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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+19.94%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$620M
AUM Growth
+$113M
Cap. Flow
+$33.9M
Cap. Flow %
5.48%
Top 10 Hldgs %
28.11%
Holding
732
New
131
Increased
102
Reduced
153
Closed
156

Top Buys

Rank Stock Value
1
VLO icon
Valero Energy
VLO
+$9.57M
2
SN
Sanchez Energy Corporation
SN
+$6.53M
3
GPOR
Gulfport Energy Corp.
GPOR
+$5.21M
4
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$4.74M
5
WLT
WALTER ENERGY INC COM STK (DE)
WLT
+$4.57M

Top Sells

Rank Stock Value
1
CIVI
Civitas Resources
CIVI
+$7.27M
2
MTDR icon
Matador Resources
MTDR
+$5.99M
3
ROSE
ROSETTA RESOURCES INC
ROSE
+$5.24M
4
PXD
Pioneer Natural Resource Co.
PXD
+$4.4M
5
GDI
GARDNER DENVER,INC
GDI
+$3.73M

Sector Composition

Rank Sector Weight
1 Energy 36.39%
2 Healthcare 7.26%
3 Materials 6.93%
4 Industrials 6.79%
5 Real Estate 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHE icon
201
Benchmark Electronics
BHE
$2.66B
$504K 0.08%
22,000
– –
ZOLT
202
PUT
DELISTED
ZOLTEK COMPANIES INC
ZOLT
$501K 0.08%
30,000
– –
SPSC icon
203
SPS Commerce
SPSC
$2.55B
$488K 0.08%
14,600
-3,400
-19% -$108K
AA icon
204
Alcoa
AA
$11.3B
$487K 0.08%
24,969
– –
FAF icon
205
First American
FAF
$7.98B
$487K 0.08%
20,000
– –
TAHO
206
DELISTED
Tahoe Resources Inc
TAHO
$484K 0.08%
27,000
-16,200
-38% -$262K
MDY icon
207
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$482K 0.08%
+2,130
New +$474K
CNTY icon
208
Century Casinos
CNTY
$32.9M
$472K 0.08%
82,387
-84,914
-51% -$387K
AMAG
209
DELISTED
AMAG Pharmaceuticals
AMAG
$468K 0.08%
21,772
+6,805
+45% +$161K
NEWP
210
DELISTED
NEWPORT CORP
NEWP
$461K 0.07%
29,500
+7,500
+34% +$115K
KYTH
211
DELISTED
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
$460K 0.07%
10,097
– –
GTI
212
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
$457K 0.07%
54,049
– –
DAR icon
213
Darling Ingredients
DAR
$9.32B
$453K 0.07%
21,417
– –
EHTH icon
214
PUT
eHealth
EHTH
$41.9M
$452K 0.07%
14,000
– –
ETY icon
215
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.24B
$450K 0.07%
44,600
– –
ASTX
216
DELISTED
ASTEX PHARMACEUTICALS, INC COM
ASTX
$450K 0.07%
53,042
– –
EXG icon
217
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.93B
$448K 0.07%
47,790
– –
DNR
218
DELISTED
Denbury Resources, Inc.
DNR
$443K 0.07%
24,037
-22,142
-48% -$390K
ACRE
219
Ares Commercial Real Estate
ACRE
$247M
$441K 0.07%
35,443
– –
IDXG
220
DELISTED
Interpace Biosciences, Inc. Common Stock
IDXG
$440K 0.07%
913
+70
+8% +$33.5K
VWO icon
221
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$439K 0.07%
10,950
+500
+5% +$19.8K
ARII
222
DELISTED
American Railcar Industries, Inc.
ARII
$432K 0.07%
11,000
– –
MCP.PRA
223
DELISTED
MOLYCORP, INC PFD CONV SER A
MCP.PRA
$430K 0.07%
22,000
+12,000
+120% +$269K
PSX icon
224
Phillips 66
PSX
$82.9B
$420K 0.07%
7,256
– –
BDJ icon
225
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$416K 0.07%
+55,380
New +$425K
7 8
9
10 11

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VA
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TCM
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SF
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MWM
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HPM
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WKSWA
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KL
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Shepherd Kaplan Krochuk's Q3 2013 Portfolio in Review

As of Q3 2013, Shepherd Kaplan Krochuk held 732 positions worth $620M, up 22% from $507M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Shepherd Kaplan Krochuk deployed $33.9M of net new capital in Q3 2013, opening 131 new positions and adding to 102 existing holdings. Its largest new stake was WALTER ENERGY INC COM STK (DE): 359,610 shares worth $5.04M.

By sector, the portfolio is most concentrated in Energy at 36% of assets, up from 32% a quarter earlier, followed by Healthcare and Materials.

On the sell side, the largest reduction was Pioneer Natural Resource Co., an estimated $4.4M trimmed.

  • Shepherd Kaplan Krochuk's largest Q3 2013 buy was WALTER ENERGY INC COM STK (DE): 359,610 shares worth $5.04M.
  • Shepherd Kaplan Krochuk added most to Valero Energy in Q3 2013, an estimated $9.57M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2013 reduction was Pioneer Natural Resource Co., cutting an estimated $4.4M.
  • Shepherd Kaplan Krochuk fully exited Civitas Resources in Q3 2013, selling an estimated $7.27M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 28% of its $620M portfolio in Q3 2013.
  • Shepherd Kaplan Krochuk opened 131 new positions and closed 156 in Q3 2013.
  • Shepherd Kaplan Krochuk's portfolio value rose 22% quarter-over-quarter to $620M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2013, filed 14 Nov 2013.