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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+5.34%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$240M
AUM Growth
+$16.7M
Cap. Flow
+$6.08M
Cap. Flow %
2.53%
Top 10 Hldgs %
48.33%
Holding
202
New
22
Increased
47
Reduced
44
Closed
24

Top Buys

Rank Stock Value
1
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$9.79M
2
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$4.95M
3
PGX icon
Invesco Preferred ETF
PGX
+$4.87M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.55M
5
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.77M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$8.47M
2
CRWD icon
CrowdStrike
CRWD
+$3.53M
3
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$3.33M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.05M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.84M

Sector Composition

Rank Sector Weight
1 Financials 6.18%
2 Technology 5.14%
3 Healthcare 4.3%
4 Energy 4.28%
5 Materials 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPR
176
DELISTED
HighPoint Resources Corporation
HPR
$25K 0.01%
2,155
– –
HYMCW
177
DELISTED
Hycroft Mining Holding Corporation Warrant
HYMCW
$16K 0.01%
+10,200
New +$18.9K
NOG icon
178
Northern Oil and Gas
NOG
$2.24B
$1K ﹤0.01%
+210
New +$1.49K
AR icon
179
CALL
Antero Resources
AR
$10.9B
– –
-7,000
Closed -$18K
AXTA icon
180
Axalta
AXTA
$7.5B
– –
-13,500
Closed -$304K
BGY icon
181
BlackRock Enhanced International Dividend Trust
BGY
$510M
– –
-99,000
Closed -$509K
CNTY icon
182
Century Casinos
CNTY
$33.8M
– –
-10,500
Closed -$44K
CORP icon
183
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
– –
-29,128
Closed -$3.33M
DWSN icon
184
Dawson Geophysical
DWSN
$133M
– –
-26,600
Closed -$38K
EEM icon
185
iShares MSCI Emerging Markets ETF
EEM
$27.5B
– –
-13,819
Closed -$553K
EFA icon
186
iShares MSCI EAFE ETF
EFA
$76.4B
– –
-6,171
Closed -$376K
AGNT
187
AGNT Inc
AGNT
$656M
– –
-20,000
Closed -$171K
FAX
188
abrdn Asia-Pacific Income Fund
FAX
$593M
– –
-13,862
Closed -$317K
IWN icon
189
iShares Russell 2000 Value ETF
IWN
$14.4B
– –
-2,200
Closed -$214K
OPLN
190
Openlane
OPLN
$4.31B
– –
-16,315
Closed -$224K
MHK icon
191
Mohawk Industries
MHK
$6.94B
– –
-4,500
Closed -$458K
MPC icon
192
Marathon Petroleum
MPC
$90.2B
– –
-9,500
Closed -$355K
NFJ
193
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.4B
– –
-22,230
Closed -$249K
OEC icon
194
Orion
OEC
$388M
– –
-45,300
Closed -$480K
PEO
195
Adams Natural Resources Fund
PEO
$735M
– –
-23,679
Closed -$259K
SH icon
196
ProShares Short S&P500
SH
$921M
– –
-94,729
Closed -$8.47M
SOR
197
Source Capital
SOR
$374M
– –
-13,330
Closed -$441K
VOD icon
198
Vodafone
VOD
$37.2B
– –
-12,000
Closed -$191K
WBA
199
DELISTED
Walgreens Boots Alliance
WBA
– –
-4,800
Closed -$203K
WFC icon
200
Wells Fargo
WFC
$259B
– –
-14,500
Closed -$371K
5 6 7
8
9

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Shepherd Kaplan Krochuk's Q3 2020 Portfolio in Review

As of Q3 2020, Shepherd Kaplan Krochuk held 202 positions worth $240M, up 7.5% from $224M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Shepherd Kaplan Krochuk's Q3 2020 filing shows 22 new, 47 increased, 44 reduced and 24 closed positions. Its largest new stake was Goldman Sachs Access Investment Grade Corporate Bond ETF: 88,829 shares worth $4.9M. The largest sale was ProShares Short S&P500, an estimated $8.47M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, up from 5.8% a quarter earlier, followed by Technology and Healthcare.

  • Shepherd Kaplan Krochuk's largest Q3 2020 buy was Goldman Sachs Access Investment Grade Corporate Bond ETF: 88,829 shares worth $4.9M.
  • Shepherd Kaplan Krochuk added most to Vanguard Mortgage-Backed Securities ETF in Q3 2020, an estimated $9.79M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2020 reduction was CrowdStrike, cutting an estimated $3.53M.
  • Shepherd Kaplan Krochuk fully exited ProShares Short S&P500 in Q3 2020, selling an estimated $8.47M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 48% of its $240M portfolio in Q3 2020.
  • Shepherd Kaplan Krochuk opened 22 new positions and closed 24 in Q3 2020.
  • Shepherd Kaplan Krochuk's portfolio value rose 7.5% quarter-over-quarter to $240M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2020, filed 13 Nov 2020.