SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $115M
1-Year Return 8.7%
This Quarter Return
+16.89%
1 Year Return
+8.7%
3 Year Return
+33.05%
5 Year Return
+89.56%
10 Year Return
+369.71%
AUM
$206M
AUM Growth
+$150M
Cap. Flow
+$138M
Cap. Flow %
66.85%
Top 10 Hldgs %
42.2%
Holding
185
New
56
Increased
32
Reduced
24
Closed
7

Top Buys

1
SPTL icon
SPDR Portfolio Long Term Treasury ETF
SPTL
$22.5M
2
SH icon
ProShares Short S&P500
SH
$8.47M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$8.07M
4
JQUA icon
JPMorgan US Quality Factor ETF
JQUA
$8.02M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
$7.46M

Top Sells

1
PXD
Pioneer Natural Resource Co.
PXD
$625K
2
WPX
WPX Energy, Inc.
WPX
$446K
3
BRK.A icon
Berkshire Hathaway Class A
BRK.A
$272K
4
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
$244K
5
GAM
General American Investors Company
GAM
$207K

Sector Composition

1 Technology 7.33%
2 Financials 6.18%
3 Energy 5.76%
4 Healthcare 4.97%
5 Materials 3.98%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DISCK
151
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$212K 0.09%
+11,000
New +$212K
TGLS icon
152
Tecnoglass
TGLS
$3.37B
$207K 0.09%
38,000
– –
WBA
153
DELISTED
Walgreens Boots Alliance
WBA
$203K 0.09%
+4,800
New +$203K
VOD icon
154
Vodafone
VOD
$28.3B
$191K 0.09%
12,000
+900
+8% +$14.3K
IGR
155
CBRE Global Real Estate Income Fund
IGR
$700M
$187K 0.08%
31,320
– –
BXMX icon
156
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.49B
$185K 0.08%
+16,850
New +$185K
EXPI icon
157
eXp World Holdings
EXPI
$1.72B
$171K 0.08%
+20,000
New +$171K
SPY icon
158
SPDR S&P 500 ETF Trust
SPY
$660B
$166K 0.07%
+538
New +$166K
CNX icon
159
CNX Resources
CNX
$4.15B
$163K 0.07%
+18,830
New +$163K
GDP
160
DELISTED
Goodrich Petroleum Corporation Common Stock
GDP
$138K 0.06%
+19,160
New +$138K
JSD
161
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$125K 0.06%
10,640
-4,330
-29% -$50.9K
NXE icon
162
NexGen Energy
NXE
$4.34B
$116K 0.05%
90,000
-12,000
-12% -$15.5K
CPE
163
DELISTED
Callon Petroleum Company
CPE
$112K 0.05%
9,711
-9,700
-50% -$112K
KGC icon
164
Kinross Gold
KGC
$26.3B
$108K 0.05%
15,000
– –
CVE icon
165
Cenovus Energy
CVE
$29.9B
$93K 0.04%
20,000
+6,600
+49% +$30.7K
ERF
166
DELISTED
Enerplus Corporation
ERF
$82K 0.04%
29,100
+8,100
+39% +$22.8K
CNTY icon
167
Century Casinos
CNTY
$82.6M
$44K 0.02%
10,500
– –
JMP
168
DELISTED
JMP Group LLC
JMP
$44K 0.02%
16,000
– –
DWSN icon
169
Dawson Geophysical
DWSN
$50.6M
$38K 0.02%
26,600
-58,900
-69% -$84.1K
GALT icon
170
Galectin Therapeutics
GALT
$298M
$37K 0.02%
+12,000
New +$37K
AR icon
171
Antero Resources
AR
$10B
$32K 0.01%
12,673
-12,660
-50% -$32K
HPR
172
DELISTED
HighPoint Resources Corporation
HPR
$32K 0.01%
2,155
-2,151
-50% -$31.9K
REED
173
DELISTED
Reeds, Inc. Common Stock
REED
$29K 0.01%
600
-1,700
-74% -$82.2K
BRK.A icon
174
Berkshire Hathaway Class A
BRK.A
$1.09T
– –
-1
Closed -$272K
GAM
175
General American Investors Company
GAM
$1.41B
– –
-7,540
Closed -$207K
4 5 6
7
8