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SKK
Shepherd Kaplan Krochuk Portfolio holdings
AUM
$126M
1-Year Est. Return
15.32%
This Fund
S&P 500
This Quarter
Est. Return
+16.09%
1 Year Est. Return
+15.32%
3 Year Est. Return
+38.45%
5 Year Est. Return
+60.72%
10 Year Est. Return
+449.67%
AUM
$352M
AUM Growth
-$128M
(-27%)
Cap. Flow
-$161M
Cap. Flow
% of AUM
-45.79%
Top 10 Holdings %
Top 10 Hldgs %
48.54%
Holding
408
New
41
Increased
28
Reduced
202
Closed
133
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Devon Energy
DVN
|
+$4.82M |
| 2 |
WFT
Weatherford International plc
WFT
|
+$1.19M |
| 3 |
HDSN
Hudson Technologies
HDSN
|
+$1.13M |
| 4 |
iShares Russell 2000 Value ETF
IWN
|
+$536K |
| 5 |
PDCO
Patterson Companies, Inc.
PDCO
|
+$323K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CWEI
Clayton Williams Energy, Inc.
CWEI
|
+$35.8M |
| 2 |
REN
Resolute Energy Corporaton
REN
|
+$8.29M |
| 3 |
PXD
Pioneer Natural Resource Co.
PXD
|
+$7.62M |
| 4 |
XEC
CIMAREX ENERGY CO
XEC
|
+$7.42M |
| 5 |
CPE
Callon Petroleum Company
CPE
|
+$5.18M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 68.89% |
| 2 | Miscellaneous | 7.76% |
| 3 | Healthcare | 4.8% |
| 4 | Financials | 4.67% |
| 5 | Industrials | 3.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Supernus Pharmaceuticals
SUPN
$2.54B
| $244K | 0.07% |
9,652
-22,451
| -70% | -$502K |
|
|
ENG
152
DELISTED
ENGlobal Corp
ENG
| $244K | 0.07% |
12,764
-22,231
| -64% | -$274K |
|
153
Sherwin-Williams
SHW
$83.7B
| $237K | 0.07% |
+2,643
| New | +$234K |
|
154
PayPal
PYPL
$45.9B
| $236K | 0.07% |
5,969
-1,570
| -21% | -$63.1K |
|
155
Super Micro Computer
SMCI
$24B
| $236K | 0.07% |
84,210
-23,480
| -22% | -$59.2K |
|
|
NHS
156
Neuberger High Yield Strategies Fund Inc
NHS
$250M
| $233K | 0.07% |
20,000
-7,130
| -26% | -$82.2K |
|
157
Hilton Worldwide
HLT
$72.4B
| $232K | 0.07% |
2,846
-487
| -15% | -$35.8K |
|
|
NIE
158
Virtus Equity & Convertible Income Fund
NIE
$722M
| $232K | 0.07% |
12,600
-4,360
| -26% | -$80.4K |
|
|
RMT
159
Royce Micro-Cap Trust
RMT
$758M
| $232K | 0.07% |
28,400
+10,430
| +58% | +$81.7K |
|
|
KTEC
160
DELISTED
Key Technology Inc
KTEC
| $231K | 0.07% |
20,039
-2,266
| -10% | -$25K |
|
|
TULP
161
Bloomia Holdings
TULP
| $225K | 0.06% |
13,184
+1,341
| +11% | +$21K |
|
|
HBI
162
DELISTED
Hanesbrands
HBI
| $216K | 0.06% |
+10,000
| New | +$239K |
|
|
MAG
163
DELISTED
MAG Silver
MAG
| $216K | 0.06% |
19,542
+6,374
| +48% | +$82.1K |
|
|
NTZ
164
Natuzzi
NTZ
| $213K | 0.06% |
18,875
+3,855
| +26% | +$33.2K |
|
|
LIOX
165
DELISTED
Lionbridge Technologies
LIOX
| $209K | 0.06% |
36,066
-6,934
| -16% | -$35.5K |
|
166
Harte-Hanks
HHS
$32.4M
| $207K | 0.06% |
13,712
-18,203
| -57% | -$276K |
|
|
FENX
167
DELISTED
Fenix Parts, Inc.
FENX
| $206K | 0.06% |
+73,000
| New | +$248K |
|
168
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
| $205K | 0.06% |
25,200
+5,680
| +29% | +$44.8K |
|
169
AMCON Distributing
DIT
$67.3M
| $205K | 0.06% |
2,669
-750
| -22% | -$47.9K |
|
170
Neurocrine Biosciences
NBIX
$15.7B
| $205K | 0.06% |
5,289
-4,054
| -43% | -$184K |
|
|
MR
171
DELISTED
Montage Resources Corporation Common Stock
MR
| $205K | 0.06% |
5,107
-2,073
| -29% | -$92.4K |
|
|
DDE
172
DELISTED
Dover Downs Gaming & Entertain
DDE
| $200K | 0.06% |
194,105
-139,806
| -42% | -$152K |
|
|
KIN
173
DELISTED
Kindred Biosciences, Inc.
KIN
| $199K | 0.06% |
46,916
-47,884
| -51% | -$232K |
|
|
GG
174
CALL
DELISTED
Goldcorp Inc
GG
| $196K | 0.06% |
+14,400
| New | +$201K |
|
|
OTEL
175
DELISTED
Otelco, Inc. Class A
OTEL
| $194K | 0.06% |
30,537
-44,863
| -60% | -$244K |
|
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Shepherd Kaplan Krochuk's Q4 2016 Portfolio in Review
As of Q4 2016, Shepherd Kaplan Krochuk held 408 positions worth $352M, down 27% from $481M the previous quarter. Its ten largest holdings account for 49% of the portfolio.
Shepherd Kaplan Krochuk withdrew a net $161M in Q4 2016, closing 133 positions and reducing 202 holdings. Its most notable exit was Noble Energy, Inc., an estimated $1.54M position sold in full.
By sector, the portfolio is most concentrated in Energy at 69% of assets, up from 65% a quarter earlier, followed by Miscellaneous and Healthcare.
Against the trend, Shepherd Kaplan Krochuk opened a new position in Weatherford International plc worth $1.14M.
- Shepherd Kaplan Krochuk's largest Q4 2016 buy was Weatherford International plc: 228,228 shares worth $1.14M.
- Shepherd Kaplan Krochuk added most to Devon Energy in Q4 2016, an estimated $4.82M increase.
- Shepherd Kaplan Krochuk's biggest Q4 2016 reduction was Clayton Williams Energy, Inc., cutting an estimated $35.8M.
- Shepherd Kaplan Krochuk fully exited Noble Energy, Inc. in Q4 2016, selling an estimated $1.54M.
- Shepherd Kaplan Krochuk's ten largest holdings make up 49% of its $352M portfolio in Q4 2016.
- Shepherd Kaplan Krochuk opened 41 new positions and closed 133 in Q4 2016.
- Shepherd Kaplan Krochuk's portfolio value fell 27% quarter-over-quarter to $352M.
Based on Shepherd Kaplan Krochuk's 13F filing for Q4 2016, filed 10 Feb 2017.