We are live on ! Find out more
SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $126M
1-Year Est. Return 15.32%
This Fund
S&P 500
This Quarter Est. Return
-0.95%
1 Year Est. Return
+15.32%
3 Year Est. Return
+38.45%
5 Year Est. Return
+60.72%
10 Year Est. Return
+449.67%
AUM
$200M
AUM Growth
-$29.2M
Cap. Flow
-$23.7M
Cap. Flow %
-11.87%
Top 10 Hldgs %
41.62%
Holding
201
New
10
Increased
32
Reduced
53
Closed
55

Top Buys

Rank Stock Value
1
CHRD icon
Chord Energy
CHRD
+$4.24M
2
CPB icon
Campbell Soup
CPB
+$2.97M
3
CPE
Callon Petroleum Company
CPE
+$2.62M
4
BAX icon
Baxter International
BAX
+$977K
5
KMI icon
Kinder Morgan
KMI
+$924K

Top Sells

Rank Stock Value
1
WLL
Whiting Petroleum Corporation
WLL
+$4.34M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$2.18M
3
STNG icon
Scorpio Tankers
STNG
+$1.4M
4
FANG icon
Diamondback Energy
FANG
+$1.26M
5
PRU icon
Prudential Financial
PRU
+$1.23M

Sector Composition

Rank Sector Weight
1 Miscellaneous 38.65%
2 Energy 32.53%
3 Healthcare 5.46%
4 Financials 5.09%
5 Technology 5.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPT
176
Franklin Premier Income Trust
PPT
$316M
– –
-41,860
Closed -$159K
PRU icon
177
Prudential Financial
PRU
$41.1B
– –
-12,877
Closed -$1.23M
RIG icon
178
CALL
Transocean
RIG
$6.33B
– –
-32,700
Closed -$109K
RIG icon
179
Transocean
RIG
$6.33B
– –
-9,000
Closed -$30K
RMT
180
Royce Micro-Cap Trust
RMT
$728M
– –
-56,530
Closed -$473K
SRV
181
NXG Cushing Midstream Energy Fund
SRV
$291M
– –
-11,630
Closed -$323K
STEW
182
SRH Total Return Fund
STEW
$1.77B
– –
-12,260
Closed -$147K
STNG icon
183
Scorpio Tankers
STNG
$4.23B
– –
-40,500
Closed -$1.4M
SWZ
184
Swiss Helvetia Fund
SWZ
$76.8M
– –
-33,380
Closed -$262K
TFC icon
185
Truist Financial
TFC
$61.6B
– –
-21,637
Closed -$1.03M
TFLO icon
186
iShares Treasury Floating Rate Bond ETF
TFLO
$6.67B
– –
-12,600
Closed -$635K
TWN
187
Taiwan Fund
TWN
$592M
– –
-14,200
Closed -$357K
TY icon
188
TRI-Continental Corp
TY
$1.87B
– –
-10,380
Closed -$272K
USFR icon
189
WisdomTree Floating Rate Treasury Fund
USFR
$18.9B
– –
-13,294
Closed -$669K
VGSH icon
190
Vanguard Short-Term Treasury ETF
VGSH
$34.6B
– –
-4,000
Closed -$235K
VGZ icon
191
CALL
Vista Gold
VGZ
$317M
– –
-27,000
Closed -$18K
WAB icon
192
Wabtec
WAB
$47.8B
– –
-3,300
Closed -$271K
BACK
193
DELISTED
IMAC Holdings, Inc. Common Stock
BACK
– –
-1,000
Closed -$25K
MRO
194
CALL
DELISTED
Marathon Oil Corporation
MRO
– –
-14,700
Closed -$330K
CLVT.PRA
195
DELISTED
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
– –
-4,800
Closed -$274K
SMM
196
DELISTED
Salient Midstream & MLP Fund
SMM
– –
-23,850
Closed -$181K
CNR
197
DELISTED
Cornerstone Building Brands, Inc.
CNR
– –
-15,000
Closed -$367K
ARCH
198
DELISTED
Arch Resources, Inc.
ARCH
– –
-1,400
Closed -$200K
GTYH
199
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
– –
-62,100
Closed -$389K
WLL
200
DELISTED
Whiting Petroleum Corporation
WLL
– –
-63,800
Closed -$4.34M
4 5 6 7
8

Similar funds

TC
Tenere Capital New York $126M AUM 42.13% 1-Year Est. Return
MCRM
Midway Capital Research & Management Chicago, Illinois $126M AUM
CAM
Clio Asset Management Charlottesville, Virginia $126M AUM 16.01% 1-Year Est. Return
SPWM
Smith Partners Wealth Management Greensboro, North Carolina $126M AUM
HPM
Heights Point Management New York $126M AUM
MPIA
Milestones Private Investment Advisors Fairport, New York $126M AUM 26.4% 1-Year Est. Return
MIA
MeadowBrook Investment Advisors Livonia, Michigan $126M AUM 25.52% 1-Year Est. Return
KC
Katamaran Capital London, United Kingdom $126M AUM 56.55% 1-Year Est. Return

Shepherd Kaplan Krochuk's Q3 2022 Portfolio in Review

As of Q3 2022, Shepherd Kaplan Krochuk held 201 positions worth $200M, down 13% from $229M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $23.7M in Q3 2022, closing 55 positions and reducing 53 holdings. Its most notable exit was Whiting Petroleum Corporation, an estimated $4.34M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 39% of assets, down from 46% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Shepherd Kaplan Krochuk opened a new position in Chord Energy worth $4.52M.

  • Shepherd Kaplan Krochuk's largest Q3 2022 buy was Chord Energy: 33,063 shares worth $4.52M.
  • Shepherd Kaplan Krochuk added most to Campbell Soup in Q3 2022, an estimated $2.97M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2022 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $2.18M.
  • Shepherd Kaplan Krochuk fully exited Whiting Petroleum Corporation in Q3 2022, selling an estimated $4.34M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 42% of its $200M portfolio in Q3 2022.
  • Shepherd Kaplan Krochuk opened 10 new positions and closed 55 in Q3 2022.
  • Shepherd Kaplan Krochuk's portfolio value fell 13% quarter-over-quarter to $200M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2022, filed 9 Nov 2022.