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SKK
Shepherd Kaplan Krochuk Portfolio holdings
AUM
$119M
1-Year Est. Return
8.32%
This Fund
S&P 500
This Quarter
Est. Return
+0.7%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$272M
AUM Growth
-$8.26M
(-2.9%)
Cap. Flow
-$7.6M
Cap. Flow
% of AUM
-2.79%
Top 10 Holdings %
Top 10 Hldgs %
43.7%
Holding
205
New
13
Increased
33
Reduced
78
Closed
8
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$5.41M |
| 2 |
SMM
Salient Midstream & MLP Fund
SMM
|
+$349K |
| 3 |
ATIP
ATI Physical Therapy, Inc.
ATIP
|
+$341K |
| 4 |
SRV
NXG Cushing Midstream Energy Fund
SRV
|
+$331K |
| 5 |
California Resources
CRC
|
+$327K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$4.63M |
| 2 |
Goldman Sachs ActiveBeta International Equity ETF
GSIE
|
+$1.33M |
| 3 |
JPMorgan US Quality Factor ETF
JQUA
|
+$1.32M |
| 4 |
SCHV
Schwab US Large-Cap Value ETF
SCHV
|
+$736K |
| 5 |
PXD
Pioneer Natural Resource Co.
PXD
|
+$648K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 19.93% |
| 2 | Financials | 5.61% |
| 3 | Technology | 5.45% |
| 4 | Healthcare | 3.53% |
| 5 | Materials | 2.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Enbridge
ENB
$120B
| $239K | 0.09% |
6,000
-500
| -8% | -$19.7K |
|
152
CNX Resources
CNX
$4.91B
| $238K | 0.09% |
18,830
| – | – |
|
153
Vulcan Materials
VMC
$36.8B
| $237K | 0.09% |
1,400
| – | – |
|
154
Skyworks Solutions
SWKS
$9.2B
| $235K | 0.09% |
1,428
+4
| +0.3% | +$731 |
|
155
Nutrien
NTR
$33.9B
| $233K | 0.09% |
3,600
-200
| -5% | -$12.2K |
|
156
FMC
FMC
$1.25B
| $229K | 0.08% |
2,500
| – | – |
|
157
Vanguard Total Stock Market ETF
VTI
$646B
| $227K | 0.08% |
1,022
-163
| -14% | -$37.2K |
|
158
Amgen
AMGN
$209B
| $221K | 0.08% |
1,041
-99
| -9% | -$22.8K |
|
159
Aldeyra Therapeutics
ALDX
$97.1M
| $220K | 0.08% |
25,000
| – | – |
|
|
DISCK
160
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
| $218K | 0.08% |
9,000
-400
| -4% | -$10.7K |
|
161
BWX Technologies
BWXT
$14.4B
| $215K | 0.08% |
4,000
+100
| +3% | +$5.63K |
|
162
NexGen Energy
NXE
$5.92B
| $213K | 0.08% |
45,000
| – | – |
|
163
Gaia
GAIA
$46.6M
| $210K | 0.08% |
22,100
-1,000
| -4% | -$10.5K |
|
164
Agnico Eagle Mines
AEM
$72.2B
| $207K | 0.08% |
4,000
| – | – |
|
|
NAK
165
Northern Dynasty Minerals
NAK
$768M
| $207K | 0.08% |
450,000
| – | – |
|
166
Azenta
AZTA
$1.3B
| $205K | 0.08% |
+2,000
| New | +$179K |
|
167
Vanguard Growth ETF
VUG
$212B
| $204K | 0.07% |
4,218
| – | – |
|
168
Envista
NVST
$4.62B
| $201K | 0.07% |
4,800
-200
| -4% | -$8.43K |
|
169
Vermilion Energy
VET
$1.66B
| $196K | 0.07% |
19,800
-12,100
| -38% | -$88.6K |
|
|
NGD
170
CALL
DELISTED
New Gold Inc
NGD
| $181K | 0.07% |
170,900
+15,000
| +10% | +$20.6K |
|
|
MRO
171
CALL
DELISTED
Marathon Oil Corporation
MRO
| $180K | 0.07% |
13,200
-100
| -0.8% | -$1.21K |
|
|
EMF
172
Templeton Emerging Markets Fund
EMF
$298M
| $170K | 0.06% |
10,040
| – | – |
|
173
Rimini Street
RMNI
$458M
| $169K | 0.06% |
17,500
-10,043
| -36% | -$87.1K |
|
174
CALL
Alamos Gold
AGI
$12B
| $153K | 0.06% |
21,300
| – | – |
|
|
GTYH
175
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
| $150K | 0.06% |
20,000
-500
| -2% | -$3.59K |
|
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Shepherd Kaplan Krochuk's Q3 2021 Portfolio in Review
As of Q3 2021, Shepherd Kaplan Krochuk held 205 positions worth $272M, down 2.9% from $281M the previous quarter. Its ten largest holdings account for 44% of the portfolio.
Shepherd Kaplan Krochuk's Q3 2021 filing shows 13 new, 33 increased, 78 reduced and 8 closed positions. Its largest new stake was Salient Midstream & MLP Fund: 60,300 shares worth $383K. The largest sale was Invesco S&P 500 Low Volatility ETF, an estimated $4.63M.
By sector, the portfolio is most concentrated in Energy at 20% of assets, up from 19% a quarter earlier, followed by Financials and Technology.
- Shepherd Kaplan Krochuk's largest Q3 2021 buy was Salient Midstream & MLP Fund: 60,300 shares worth $383K.
- Shepherd Kaplan Krochuk added most to State Street SPDR Portfolio Long Term Treasury ETF in Q3 2021, an estimated $5.41M increase.
- Shepherd Kaplan Krochuk's biggest Q3 2021 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $4.63M.
- Shepherd Kaplan Krochuk fully exited BlackRock Energy and Resources Trust in Q3 2021, selling an estimated $402K.
- Shepherd Kaplan Krochuk's ten largest holdings make up 44% of its $272M portfolio in Q3 2021.
- Shepherd Kaplan Krochuk opened 13 new positions and closed 8 in Q3 2021.
- Shepherd Kaplan Krochuk's portfolio value fell 2.9% quarter-over-quarter to $272M.
Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2021, filed 12 Nov 2021.