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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+10.83%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$271M
AUM Growth
+$30.5M
Cap. Flow
+$19.4M
Cap. Flow %
7.17%
Top 10 Hldgs %
45.29%
Holding
210
New
32
Increased
44
Reduced
73
Closed
25

Top Buys

Rank Stock Value
1
EQT icon
EQT Corp
EQT
+$14.6M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$13M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$5.53M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$4.38M
5
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$2.57M

Top Sells

Rank Stock Value
1
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$4.31M
2
PGX icon
Invesco Preferred ETF
PGX
+$2.8M
3
DG icon
Dollar General
DG
+$1.16M
4
AAPL icon
Apple
AAPL
+$991K
5
CPRT icon
Copart
CPRT
+$979K

Sector Composition

Rank Sector Weight
1 Energy 11.17%
2 Financials 5.29%
3 Technology 4.61%
4 Healthcare 3.61%
5 Materials 2.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KGC icon
176
Kinross Gold
KGC
$27.5B
$123K 0.05%
16,800
+1,800
+12% +$14.3K
ZNGA
177
CALL
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$118K 0.04%
+12,000
New +$108K
ERF
178
DELISTED
Enerplus Corporation
ERF
$101K 0.04%
32,200
– –
COP icon
179
CALL
ConocoPhillips
COP
$144B
$84K 0.03%
+2,100
New +$77.4K
AR icon
180
Antero Resources
AR
$10.9B
$69K 0.03%
12,673
– –
GM icon
181
CALL
General Motors
GM
$81.8B
$50K 0.02%
+1,200
New +$46.6K
ASC icon
182
CALL
Ardmore Shipping
ASC
$670M
$39K 0.01%
+12,000
New +$38.3K
GALT icon
183
Galectin Therapeutics
GALT
$234M
$28K 0.01%
12,575
+575
+5% +$1.51K
HYMCW
184
DELISTED
Hycroft Mining Holding Corporation Warrant
HYMCW
$28K 0.01%
20,000
+9,800
+96% +$15.1K
ABBV icon
185
AbbVie
ABBV
$471B
– –
-10,438
Closed -$914K
BIT icon
186
BlackRock Multi-Sector Income Trust
BIT
$694M
– –
-18,840
Closed -$297K
BP icon
187
BP
BP
$112B
– –
-12,000
Closed -$210K
BTZ icon
188
BlackRock Credit Allocation Income Trust
BTZ
$931M
– –
-16,870
Closed -$240K
BWG
189
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
– –
-29,820
Closed -$343K
BXMX
190
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
– –
-45,680
Closed -$515K
DG icon
191
Dollar General
DG
$28.1B
– –
-5,516
Closed -$1.16M
GSK icon
192
GSK
GSK
$106B
– –
-17,520
Closed -$824K
HDEF icon
193
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.34B
– –
-211,530
Closed -$4.31M
IVZ icon
194
CALL
Invesco
IVZ
$12.4B
– –
-15,000
Closed -$171K
JHI
195
John Hancock Investors Trust
JHI
$114M
– –
-16,620
Closed -$263K
LGI
196
Lazard Global Total Return & Income Fund
LGI
$234M
– –
-17,610
Closed -$273K
NOG icon
197
Northern Oil and Gas
NOG
$2.26B
– –
-210
Closed -$1.3K
PDLB icon
198
Ponce Financial Group
PDLB
$490M
– –
-20,971
Closed -$133K
VREX icon
199
Varex Imaging
VREX
$465M
– –
-10,000
Closed -$127K
WPM icon
200
CALL
Wheaton Precious Metals
WPM
$48.7B
– –
-2,500
Closed -$123K
5 6 7
8
9

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Shepherd Kaplan Krochuk's Q4 2020 Portfolio in Review

As of Q4 2020, Shepherd Kaplan Krochuk held 210 positions worth $271M, up 13% from $240M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Shepherd Kaplan Krochuk deployed $19.4M of net new capital in Q4 2020, opening 32 new positions and adding to 44 existing holdings. Its largest new stake was EQT Corp: 1,011,407 shares worth $12.9M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, up from 4.3% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Invesco Preferred ETF, an estimated $2.8M trimmed.

  • Shepherd Kaplan Krochuk's largest Q4 2020 buy was EQT Corp: 1,011,407 shares worth $12.9M.
  • Shepherd Kaplan Krochuk added most to Schwab U.S Small- Cap ETF in Q4 2020, an estimated $13M increase.
  • Shepherd Kaplan Krochuk's biggest Q4 2020 reduction was Invesco Preferred ETF, cutting an estimated $2.8M.
  • Shepherd Kaplan Krochuk fully exited Xtrackers MSCI EAFE High Dividend Yield Equity ETF in Q4 2020, selling an estimated $4.31M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 45% of its $271M portfolio in Q4 2020.
  • Shepherd Kaplan Krochuk opened 32 new positions and closed 25 in Q4 2020.
  • Shepherd Kaplan Krochuk's portfolio value rose 13% quarter-over-quarter to $271M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q4 2020, filed 12 Feb 2021.