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SKK
Shepherd Kaplan Krochuk Portfolio holdings
AUM
$126M
1-Year Est. Return
15.32%
This Fund
S&P 500
This Quarter
Est. Return
+10.83%
1 Year Est. Return
+15.32%
3 Year Est. Return
+38.45%
5 Year Est. Return
+60.72%
10 Year Est. Return
+449.67%
AUM
$271M
AUM Growth
+$30.5M
(+13%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
13.56%
Top 10 Holdings %
Top 10 Hldgs %
45.29%
Holding
210
New
32
Increased
44
Reduced
73
Closed
25
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
EQT Corp
EQT
|
+$14.6M |
| 2 |
Schwab U.S Small- Cap ETF
SCHA
|
+$13M |
| 3 |
iShares 0-1 Year Treasury Bond ETF
SHV
|
+$5.53M |
| 4 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$4.38M |
| 5 |
Vanguard Mortgage-Backed Securities ETF
VMBS
|
+$2.57M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
|
+$4.31M |
| 2 |
Invesco Preferred ETF
PGX
|
+$2.8M |
| 3 |
Dollar General
DG
|
+$1.16M |
| 4 |
Apple
AAPL
|
+$991K |
| 5 |
Copart
CPRT
|
+$979K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 64.08% |
| 2 | Energy | 12.04% |
| 3 | Financials | 5.29% |
| 4 | Technology | 4.89% |
| 5 | Healthcare | 3.61% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
ExxonMobil
XOM
$683B
| – | – |
-6,299
| Closed | -$216K |
|
|
ABB
202
DELISTED
ABB Ltd
ABB
| – | – |
-29,190
| Closed | -$743K |
|
|
JMP
203
DELISTED
JMP Group LLC
JMP
| – | – |
-10,800
| Closed | -$27K |
|
|
HPR
204
DELISTED
HighPoint Resources Corporation
HPR
| – | – |
-2,155
| Closed | -$25K |
|
|
DNI
205
DELISTED
Dividend and Income Fund
DNI
| – | – |
-37,090
| Closed | -$338K |
|
|
NBL
206
DELISTED
Noble Energy, Inc.
NBL
| – | – |
-70,630
| Closed | -$604K |
|
|
ARCH
207
DELISTED
Arch Resources, Inc.
ARCH
| – | – |
-4,800
| Closed | -$204K |
|
|
JSD
208
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
| – | – |
-10,640
| Closed | -$132K |
|
|
GPM
209
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
| – | – |
-29,690
| Closed | -$162K |
|
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Shepherd Kaplan Krochuk's Q4 2020 Portfolio in Review
As of Q4 2020, Shepherd Kaplan Krochuk held 210 positions worth $271M, up 13% from $240M the previous quarter. Its ten largest holdings account for 45% of the portfolio.
Shepherd Kaplan Krochuk deployed $36.7M of net new capital in Q4 2020, opening 32 new positions and adding to 44 existing holdings. Its largest new stake was EQT Corp: 1,011,407 shares worth $12.9M.
By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, down from 68% a quarter earlier, followed by Energy and Financials.
On the sell side, the largest reduction was Invesco Preferred ETF, an estimated $2.8M trimmed.
- Shepherd Kaplan Krochuk's largest Q4 2020 buy was EQT Corp: 1,011,407 shares worth $12.9M.
- Shepherd Kaplan Krochuk added most to Schwab U.S Small- Cap ETF in Q4 2020, an estimated $13M increase.
- Shepherd Kaplan Krochuk's biggest Q4 2020 reduction was Invesco Preferred ETF, cutting an estimated $2.8M.
- Shepherd Kaplan Krochuk fully exited Xtrackers MSCI EAFE High Dividend Yield Equity ETF in Q4 2020, selling an estimated $4.31M.
- Shepherd Kaplan Krochuk's ten largest holdings make up 45% of its $271M portfolio in Q4 2020.
- Shepherd Kaplan Krochuk opened 32 new positions and closed 25 in Q4 2020.
- Shepherd Kaplan Krochuk's portfolio value rose 13% quarter-over-quarter to $271M.
Based on Shepherd Kaplan Krochuk's 13F filing for Q4 2020, filed 12 Feb 2021.