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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+6.23%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$278M
AUM Growth
+$5.2M
Cap. Flow
-$9.26M
Cap. Flow %
-3.34%
Top 10 Hldgs %
42.65%
Holding
215
New
18
Increased
56
Reduced
40
Closed
20

Top Buys

Rank Stock Value
1
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$4.32M
2
WLL
Whiting Petroleum Corporation
WLL
+$2.87M
3
CTRA
Coterra Energy
CTRA
+$2.04M
4
STNG icon
Scorpio Tankers
STNG
+$1.54M
5
MSFT icon
Microsoft
MSFT
+$714K

Top Sells

Rank Stock Value
1
EQT icon
EQT Corp
EQT
+$4.29M
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$3.24M
3
PXD
Pioneer Natural Resource Co.
PXD
+$2.59M
4
XEC
CIMAREX ENERGY CO
XEC
+$2.06M
5
JQUA icon
JPMorgan US Quality Factor ETF
JQUA
+$2.04M

Sector Composition

Rank Sector Weight
1 Energy 18.51%
2 Technology 7.07%
3 Financials 5.74%
4 Healthcare 3.83%
5 Materials 2.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGI icon
176
Alamos Gold
AGI
$12.1B
$146K 0.05%
19,000
+2,000
+12% +$15.4K
ATIP
177
DELISTED
ATI Physical Therapy, Inc.
ATIP
$146K 0.05%
860
-480
-36% -$80.9K
IGD
178
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$510M
$122K 0.04%
19,671
-37,090
-65% -$223K
VTNR
179
DELISTED
Vertex Energy, Inc
VTNR
$120K 0.04%
+26,500
New +$126K
SDACU
180
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
$110K 0.04%
11,000
– –
RMGCU
181
DELISTED
RMG Acquisition Corp. III Unit
RMGCU
$109K 0.04%
11,000
– –
FREE
182
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
$107K 0.04%
10,000
– –
AM icon
183
Antero Midstream
AM
$10.3B
$100K 0.04%
+10,300
New +$107K
KGC icon
184
Kinross Gold
KGC
$28.1B
$96K 0.03%
16,500
– –
BACK
185
DELISTED
IMAC Holdings, Inc. Common Stock
BACK
$96K 0.03%
2,818
+551
+24% +$21.5K
GTE icon
186
CALL
Gran Tierra Energy
GTE
$226M
$95K 0.03%
+12,500
New +$102K
GORO icon
187
Goldgroup Mining Inc.
GORO
$152M
$63K 0.02%
40,702
+10,702
+36% +$19.4K
RIG icon
188
CALL
Transocean
RIG
$5.52B
$31K 0.01%
11,100
– –
GALT icon
189
Galectin Therapeutics
GALT
$223M
$25K 0.01%
12,000
– –
NGD
190
DELISTED
New Gold Inc
NGD
$23K 0.01%
15,000
– –
FRO icon
191
CALL
Frontline
FRO
$8.63B
$17K 0.01%
2,400
– –
RIG icon
192
Transocean
RIG
$5.52B
$17K 0.01%
6,000
-6,000
-50% -$20.4K
MAG
193
CALL
DELISTED
MAG Silver
MAG
$3K ﹤0.01%
+200
New +$3.5K
ALDX icon
194
Aldeyra Therapeutics
ALDX
$95.3M
– –
-25,000
Closed -$220K
ASC icon
195
CALL
Ardmore Shipping
ASC
$669M
– –
-13,200
Closed -$55K
ASC icon
196
Ardmore Shipping
ASC
$669M
– –
-12,000
Closed -$50K
BWXT icon
197
BWX Technologies
BWXT
$15.5B
– –
-4,000
Closed -$215K
COP icon
198
CALL
ConocoPhillips
COP
$139B
– –
-1,500
Closed -$102K
COP icon
199
ConocoPhillips
COP
$139B
– –
-18,586
Closed -$1.26M
GDX icon
200
VanEck Gold Miners ETF
GDX
$22.7B
– –
-50,000
Closed -$1.47M
5 6 7
8
9

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KL
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Shepherd Kaplan Krochuk's Q4 2021 Portfolio in Review

As of Q4 2021, Shepherd Kaplan Krochuk held 215 positions worth $278M, up 1.9% from $272M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $9.26M in Q4 2021, closing 20 positions and reducing 40 holdings. Its most notable exit was CIMAREX ENERGY CO, an estimated $2.06M position sold in full.

By sector, the portfolio is most concentrated in Energy at 19% of assets, down from 20% a quarter earlier, followed by Technology and Financials.

Against the trend, Shepherd Kaplan Krochuk opened a new position in Whiting Petroleum Corporation worth $2.83M.

  • Shepherd Kaplan Krochuk's largest Q4 2021 buy was Whiting Petroleum Corporation: 43,800 shares worth $2.83M.
  • Shepherd Kaplan Krochuk added most to State Street SPDR Portfolio Long Term Treasury ETF in Q4 2021, an estimated $4.32M increase.
  • Shepherd Kaplan Krochuk's biggest Q4 2021 reduction was EQT Corp, cutting an estimated $4.29M.
  • Shepherd Kaplan Krochuk fully exited CIMAREX ENERGY CO in Q4 2021, selling an estimated $2.06M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 43% of its $278M portfolio in Q4 2021.
  • Shepherd Kaplan Krochuk opened 18 new positions and closed 20 in Q4 2021.
  • Shepherd Kaplan Krochuk's portfolio value rose 1.9% quarter-over-quarter to $278M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q4 2021, filed 14 Feb 2022.