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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $126M
1-Year Est. Return 15.32%
This Fund
S&P 500
This Quarter Est. Return
+16.09%
1 Year Est. Return
+15.32%
3 Year Est. Return
+38.45%
5 Year Est. Return
+60.72%
10 Year Est. Return
+449.67%
AUM
$352M
AUM Growth
-$128M
Cap. Flow
-$161M
Cap. Flow %
-45.79%
Top 10 Hldgs %
48.54%
Holding
408
New
41
Increased
28
Reduced
202
Closed
133

Top Buys

Rank Stock Value
1
DVN icon
Devon Energy
DVN
+$4.82M
2
WFT
Weatherford International plc
WFT
+$1.19M
3
HDSN
Hudson Technologies
HDSN
+$1.13M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$536K
5
PDCO
Patterson Companies, Inc.
PDCO
+$323K

Top Sells

Rank Stock Value
1
CWEI
Clayton Williams Energy, Inc.
CWEI
+$35.8M
2
REN
Resolute Energy Corporaton
REN
+$8.29M
3
PXD
Pioneer Natural Resource Co.
PXD
+$7.62M
4
XEC
CIMAREX ENERGY CO
XEC
+$7.42M
5
CPE
Callon Petroleum Company
CPE
+$5.18M

Sector Composition

Rank Sector Weight
1 Energy 68.89%
2 Miscellaneous 7.76%
3 Healthcare 4.8%
4 Financials 4.67%
5 Industrials 3.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXGN
176
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$193K 0.05%
14,669
-14,093
-49% -$181K
PMTS icon
177
CPI Card Group
PMTS
$332M
$190K 0.05%
+9,154
New +$210K
TORM
178
DELISTED
TOR Minerals International Inc
TORM
$190K 0.05%
31,077
+211
+0.7% +$1.21K
VRN
179
DELISTED
Veren
VRN
$188K 0.05%
13,830
-15,353
-53% -$197K
SNAK
180
DELISTED
Inventure Foods, Inc.
SNAK
$187K 0.05%
19,000
– –
DAIO icon
181
Data I/O
DAIO
$30.5M
$184K 0.05%
43,944
-23,206
-35% -$92.3K
SMIT
182
DELISTED
Schmitt Industries Inc
SMIT
$183K 0.05%
112,325
-59,964
-35% -$100K
OCC icon
183
Optical Cable Corp
OCC
$120M
$182K 0.05%
+60,423
New +$175K
PQ
184
DELISTED
Petroquest Energy Inc Wd
PQ
$182K 0.05%
55,040
+3,479
+7% +$13K
IWN icon
185
PUT
iShares Russell 2000 Value ETF
IWN
$14.5B
$178K 0.05%
+1,500
New +$166K
DEX
186
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$172K 0.05%
17,000
-5,820
-26% -$56.8K
HWCC
187
DELISTED
Houston Wire & Cable Company
HWCC
$170K 0.05%
26,175
-17,925
-41% -$108K
LGL icon
188
LGL Group
LGL
$94.6M
$167K 0.05%
88,298
+10,788
+14% +$18.6K
PVG
189
DELISTED
PRETIUM RESOURCES INC.
PVG
$165K 0.05%
+20,000
New +$176K
TACT icon
190
Transact Technologies
TACT
$53.4M
$160K 0.05%
+24,200
New +$163K
SPLS
191
DELISTED
Staples Inc
SPLS
$158K 0.04%
+17,500
New +$153K
XRN
192
Chiron Real Estate Inc
XRN
$487M
$157K 0.04%
3,515
+244
+7% +$10.6K
VTA
193
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$154K 0.04%
12,500
-4,350
-26% -$51.4K
RCKT icon
194
Rocket Pharmaceuticals
RCKT
$424M
$153K 0.04%
6,269
-8,067
-56% -$230K
UCTT
195
Ultra Clean Holdings
UCTT
$3.15B
$152K 0.04%
15,700
-24,000
-60% -$218K
SMTX
196
DELISTED
SMTC Corporation
SMTX
$146K 0.04%
95,545
-61,043
-39% -$85.8K
GRX
197
Gabelli Healthcare & Wellness Trust
GRX
$149M
$143K 0.04%
15,200
-5,340
-26% -$52K
CSBR icon
198
Champions Oncology
CSBR
$68.5M
$141K 0.04%
55,564
+27,564
+98% +$53.7K
MPU icon
199
Mega Matrix
MPU
$15.1M
$140K 0.04%
+74,245
New +$136K
CVU icon
200
CPI Aerostructures
CVU
$71.7M
$139K 0.04%
+15,017
New +$110K
6 7
8
9 10

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CAM
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SPWM
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MPIA
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KC
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Shepherd Kaplan Krochuk's Q4 2016 Portfolio in Review

As of Q4 2016, Shepherd Kaplan Krochuk held 408 positions worth $352M, down 27% from $481M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $161M in Q4 2016, closing 133 positions and reducing 202 holdings. Its most notable exit was Noble Energy, Inc., an estimated $1.54M position sold in full.

By sector, the portfolio is most concentrated in Energy at 69% of assets, up from 65% a quarter earlier, followed by Miscellaneous and Healthcare.

Against the trend, Shepherd Kaplan Krochuk opened a new position in Weatherford International plc worth $1.14M.

  • Shepherd Kaplan Krochuk's largest Q4 2016 buy was Weatherford International plc: 228,228 shares worth $1.14M.
  • Shepherd Kaplan Krochuk added most to Devon Energy in Q4 2016, an estimated $4.82M increase.
  • Shepherd Kaplan Krochuk's biggest Q4 2016 reduction was Clayton Williams Energy, Inc., cutting an estimated $35.8M.
  • Shepherd Kaplan Krochuk fully exited Noble Energy, Inc. in Q4 2016, selling an estimated $1.54M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 49% of its $352M portfolio in Q4 2016.
  • Shepherd Kaplan Krochuk opened 41 new positions and closed 133 in Q4 2016.
  • Shepherd Kaplan Krochuk's portfolio value fell 27% quarter-over-quarter to $352M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q4 2016, filed 10 Feb 2017.