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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+6.23%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$278M
AUM Growth
+$5.2M
Cap. Flow
-$9.26M
Cap. Flow %
-3.34%
Top 10 Hldgs %
42.65%
Holding
215
New
18
Increased
56
Reduced
40
Closed
20

Top Buys

Rank Stock Value
1
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$4.32M
2
WLL
Whiting Petroleum Corporation
WLL
+$2.87M
3
CTRA
Coterra Energy
CTRA
+$2.04M
4
STNG icon
Scorpio Tankers
STNG
+$1.54M
5
MSFT icon
Microsoft
MSFT
+$714K

Top Sells

Rank Stock Value
1
EQT icon
EQT Corp
EQT
+$4.29M
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$3.24M
3
PXD
Pioneer Natural Resource Co.
PXD
+$2.59M
4
XEC
CIMAREX ENERGY CO
XEC
+$2.06M
5
JQUA icon
JPMorgan US Quality Factor ETF
JQUA
+$2.04M

Sector Composition

Rank Sector Weight
1 Energy 18.51%
2 Technology 7.07%
3 Financials 5.74%
4 Healthcare 3.83%
5 Materials 2.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEM icon
201
CALL
Newmont
NEM
$96.4B
– –
-2,400
Closed -$130K
RVT icon
202
Royce Value Trust
RVT
$2.22B
– –
-35,250
Closed -$635K
SCHO icon
203
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
– –
-11,040
Closed -$283K
SHY icon
204
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
– –
-3,280
Closed -$283K
TGB
205
CALL
Trekor Metals
TGB
$2.52B
– –
-3,300
Closed -$6K
VNT icon
206
Vontier
VNT
$4.62B
– –
-7,700
Closed -$259K
FEI
207
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
– –
-20,300
Closed -$146K
FPL
208
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
– –
-56,150
Closed -$319K
SFE
209
DELISTED
Safeguard Scientifics, Inc.
SFE
– –
-33,000
Closed -$293K
AGTC
210
DELISTED
Applied Genetic Technologies Corporation
AGTC
– –
-10,000
Closed -$30K
GDP
211
DELISTED
Goodrich Petroleum Corporation Common Stock
GDP
– –
-19,160
Closed -$453K
XEC
212
DELISTED
CIMAREX ENERGY CO
XEC
– –
-23,604
Closed -$2.06M
STMP
213
DELISTED
Stamps.com, Inc.
STMP
– –
-1,500
Closed -$495K
5 6 7 8
9

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SF
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MWM
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HPM
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WKSWA
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KL
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Shepherd Kaplan Krochuk's Q4 2021 Portfolio in Review

As of Q4 2021, Shepherd Kaplan Krochuk held 215 positions worth $278M, up 1.9% from $272M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $9.26M in Q4 2021, closing 20 positions and reducing 40 holdings. Its most notable exit was CIMAREX ENERGY CO, an estimated $2.06M position sold in full.

By sector, the portfolio is most concentrated in Energy at 19% of assets, down from 20% a quarter earlier, followed by Technology and Financials.

Against the trend, Shepherd Kaplan Krochuk opened a new position in Whiting Petroleum Corporation worth $2.83M.

  • Shepherd Kaplan Krochuk's largest Q4 2021 buy was Whiting Petroleum Corporation: 43,800 shares worth $2.83M.
  • Shepherd Kaplan Krochuk added most to State Street SPDR Portfolio Long Term Treasury ETF in Q4 2021, an estimated $4.32M increase.
  • Shepherd Kaplan Krochuk's biggest Q4 2021 reduction was EQT Corp, cutting an estimated $4.29M.
  • Shepherd Kaplan Krochuk fully exited CIMAREX ENERGY CO in Q4 2021, selling an estimated $2.06M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 43% of its $278M portfolio in Q4 2021.
  • Shepherd Kaplan Krochuk opened 18 new positions and closed 20 in Q4 2021.
  • Shepherd Kaplan Krochuk's portfolio value rose 1.9% quarter-over-quarter to $278M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q4 2021, filed 14 Feb 2022.