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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $126M
1-Year Est. Return 15.32%
This Fund
S&P 500
This Quarter Est. Return
+8.8%
1 Year Est. Return
+15.32%
3 Year Est. Return
+38.45%
5 Year Est. Return
+60.72%
10 Year Est. Return
+449.67%
AUM
$281M
AUM Growth
+$21.6M
Cap. Flow
+$750K
Cap. Flow %
0.27%
Top 10 Hldgs %
42.63%
Holding
203
New
18
Increased
39
Reduced
58
Closed
11

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$2.99M
2
CRC icon
California Resources
CRC
+$2.97M
3
PGX icon
Invesco Preferred ETF
PGX
+$1.52M
4
GD icon
General Dynamics
GD
+$1.48M
5
PRU icon
Prudential Financial
PRU
+$1.44M

Top Sells

Rank Stock Value
1
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.23M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$2.9M
3
EQT icon
EQT Corp
EQT
+$2.6M
4
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$2.34M
5
PXD
Pioneer Natural Resource Co.
PXD
+$621K

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.12%
2 Energy 18.81%
3 Financials 5.56%
4 Technology 5.56%
5 Healthcare 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGI icon
176
CALL
Alamos Gold
AGI
$15B
$163K 0.06%
21,300
+900
+4% +$7.68K
NEM icon
177
CALL
Newmont
NEM
$130B
$152K 0.05%
+2,400
New +$161K
GTYH
178
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$146K 0.05%
+20,500
New +$125K
SDACU
179
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
$112K 0.04%
11,000
– –
RMGCU
180
DELISTED
RMG Acquisition Corp. III Unit
RMGCU
$110K 0.04%
+11,000
New +$110K
KGC icon
181
Kinross Gold
KGC
$33.3B
$102K 0.04%
16,000
– –
TGB
182
Trekor Metals
TGB
$3.16B
$102K 0.04%
+48,100
New +$103K
AGI icon
183
Alamos Gold
AGI
$15B
$92K 0.03%
12,000
– –
ASC icon
184
CALL
Ardmore Shipping
ASC
$778M
$81K 0.03%
19,200
+7,200
+60% +$30.8K
RIG icon
185
Transocean
RIG
$6.3B
$54K 0.02%
12,000
– –
RIG icon
186
CALL
Transocean
RIG
$6.3B
$50K 0.02%
11,100
– –
TGB
187
CALL
Trekor Metals
TGB
$3.16B
$40K 0.01%
18,800
+3,300
+21% +$7.09K
AGTC
188
DELISTED
Applied Genetic Technologies Corporation
AGTC
$39K 0.01%
10,000
– –
GALT icon
189
Galectin Therapeutics
GALT
$392M
$38K 0.01%
12,000
– –
BACK
190
DELISTED
IMAC Holdings, Inc. Common Stock
BACK
$24K 0.01%
+404
New +$22.2K
COP icon
191
CALL
ConocoPhillips
COP
$158B
– –
-1,500
Closed -$79K
EVG
192
Eaton Vance Short Duration Diversified Income Fund
EVG
$138M
– –
-11,720
Closed -$154K
FRO icon
193
CALL
Frontline
FRO
$11.4B
– –
-1,000
Closed -$7K
GM icon
194
General Motors
GM
$72.1B
– –
-5,000
Closed -$287K
HQH
195
abrdn Healthcare Investors
HQH
$1.23B
– –
-14,360
Closed -$351K
HQL
196
abrdn Life Sciences Investors
HQL
$590M
– –
-13,290
Closed -$262K
MEOH icon
197
Methanex
MEOH
$4.72B
– –
-6,000
Closed -$221K
PIM
198
Franklin Master Intermediate Income Trust
PIM
$145M
– –
-69,350
Closed -$300K
PPT
199
Franklin Premier Income Trust
PPT
$318M
– –
-55,290
Closed -$269K
TGLS icon
200
Tecnoglass Holdings
TGLS
$1.59B
– –
-16,500
Closed -$198K
5 6 7
8
9

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Shepherd Kaplan Krochuk's Q2 2021 Portfolio in Review

As of Q2 2021, Shepherd Kaplan Krochuk held 203 positions worth $281M, up 8.3% from $259M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Shepherd Kaplan Krochuk's Q2 2021 filing shows 18 new, 39 increased, 58 reduced and 11 closed positions. Its largest new stake was General Dynamics: 7,834 shares worth $1.48M. The largest sale was State Street SPDR Portfolio Long Term Treasury ETF, an estimated $3.23M.

By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, down from 59% a quarter earlier, followed by Energy and Financials.

  • Shepherd Kaplan Krochuk's largest Q2 2021 buy was General Dynamics: 7,834 shares worth $1.48M.
  • Shepherd Kaplan Krochuk added most to Invesco S&P 500 Low Volatility ETF in Q2 2021, an estimated $2.99M increase.
  • Shepherd Kaplan Krochuk's biggest Q2 2021 reduction was State Street SPDR Portfolio Long Term Treasury ETF, cutting an estimated $3.23M.
  • Shepherd Kaplan Krochuk fully exited abrdn Healthcare Investors in Q2 2021, selling an estimated $351K.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 43% of its $281M portfolio in Q2 2021.
  • Shepherd Kaplan Krochuk opened 18 new positions and closed 11 in Q2 2021.
  • Shepherd Kaplan Krochuk's portfolio value rose 8.3% quarter-over-quarter to $281M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q2 2021, filed 10 Aug 2021.