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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$121M
AUM Growth
-$50.9M
Cap. Flow
-$53.5M
Cap. Flow %
-44.36%
Top 10 Hldgs %
25.84%
Holding
263
New
21
Increased
27
Reduced
69
Closed
46

Top Buys

Rank Stock Value
1
SNA icon
Snap-on
SNA
+$745K
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$530K
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$530K
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$529K
5
TREE icon
LendingTree
TREE
+$389K

Top Sells

Rank Stock Value
1
REN
Resolute Energy Corporaton
REN
+$4.96M
2
NBL
Noble Energy, Inc.
NBL
+$4.47M
3
CRC
California Resources Corporation
CRC
+$3.27M
4
CPE
Callon Petroleum Company
CPE
+$3.08M
5
PXD
Pioneer Natural Resource Co.
PXD
+$2.96M

Sector Composition

Rank Sector Weight
1 Energy 17.77%
2 Financials 16.18%
3 Healthcare 12.76%
4 Industrials 8.59%
5 Materials 5.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HWCC
201
DELISTED
Houston Wire & Cable Company
HWCC
$56K 0.05%
10,375
-3,500
-25% -$19.2K
SCU
202
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$55K 0.05%
1,800
– –
RVP icon
203
Retractable Technologies
RVP
$20.1M
$49K 0.04%
72,000
+29,000
+67% +$27.8K
TPST icon
204
Tempest Therapeutics
TPST
$13.9M
$45K 0.04%
11
+6
+120% +$25.6K
ENG
205
DELISTED
ENGlobal Corp
ENG
$45K 0.04%
4,407
+1,521
+53% +$15.2K
ARTW icon
206
Arts-Way Manufacturing Co
ARTW
$13.1M
$43K 0.04%
18,702
-4,000
-18% -$10K
CRVP
207
DELISTED
Crystal Rock Holdings, Inc.
CRVP
$43K 0.04%
60,055
-42,960
-42% -$33.5K
RMGN
208
DELISTED
RMG Networks Holding Corporation
RMGN
$43K 0.04%
20,558
-335
-2% -$800
AIFC
209
AI Financial Corp
AIFC
$54.9M
$40K 0.03%
7,283
-7,360
-50% -$35.7K
WYY icon
210
WidePoint Corp
WYY
$99.6M
$34K 0.03%
5,019
-3,900
-44% -$19.6K
AWX icon
211
Avalon Holdings
AWX
$10.1M
$32K 0.03%
16,125
+2,500
+18% +$5.39K
MR
212
DELISTED
Montage Resources Corporation Common Stock
MR
$30K 0.02%
787
-1,098
-58% -$41.2K
HHS icon
213
Harte-Hanks
HHS
$16.3M
$26K 0.02%
2,566
-2,300
-47% -$21.2K
IWN icon
214
PUT
iShares Russell 2000 Value ETF
IWN
$14.5B
$25K 0.02%
+200
New +$23.6K
SMTX
215
DELISTED
SMTC Corporation
SMTX
$18K 0.01%
14,045
-24,500
-64% -$31.2K
FWDI
216
Forward Industries Inc
FWDI
$295M
$14K 0.01%
+1,208
New +$13.5K
ACP
217
abrdn Income Credit Strategies Fund
ACP
$631M
– –
-35,955
Closed -$484K
ASG
218
Liberty All-Star Growth Fund
ASG
$324M
– –
-27,100
Closed -$133K
BGB
219
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
– –
-21,100
Closed -$336K
BGX
220
Blackstone Long-Short Credit Income Fund
BGX
$136M
– –
-13,200
Closed -$213K
BOE icon
221
BlackRock Enhanced Global Dividend Trust
BOE
$666M
– –
-14,400
Closed -$191K
CNQ icon
222
Canadian Natural Resources
CNQ
$92.2B
– –
-46,966
Closed -$664K
CWEN icon
223
Clearway Energy Class C
CWEN
$4.9B
– –
-14,806
Closed -$261K
CWEN.A
224
DELISTED
Clearway Energy Class A
CWEN.A
– –
-16,323
Closed -$278K
DVN icon
225
Devon Energy
DVN
$49.2B
– –
-22,256
Closed -$712K
7 8
9
10 11

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SF
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MWM
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HPM
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WKSWA
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KL
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Shepherd Kaplan Krochuk's Q3 2017 Portfolio in Review

As of Q3 2017, Shepherd Kaplan Krochuk held 263 positions worth $121M, down 30% from $172M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $53.5M in Q3 2017, closing 46 positions and reducing 69 holdings. Its most notable exit was CIMAREX ENERGY CO, an estimated $2.13M position sold in full.

By sector, the portfolio is most concentrated in Energy at 18% of assets, down from 38% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Shepherd Kaplan Krochuk opened a new position in Snap-on worth $739K.

  • Shepherd Kaplan Krochuk's largest Q3 2017 buy was Snap-on: 4,957 shares worth $739K.
  • Shepherd Kaplan Krochuk added most to Templeton Emerging Markets Income Fund in Q3 2017, an estimated $170K increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2017 reduction was Resolute Energy Corporaton, cutting an estimated $4.96M.
  • Shepherd Kaplan Krochuk fully exited CIMAREX ENERGY CO in Q3 2017, selling an estimated $2.13M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 26% of its $121M portfolio in Q3 2017.
  • Shepherd Kaplan Krochuk opened 21 new positions and closed 46 in Q3 2017.
  • Shepherd Kaplan Krochuk's portfolio value fell 30% quarter-over-quarter to $121M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2017, filed 14 Nov 2017.