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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $126M
1-Year Est. Return 15.32%
This Fund
S&P 500
This Quarter Est. Return
-0.95%
1 Year Est. Return
+15.32%
3 Year Est. Return
+38.45%
5 Year Est. Return
+60.72%
10 Year Est. Return
+449.67%
AUM
$200M
AUM Growth
-$29.2M
Cap. Flow
-$23.7M
Cap. Flow %
-11.87%
Top 10 Hldgs %
41.62%
Holding
201
New
10
Increased
32
Reduced
53
Closed
55

Top Buys

Rank Stock Value
1
CHRD icon
Chord Energy
CHRD
+$4.24M
2
CPB icon
Campbell Soup
CPB
+$2.97M
3
CPE
Callon Petroleum Company
CPE
+$2.62M
4
BAX icon
Baxter International
BAX
+$977K
5
KMI icon
Kinder Morgan
KMI
+$924K

Top Sells

Rank Stock Value
1
WLL
Whiting Petroleum Corporation
WLL
+$4.34M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$2.18M
3
STNG icon
Scorpio Tankers
STNG
+$1.4M
4
FANG icon
Diamondback Energy
FANG
+$1.26M
5
PRU icon
Prudential Financial
PRU
+$1.23M

Sector Composition

Rank Sector Weight
1 Miscellaneous 38.65%
2 Energy 32.53%
3 Healthcare 5.46%
4 Financials 5.09%
5 Technology 5.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNX icon
151
CNX Resources
CNX
$5.31B
– –
-18,830
Closed -$310K
EDD
152
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$381M
– –
-103,450
Closed -$464K
EMF
153
Templeton Emerging Markets Fund
EMF
$338M
– –
-10,040
Closed -$120K
FLTR icon
154
VanEck IG Floating Rate ETF
FLTR
$3.21B
– –
-26,440
Closed -$653K
GAM
155
General American Investors Company
GAM
$1.57B
– –
-16,330
Closed -$577K
GBIL icon
156
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.63B
– –
-6,410
Closed -$640K
GDV icon
157
Gabelli Dividend & Income Trust
GDV
$2.56B
– –
-28,490
Closed -$583K
GF
158
New Germany Fund
GF
$184M
– –
-16,580
Closed -$140K
GGZ
159
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$123M
– –
-20,620
Closed -$228K
GNT
160
GAMCO Natural Resources, Gold & Income Trust
GNT
$153M
– –
-30,130
Closed -$141K
GRX
161
Gabelli Healthcare & Wellness Trust
GRX
$141M
– –
-24,760
Closed -$265K
GSM icon
162
CALL
FerroAtlántica
GSM
$800M
– –
-3,000
Closed -$18K
GT icon
163
CALL
Goodyear
GT
$1.55B
– –
-2,400
Closed -$26K
IGA
164
Voya Global Advantage and Premium Opportunity Fund
IGA
$160M
– –
-12,210
Closed -$111K
IGD
165
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$499M
– –
-20,300
Closed -$112K
IIF
166
Morgan Stanley India Investment Fund
IIF
$210M
– –
-13,360
Closed -$299K
IJK icon
167
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
– –
-3,158
Closed -$201K
JEQ
168
DELISTED
abrdn Japan Equity Fund
JEQ
– –
-24,320
Closed -$135K
JOF
169
Japan Smaller Capitalization Fund
JOF
$356M
– –
-66,610
Closed -$421K
MEOH icon
170
Methanex
MEOH
$4.87B
– –
-5,700
Closed -$218K
MSD
171
Morgan Stanley Emerging Markets Debt Fund
MSD
$145M
– –
-26,450
Closed -$175K
MXF
172
Mexico Fund
MXF
$307M
– –
-33,210
Closed -$479K
NML
173
Neuberger Energy Infrastructure and Income Fund Inc
NML
$603M
– –
-100,510
Closed -$603K
PDX
174
PIMCO Dynamic Income Strategy Fund
PDX
$967M
– –
-44,120
Closed -$567K
PEO
175
Adams Natural Resources Fund
PEO
$822M
– –
-28,098
Closed -$526K
4 5 6
7
8

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CAM
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SPWM
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HPM
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MPIA
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MIA
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KC
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Shepherd Kaplan Krochuk's Q3 2022 Portfolio in Review

As of Q3 2022, Shepherd Kaplan Krochuk held 201 positions worth $200M, down 13% from $229M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $23.7M in Q3 2022, closing 55 positions and reducing 53 holdings. Its most notable exit was Whiting Petroleum Corporation, an estimated $4.34M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 39% of assets, down from 46% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Shepherd Kaplan Krochuk opened a new position in Chord Energy worth $4.52M.

  • Shepherd Kaplan Krochuk's largest Q3 2022 buy was Chord Energy: 33,063 shares worth $4.52M.
  • Shepherd Kaplan Krochuk added most to Campbell Soup in Q3 2022, an estimated $2.97M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2022 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $2.18M.
  • Shepherd Kaplan Krochuk fully exited Whiting Petroleum Corporation in Q3 2022, selling an estimated $4.34M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 42% of its $200M portfolio in Q3 2022.
  • Shepherd Kaplan Krochuk opened 10 new positions and closed 55 in Q3 2022.
  • Shepherd Kaplan Krochuk's portfolio value fell 13% quarter-over-quarter to $200M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2022, filed 9 Nov 2022.