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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$169M
AUM Growth
-$31.1M
Cap. Flow
-$39.3M
Cap. Flow %
-23.29%
Top 10 Hldgs %
47.52%
Holding
155
New
9
Increased
15
Reduced
29
Closed
83

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$2.65M
2
AMLP icon
Alerian MLP ETF
AMLP
+$1.57M
3
JPEM icon
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
+$1.48M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.06M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$929K

Top Sells

Rank Stock Value
1
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$2.92M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.88M
3
TRQ
Turquoise Hill Resources Ltd
TRQ
+$2.79M
4
CPRT icon
Copart
CPRT
+$2.03M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.74M

Sector Composition

Rank Sector Weight
1 Energy 37%
2 Technology 3.84%
3 Consumer Staples 3.53%
4 Healthcare 2.96%
5 Financials 1.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRAX
151
DELISTED
SRAX, Inc. Class A Common Stock
SRAX
– –
-13,000
Closed -$22K
ATIP
152
DELISTED
ATI Physical Therapy, Inc.
ATIP
– –
-480
Closed -$24K
AAWW
153
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
-5,300
Closed -$507K
BHVN
154
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
– –
-2,500
Closed -$378K
3 4 5 6
7

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CA
Commerce Advisors Memphis, Tennessee $119M AUM
VA
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TCM
Tao Capital Management San Francisco, California $119M AUM 87.46% 1-Year Est. Return
SF
Schaeffer Financial Rockville, Maryland $119M AUM 12.28% 1-Year Est. Return
MWM
McCartney Wealth Management Clayton, Missouri $119M AUM
HPM
Hudson Portfolio Management Garrison, New York $119M AUM 24.19% 1-Year Est. Return
WKSWA
White Knight Strategic Wealth Advisors Princeton, New Jersey $119M AUM 24.94% 1-Year Est. Return
KL
Keenan LLC Boston, Massachusetts $119M AUM

Shepherd Kaplan Krochuk's Q4 2022 Portfolio in Review

As of Q4 2022, Shepherd Kaplan Krochuk held 155 positions worth $169M, down 16% from $200M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $39.3M in Q4 2022, closing 83 positions and reducing 29 holdings. Its most notable exit was Goldman Sachs Access Investment Grade Corporate Bond ETF, an estimated $2.92M position sold in full.

By sector, the portfolio is most concentrated in Energy at 37% of assets, up from 33% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Shepherd Kaplan Krochuk opened a new position in PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund worth $2.66M.

  • Shepherd Kaplan Krochuk's largest Q4 2022 buy was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 28,653 shares worth $2.66M.
  • Shepherd Kaplan Krochuk added most to iShares MSCI USA Momentum Factor ETF in Q4 2022, an estimated $1.06M increase.
  • Shepherd Kaplan Krochuk's biggest Q4 2022 reduction was Berkshire Hathaway Class B, cutting an estimated $2.88M.
  • Shepherd Kaplan Krochuk fully exited Goldman Sachs Access Investment Grade Corporate Bond ETF in Q4 2022, selling an estimated $2.92M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 48% of its $169M portfolio in Q4 2022.
  • Shepherd Kaplan Krochuk opened 9 new positions and closed 83 in Q4 2022.
  • Shepherd Kaplan Krochuk's portfolio value fell 16% quarter-over-quarter to $169M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q4 2022, filed 14 Feb 2023.