first reported a position in Sprott Gold Miners ETF in Q1 2015 and held it in 5 quarters.
Sigma Planning Corp's Sprott Gold Miners ETF position peaked at $470K in Q1 2015.
40 funds tracked by Wall St. Rank held Sprott Gold Miners ETF as of Q2 2016.

Based on Sigma Planning Corp's 13F filing for Q2 2016, filed 22 Jul 2016.