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SKK
Shepherd Kaplan Krochuk Portfolio holdings
AUM
$119M
1-Year Est. Return
8.32%
This Fund
S&P 500
This Quarter
Est. Return
+72.82%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$481M
AUM Growth
+$78.2M
(+19%)
Cap. Flow
-$17.9M
Cap. Flow
% of AUM
-3.72%
Top 10 Holdings %
Top 10 Hldgs %
44.13%
Holding
441
New
91
Increased
68
Reduced
104
Closed
73
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
CRC
California Resources Corporation
CRC
|
+$5.6M |
| 2 |
WLL
Whiting Petroleum Corporation
WLL
|
+$4.17M |
| 3 |
CNR
Cornerstone Building Brands, Inc.
CNR
|
+$1.49M |
| 4 |
APA Corp
APA
|
+$818K |
| 5 |
ACP
abrdn Income Credit Strategies Fund
ACP
|
+$700K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CWEI
Clayton Williams Energy, Inc.
CWEI
|
+$7.59M |
| 2 |
CIVI
Civitas Resources
CIVI
|
+$3.48M |
| 3 |
XEC
CIMAREX ENERGY CO
XEC
|
+$3.04M |
| 4 |
CPE
Callon Petroleum Company
CPE
|
+$2.36M |
| 5 |
PXD
Pioneer Natural Resource Co.
PXD
|
+$2.18M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 45.16% |
| 2 | Healthcare | 6.1% |
| 3 | Financials | 4.68% |
| 4 | Industrials | 3.86% |
| 5 | Real Estate | 3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
YUME
201
DELISTED
YuMe, Inc.
YUME
| $295K | 0.06% |
74,277
+42,326
| +132% | +$153K |
|
|
UCTT
202
Ultra Clean Holdings
UCTT
$3.12B
| $294K | 0.06% |
39,700
-7,000
| -15% | -$45.9K |
|
203
Ardmore Shipping
ASC
$683M
| $292K | 0.06% |
+41,500
| New | +$304K |
|
204
Bank of America
BAC
$429B
| $290K | 0.06% |
18,555
+6,232
| +51% | +$92.8K |
|
|
ODP
205
DELISTED
ODP
ODP
| $289K | 0.06% |
8,100
+1,900
| +31% | +$67.4K |
|
|
NSL
206
DELISTED
NUVEEN SENIOR INCM FD
NSL
| $288K | 0.06% |
44,050
-6,150
| -12% | -$38.4K |
|
207
United Therapeutics
UTHR
$26.1B
| $283K | 0.06% |
2,400
-917
| -28% | -$110K |
|
208
Alpha and Omega Semiconductor
AOSL
$829M
| $281K | 0.06% |
12,916
-178
| -1% | -$3.2K |
|
209
Cenovus Energy
CVE
$54.2B
| $281K | 0.06% |
19,551
| – | – |
|
|
WSCI
210
DELISTED
WSI Industries Inc
WSCI
| $277K | 0.06% |
75,352
+26,111
| +53% | +$86.8K |
|
211
Tandem Diabetes Care
TNDM
$1.27B
| $273K | 0.06% |
3,562
| – | – |
|
|
HWCC
212
DELISTED
Houston Wire & Cable Company
HWCC
| $273K | 0.06% |
44,100
-500
| -1% | -$2.89K |
|
|
DCH
213
Dauch Corp
DCH
$1.31B
| $270K | 0.06% |
15,691
-6,476
| -29% | -$109K |
|
|
SMIT
214
DELISTED
Schmitt Industries Inc
SMIT
| $269K | 0.06% |
172,289
+45,454
| +36% | +$76.1K |
|
215
CBIZ
CBZ
$2.95B
| $266K | 0.06% |
+23,740
| New | +$264K |
|
|
AVID
216
DELISTED
Avid Technology Inc
AVID
| $258K | 0.05% |
32,500
-24,500
| -43% | -$188K |
|
|
AIRM
217
DELISTED
Air Methods Corp
AIRM
| $257K | 0.05% |
8,149
| – | – |
|
218
Clearway Energy Class C
CWEN
$4.79B
| $256K | 0.05% |
15,096
| – | – |
|
219
Super Micro Computer
SMCI
$16.6B
| $252K | 0.05% |
+107,690
| New | +$240K |
|
220
PUT
iShares Core S&P Small-Cap ETF
IJR
$109B
| $248K | 0.05% |
+4,000
| New | +$244K |
|
|
CWEN.A
221
DELISTED
Clearway Energy Class A
CWEN.A
| $246K | 0.05% |
15,096
| – | – |
|
|
NUAN
222
DELISTED
Nuance Communications, Inc.
NUAN
| $245K | 0.05% |
19,493
-6,989
| -26% | -$91.6K |
|
|
KTEC
223
DELISTED
Key Technology Inc
KTEC
| $245K | 0.05% |
+22,305
| New | +$230K |
|
224
Coffee Holding Co
JVA
$18.4M
| $237K | 0.05% |
42,547
-15,500
| -27% | -$88.2K |
|
225
Data I/O
DAIO
$30.5M
| $236K | 0.05% |
67,150
-1,750
| -3% | -$5.74K |
|
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Shepherd Kaplan Krochuk's Q3 2016 Portfolio in Review
As of Q3 2016, Shepherd Kaplan Krochuk held 441 positions worth $481M, up 19% from $402M the previous quarter. Its ten largest holdings account for 44% of the portfolio.
Shepherd Kaplan Krochuk withdrew a net $17.9M in Q3 2016, closing 73 positions and reducing 104 holdings. Its most notable exit was Civitas Resources, an estimated $3.48M position sold in full.
By sector, the portfolio is most concentrated in Energy at 45% of assets, down from 46% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Shepherd Kaplan Krochuk opened a new position in APA Corp worth $955K.
- Shepherd Kaplan Krochuk's largest Q3 2016 buy was APA Corp: 14,959 shares worth $955K.
- Shepherd Kaplan Krochuk added most to California Resources Corporation in Q3 2016, an estimated $5.6M increase.
- Shepherd Kaplan Krochuk's biggest Q3 2016 reduction was Clayton Williams Energy, Inc., cutting an estimated $7.59M.
- Shepherd Kaplan Krochuk fully exited Civitas Resources in Q3 2016, selling an estimated $3.48M.
- Shepherd Kaplan Krochuk's ten largest holdings make up 44% of its $481M portfolio in Q3 2016.
- Shepherd Kaplan Krochuk opened 91 new positions and closed 73 in Q3 2016.
- Shepherd Kaplan Krochuk's portfolio value rose 19% quarter-over-quarter to $481M.
Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2016, filed 14 Nov 2016.