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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $126M
1-Year Est. Return 15.32%
This Fund
S&P 500
This Quarter Est. Return
-15.61%
1 Year Est. Return
+15.32%
3 Year Est. Return
+38.45%
5 Year Est. Return
+60.72%
10 Year Est. Return
+449.67%
AUM
$146M
AUM Growth
-$48.5M
Cap. Flow
-$18.5M
Cap. Flow %
-12.66%
Top 10 Hldgs %
37.42%
Holding
258
New
26
Increased
26
Reduced
74
Closed
65

Top Buys

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$2.15M
2
VT icon
Vanguard Total World Stock ETF
VT
+$1.51M
3
BWXT icon
BWX Technologies
BWXT
+$1.46M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.24M
5
FANG icon
Diamondback Energy
FANG
+$1.2M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.9M
2
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$1.34M
3
EGN
Energen
EGN
+$1.25M
4
IBB icon
iShares Biotechnology ETF
IBB
+$1.16M
5
MHK icon
Mohawk Industries
MHK
+$873K

Sector Composition

Rank Sector Weight
1 Miscellaneous 34.89%
2 Financials 20.31%
3 Energy 14.56%
4 Healthcare 7.19%
5 Industrials 7.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRTS icon
176
CarParts.com
PRTS
$71.6M
$49K 0.03%
5,354
-3,050
-36% -$38.2K
AVP
177
DELISTED
Avon Products, Inc.
AVP
$49K 0.03%
32,000
-37,400
-54% -$71.6K
ARC
178
DELISTED
ARC Document Solutions, Inc.
ARC
$45K 0.03%
22,100
-12,900
-37% -$31.5K
TULP
179
Bloomia Holdings
TULP
$44K 0.03%
4,222
-1,503
-26% -$18.3K
ALSK
180
DELISTED
Alaska Communications Systems
ALSK
$34K 0.02%
23,410
-27,741
-54% -$42.2K
HBP
181
DELISTED
Huttig Building Products, Inc.
HBP
$32K 0.02%
18,000
+500
+3% +$1.51K
JASN
182
DELISTED
Jason Industries, Inc.
JASN
$31K 0.02%
22,457
-25,100
-53% -$57.2K
DHX icon
183
DHI Group
DHX
$197M
$30K 0.02%
20,000
-19,000
-49% -$32.8K
SGMA
184
DELISTED
Sigmatron International
SGMA
$30K 0.02%
+12,600
New +$51K
STRR
185
DELISTED
Star Equity Holdings
STRR
$29K 0.02%
1,020
-560
-35% -$29.1K
SMIT
186
DELISTED
Schmitt Industries Inc
SMIT
$28K 0.02%
10,000
-2,621
-21% -$7.25K
MIND icon
187
MIND Technology
MIND
$35.6M
$27K 0.02%
1,057
-1,751
-62% -$63.9K
SGRP
188
DELISTED
SPAR Group
SGRP
$27K 0.02%
50,449
-34,000
-40% -$27.9K
EVOL
189
DELISTED
Evolving Systems, Inc.
EVOL
$22K 0.02%
18,557
+500
+3% +$836
ASV
190
DELISTED
ASV Holdings, Inc. Common Stock
ASV
$20K 0.01%
+10,000
New +$33.7K
RVP icon
191
Retractable Technologies
RVP
$20.4M
$16K 0.01%
27,000
-20,500
-43% -$13.9K
MR
192
DELISTED
Montage Resources Corporation Common Stock
MR
$12K 0.01%
787
– –
BW icon
193
Babcock & Wilcox
BW
$1.18B
$10K 0.01%
+2,500
New +$22.2K
AAME icon
194
Atlantic American Corp
AAME
$26.3M
– –
-15,354
Closed -$38K
ABG icon
195
Asbury Automotive
ABG
$3.74B
– –
-8,691
Closed -$598K
AMWD
196
DELISTED
American Woodmark
AMWD
– –
-3,900
Closed -$306K
ASYS icon
197
Amtech Systems
ASYS
$261M
– –
-11,000
Closed -$59K
ATKR icon
198
Atkore
ATKR
$3.18B
– –
-13,628
Closed -$362K
BOOM icon
199
DMC Global
BOOM
$131M
– –
-5,300
Closed -$216K
BRW
200
Saba Capital Income & Opportunities Fund
BRW
$326M
– –
-51,605
Closed -$514K
6 7
8
9 10

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CAM
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SPWM
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HPM
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MPIA
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KC
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Shepherd Kaplan Krochuk's Q4 2018 Portfolio in Review

As of Q4 2018, Shepherd Kaplan Krochuk held 258 positions worth $146M, down 25% from $194M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $18.5M in Q4 2018, closing 65 positions and reducing 74 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $3.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 35% of assets, up from 31% a quarter earlier, followed by Financials and Energy.

Against the trend, Shepherd Kaplan Krochuk opened a new position in Vanguard Total World Stock ETF worth $1.41M.

  • Shepherd Kaplan Krochuk's largest Q4 2018 buy was Vanguard Total World Stock ETF: 21,535 shares worth $1.41M.
  • Shepherd Kaplan Krochuk added most to Alerian MLP ETF in Q4 2018, an estimated $2.15M increase.
  • Shepherd Kaplan Krochuk's biggest Q4 2018 reduction was Vanguard Morningstar Small-Cap Value ETF, cutting an estimated $1.34M.
  • Shepherd Kaplan Krochuk fully exited iShares Core S&P 500 ETF in Q4 2018, selling an estimated $3.9M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 37% of its $146M portfolio in Q4 2018.
  • Shepherd Kaplan Krochuk opened 26 new positions and closed 65 in Q4 2018.
  • Shepherd Kaplan Krochuk's portfolio value fell 25% quarter-over-quarter to $146M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q4 2018, filed 12 Feb 2019.