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SKK
Shepherd Kaplan Krochuk Portfolio holdings
AUM
$119M
1-Year Est. Return
8.32%
This Fund
S&P 500
This Quarter
Est. Return
+0.7%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$272M
AUM Growth
-$8.26M
(-2.9%)
Cap. Flow
-$7.6M
Cap. Flow
% of AUM
-2.79%
Top 10 Holdings %
Top 10 Hldgs %
43.7%
Holding
205
New
13
Increased
33
Reduced
78
Closed
8
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$5.41M |
| 2 |
SMM
Salient Midstream & MLP Fund
SMM
|
+$349K |
| 3 |
ATIP
ATI Physical Therapy, Inc.
ATIP
|
+$341K |
| 4 |
SRV
NXG Cushing Midstream Energy Fund
SRV
|
+$331K |
| 5 |
California Resources
CRC
|
+$327K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$4.63M |
| 2 |
Goldman Sachs ActiveBeta International Equity ETF
GSIE
|
+$1.33M |
| 3 |
JPMorgan US Quality Factor ETF
JQUA
|
+$1.32M |
| 4 |
SCHV
Schwab US Large-Cap Value ETF
SCHV
|
+$736K |
| 5 |
PXD
Pioneer Natural Resource Co.
PXD
|
+$648K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 19.93% |
| 2 | Financials | 5.61% |
| 3 | Technology | 5.45% |
| 4 | Healthcare | 3.53% |
| 5 | Materials | 2.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Ingevity
NGVT
$2.51B
| – | – |
-2,800
| Closed | -$228K |
|
202
Suncor Energy
SU
$77.6B
| – | – |
-8,430
| Closed | -$202K |
|
|
GRA
203
DELISTED
W.R. Grace & Co.
GRA
| – | – |
-4,900
| Closed | -$339K |
|
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Shepherd Kaplan Krochuk's Q3 2021 Portfolio in Review
As of Q3 2021, Shepherd Kaplan Krochuk held 205 positions worth $272M, down 2.9% from $281M the previous quarter. Its ten largest holdings account for 44% of the portfolio.
Shepherd Kaplan Krochuk's Q3 2021 filing shows 13 new, 33 increased, 78 reduced and 8 closed positions. Its largest new stake was Salient Midstream & MLP Fund: 60,300 shares worth $383K. The largest sale was Invesco S&P 500 Low Volatility ETF, an estimated $4.63M.
By sector, the portfolio is most concentrated in Energy at 20% of assets, up from 19% a quarter earlier, followed by Financials and Technology.
- Shepherd Kaplan Krochuk's largest Q3 2021 buy was Salient Midstream & MLP Fund: 60,300 shares worth $383K.
- Shepherd Kaplan Krochuk added most to State Street SPDR Portfolio Long Term Treasury ETF in Q3 2021, an estimated $5.41M increase.
- Shepherd Kaplan Krochuk's biggest Q3 2021 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $4.63M.
- Shepherd Kaplan Krochuk fully exited BlackRock Energy and Resources Trust in Q3 2021, selling an estimated $402K.
- Shepherd Kaplan Krochuk's ten largest holdings make up 44% of its $272M portfolio in Q3 2021.
- Shepherd Kaplan Krochuk opened 13 new positions and closed 8 in Q3 2021.
- Shepherd Kaplan Krochuk's portfolio value fell 2.9% quarter-over-quarter to $272M.
Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2021, filed 12 Nov 2021.