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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$259M
AUM Growth
-$11.8M
Cap. Flow
-$36.7M
Cap. Flow %
-14.16%
Top 10 Hldgs %
44.32%
Holding
203
New
18
Increased
22
Reduced
93
Closed
18

Top Buys

Rank Stock Value
1
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$3.52M
2
PXD
Pioneer Natural Resource Co.
PXD
+$3.49M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$2.84M
4
CRC icon
California Resources
CRC
+$2.21M
5
AAPL icon
Apple
AAPL
+$1.81M

Top Sells

Rank Stock Value
1
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$18.5M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$7.5M
3
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$3.79M
4
PE
PARSLEY ENERGY INC
PE
+$3.37M
5
WPX
WPX Energy, Inc.
WPX
+$1.47M

Sector Composition

Rank Sector Weight
1 Energy 17.02%
2 Financials 5.29%
3 Technology 5.29%
4 Healthcare 3.7%
5 Materials 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGI icon
176
Alamos Gold
AGI
$11.9B
$94K 0.04%
+12,000
New +$96.4K
COP icon
177
CALL
ConocoPhillips
COP
$144B
$79K 0.03%
1,500
-600
-29% -$29.6K
ASC icon
178
CALL
Ardmore Shipping
ASC
$674M
$54K 0.02%
12,000
– –
AGTC
179
DELISTED
Applied Genetic Technologies Corporation
AGTC
$51K 0.02%
+10,000
New +$51.9K
RIG icon
180
Transocean
RIG
$5.46B
$43K 0.02%
+12,000
New +$41.7K
RIG icon
181
CALL
Transocean
RIG
$5.46B
$39K 0.02%
+11,100
New +$38.6K
TGB
182
CALL
Trekor Metals
TGB
$2.43B
$27K 0.01%
+15,500
New +$24.2K
GALT icon
183
Galectin Therapeutics
GALT
$229M
$26K 0.01%
12,000
-575
-5% -$1.29K
FRO icon
184
CALL
Frontline
FRO
$8.58B
$7K ﹤0.01%
+1,000
New +$6.89K
AR icon
185
Antero Resources
AR
$10.9B
– –
-12,673
Closed -$69K
BCX icon
186
BlackRock Resources & Commodities Strategy Trust
BCX
$886M
– –
-50,690
Closed -$376K
BLFS icon
187
BioLife Solutions
BLFS
$1.56B
– –
-10,000
Closed -$399K
GM icon
188
CALL
General Motors
GM
$81.3B
– –
-1,200
Closed -$50K
HYMCW
189
DELISTED
Hycroft Mining Holding Corporation Warrant
HYMCW
– –
-20,000
Closed -$28K
IBB icon
190
iShares Biotechnology ETF
IBB
$9.45B
– –
-1,856
Closed -$281K
MMT
191
Aberdeen Multi-Market Income Fund
MMT
$237M
– –
-70,540
Closed -$431K
NOG icon
192
CALL
Northern Oil and Gas
NOG
$2.25B
– –
-71,000
Closed -$622K
NUV icon
193
Nuveen Municipal Value Fund
NUV
$1.9B
– –
-88,750
Closed -$985K
SPHQ icon
194
Invesco S&P 500 Quality ETF
SPHQ
$19.1B
– –
-13,511
Closed -$569K
SPY icon
195
State Street SPDR S&P 500 ETF Trust
SPY
$776B
– –
-542
Closed -$209K
TSLA icon
196
CALL
Tesla
TSLA
$1.19T
– –
-900
Closed -$212K
XLE icon
197
State Street Energy Select Sector SPDR ETF
XLE
$39.1B
– –
-15,682
Closed -$297K
DEN
198
DELISTED
Denbury Inc.
DEN
– –
-20,000
Closed -$514K
ZNGA
199
CALL
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-12,000
Closed -$118K
CXO
200
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-14,974
Closed -$874K
5 6 7
8
9

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HPM
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KL
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Shepherd Kaplan Krochuk's Q1 2021 Portfolio in Review

As of Q1 2021, Shepherd Kaplan Krochuk held 203 positions worth $259M, down 4.4% from $271M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $36.7M in Q1 2021, closing 18 positions and reducing 93 holdings. Its most notable exit was PARSLEY ENERGY INC, an estimated $3.37M position sold in full.

By sector, the portfolio is most concentrated in Energy at 17% of assets, up from 11% a quarter earlier, followed by Financials and Technology.

Against the trend, Shepherd Kaplan Krochuk opened a new position in Xtrackers MSCI EAFE High Dividend Yield Equity ETF worth $3.53M.

  • Shepherd Kaplan Krochuk's largest Q1 2021 buy was Xtrackers MSCI EAFE High Dividend Yield Equity ETF: 148,022 shares worth $3.53M.
  • Shepherd Kaplan Krochuk added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $3.49M increase.
  • Shepherd Kaplan Krochuk's biggest Q1 2021 reduction was Schwab U.S Small- Cap ETF, cutting an estimated $18.5M.
  • Shepherd Kaplan Krochuk fully exited PARSLEY ENERGY INC in Q1 2021, selling an estimated $3.37M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 44% of its $259M portfolio in Q1 2021.
  • Shepherd Kaplan Krochuk opened 18 new positions and closed 18 in Q1 2021.
  • Shepherd Kaplan Krochuk's portfolio value fell 4.4% quarter-over-quarter to $259M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q1 2021, filed 17 May 2021.