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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+5.34%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$240M
AUM Growth
+$16.7M
Cap. Flow
+$6.08M
Cap. Flow %
2.53%
Top 10 Hldgs %
48.33%
Holding
202
New
22
Increased
47
Reduced
44
Closed
24

Top Buys

Rank Stock Value
1
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$9.79M
2
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$4.95M
3
PGX icon
Invesco Preferred ETF
PGX
+$4.87M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.55M
5
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.77M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$8.47M
2
CRWD icon
CrowdStrike
CRWD
+$3.53M
3
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$3.33M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.05M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.84M

Sector Composition

Rank Sector Weight
1 Financials 6.18%
2 Technology 5.14%
3 Healthcare 4.3%
4 Energy 4.28%
5 Materials 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
151
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$212K 0.09%
633
+95
+18% +$31.5K
BP icon
152
BP
BP
$112B
$210K 0.09%
12,000
+1,200
+11% +$26K
GAM
153
General American Investors Company
GAM
$1.54B
$210K 0.09%
+6,190
New +$209K
ARCH
154
DELISTED
Arch Resources, Inc.
ARCH
$204K 0.08%
+4,800
New +$170K
DISCK
155
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$196K 0.08%
10,000
-1,000
-9% -$19.8K
IGR
156
CBRE Global Real Estate Income Fund
IGR
$716M
$187K 0.08%
31,320
– –
CNX icon
157
CNX Resources
CNX
$4.92B
$178K 0.07%
18,830
– –
TGLS icon
158
Tecnoglass
TGLS
$2.01B
$178K 0.07%
33,600
-4,400
-12% -$23.5K
IVZ icon
159
CALL
Invesco
IVZ
$12.4B
$171K 0.07%
15,000
-2,000
-12% -$21.2K
GPM
160
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$162K 0.07%
+29,690
New +$164K
VET icon
161
Vermilion Energy
VET
$1.65B
$154K 0.06%
65,800
+14,900
+29% +$58.6K
GDP
162
DELISTED
Goodrich Petroleum Corporation Common Stock
GDP
$147K 0.06%
19,160
– –
SILV
163
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$144K 0.06%
+17,000
New +$161K
PDLB icon
164
Ponce Financial Group
PDLB
$490M
$133K 0.06%
+20,971
New +$137K
KGC icon
165
Kinross Gold
KGC
$27.5B
$132K 0.05%
15,000
– –
JSD
166
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$132K 0.05%
10,640
– –
VREX icon
167
Varex Imaging
VREX
$465M
$127K 0.05%
+10,000
New +$137K
WPM icon
168
CALL
Wheaton Precious Metals
WPM
$48.7B
$123K 0.05%
2,500
-1,500
-38% -$76.5K
NXE icon
169
NexGen Energy
NXE
$6B
$118K 0.05%
68,000
-22,000
-24% -$37.3K
FREE
170
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
$108K 0.04%
+13,000
New +$102K
CVE icon
171
Cenovus Energy
CVE
$54.2B
$87K 0.04%
22,400
+2,400
+12% +$11K
ERF
172
DELISTED
Enerplus Corporation
ERF
$60K 0.03%
32,200
+3,100
+11% +$7.75K
AR icon
173
Antero Resources
AR
$10.9B
$35K 0.01%
12,673
– –
GALT icon
174
Galectin Therapeutics
GALT
$234M
$32K 0.01%
12,000
– –
JMP
175
DELISTED
JMP Group LLC
JMP
$27K 0.01%
10,800
-5,200
-33% -$13.5K
5 6
7
8 9

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TCM
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SF
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MWM
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HPM
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WKSWA
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KL
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Shepherd Kaplan Krochuk's Q3 2020 Portfolio in Review

As of Q3 2020, Shepherd Kaplan Krochuk held 202 positions worth $240M, up 7.5% from $224M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Shepherd Kaplan Krochuk's Q3 2020 filing shows 22 new, 47 increased, 44 reduced and 24 closed positions. Its largest new stake was Goldman Sachs Access Investment Grade Corporate Bond ETF: 88,829 shares worth $4.9M. The largest sale was ProShares Short S&P500, an estimated $8.47M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, up from 5.8% a quarter earlier, followed by Technology and Healthcare.

  • Shepherd Kaplan Krochuk's largest Q3 2020 buy was Goldman Sachs Access Investment Grade Corporate Bond ETF: 88,829 shares worth $4.9M.
  • Shepherd Kaplan Krochuk added most to Vanguard Mortgage-Backed Securities ETF in Q3 2020, an estimated $9.79M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2020 reduction was CrowdStrike, cutting an estimated $3.53M.
  • Shepherd Kaplan Krochuk fully exited ProShares Short S&P500 in Q3 2020, selling an estimated $8.47M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 48% of its $240M portfolio in Q3 2020.
  • Shepherd Kaplan Krochuk opened 22 new positions and closed 24 in Q3 2020.
  • Shepherd Kaplan Krochuk's portfolio value rose 7.5% quarter-over-quarter to $240M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2020, filed 13 Nov 2020.