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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$121M
AUM Growth
-$50.9M
Cap. Flow
-$53.5M
Cap. Flow %
-44.36%
Top 10 Hldgs %
25.84%
Holding
263
New
21
Increased
27
Reduced
69
Closed
46

Top Buys

Rank Stock Value
1
SNA icon
Snap-on
SNA
+$745K
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$530K
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$530K
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$529K
5
TREE icon
LendingTree
TREE
+$389K

Top Sells

Rank Stock Value
1
REN
Resolute Energy Corporaton
REN
+$4.96M
2
NBL
Noble Energy, Inc.
NBL
+$4.47M
3
CRC
California Resources Corporation
CRC
+$3.27M
4
CPE
Callon Petroleum Company
CPE
+$3.08M
5
PXD
Pioneer Natural Resource Co.
PXD
+$2.96M

Sector Composition

Rank Sector Weight
1 Energy 17.77%
2 Financials 16.18%
3 Healthcare 12.76%
4 Industrials 8.59%
5 Materials 5.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMIT
151
DELISTED
Schmitt Industries Inc
SMIT
$203K 0.17%
107,350
-5,475
-5% -$9.66K
NFJ
152
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$200K 0.17%
14,900
-4,500
-23% -$59.4K
DEX
153
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$198K 0.16%
16,700
-3,000
-15% -$34.7K
LGI
154
Lazard Global Total Return & Income Fund
LGI
$234M
$196K 0.16%
11,700
-4,500
-28% -$74.5K
XRN
155
Chiron Real Estate Inc
XRN
$541M
$188K 0.16%
4,176
-321
-7% -$14.4K
PVG
156
DELISTED
PRETIUM RESOURCES INC.
PVG
$185K 0.15%
20,000
+5,000
+33% +$44.8K
HRG
157
DELISTED
HRG Group, Inc.
HRG
$184K 0.15%
+11,760
New +$190K
TACT icon
158
Transact Technologies
TACT
$50.5M
$180K 0.15%
18,444
-6,828
-27% -$64.1K
STRR
159
Star Equity Holdings
STRR
$39.8M
$175K 0.15%
12,009
+2,900
+32% +$41K
GLMD icon
160
Galmed Pharmaceuticals
GLMD
$4.41M
$167K 0.14%
102
– –
JOF
161
Japan Smaller Capitalization Fund
JOF
$320M
$157K 0.13%
12,500
– –
CSBR icon
162
Champions Oncology
CSBR
$76.8M
$156K 0.13%
41,064
– –
GRX
163
Gabelli Healthcare & Wellness Trust
GRX
$143M
$154K 0.13%
15,200
– –
OBCI
164
DELISTED
Ocean Bio-Chem Inc
OBCI
$150K 0.12%
29,374
+9,500
+48% +$40.8K
WSCI
165
DELISTED
WSI Industries Inc
WSCI
$146K 0.12%
46,131
+6,100
+15% +$19.3K
SGYP
166
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$143K 0.12%
49,421
– –
MIND icon
167
MIND Technology
MIND
$45.8M
$140K 0.12%
4,068
+100
+3% +$3.56K
AWP
168
abrdn Global Premier Properties Fund
AWP
$379M
$139K 0.12%
6,967
– –
VSI
169
DELISTED
Vitamin Shoppe Inc.
VSI
$138K 0.11%
+25,500
New +$197K
EVOL
170
DELISTED
Evolving Systems, Inc.
EVOL
$138K 0.11%
29,115
-500
-2% -$2.41K
IGA
171
Voya Global Advantage and Premium Opportunity Fund
IGA
$154M
$136K 0.11%
11,800
– –
VKTX icon
172
Viking Therapeutics
VKTX
$3.93B
$136K 0.11%
75,570
-10,000
-12% -$11.4K
TULP
173
Bloomia Holdings
TULP
$16.4M
$135K 0.11%
17,734
+8,414
+90% +$61.6K
TNDM icon
174
Tandem Diabetes Care
TNDM
$1.22B
$133K 0.11%
+18,193
New +$115K
MSD
175
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$131K 0.11%
13,000
– –
5 6
7
8 9

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VA
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TCM
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SF
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MWM
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HPM
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WKSWA
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KL
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Shepherd Kaplan Krochuk's Q3 2017 Portfolio in Review

As of Q3 2017, Shepherd Kaplan Krochuk held 263 positions worth $121M, down 30% from $172M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $53.5M in Q3 2017, closing 46 positions and reducing 69 holdings. Its most notable exit was CIMAREX ENERGY CO, an estimated $2.13M position sold in full.

By sector, the portfolio is most concentrated in Energy at 18% of assets, down from 38% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Shepherd Kaplan Krochuk opened a new position in Snap-on worth $739K.

  • Shepherd Kaplan Krochuk's largest Q3 2017 buy was Snap-on: 4,957 shares worth $739K.
  • Shepherd Kaplan Krochuk added most to Templeton Emerging Markets Income Fund in Q3 2017, an estimated $170K increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2017 reduction was Resolute Energy Corporaton, cutting an estimated $4.96M.
  • Shepherd Kaplan Krochuk fully exited CIMAREX ENERGY CO in Q3 2017, selling an estimated $2.13M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 26% of its $121M portfolio in Q3 2017.
  • Shepherd Kaplan Krochuk opened 21 new positions and closed 46 in Q3 2017.
  • Shepherd Kaplan Krochuk's portfolio value fell 30% quarter-over-quarter to $121M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2017, filed 14 Nov 2017.