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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+72.82%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$481M
AUM Growth
+$78.2M
Cap. Flow
-$17.9M
Cap. Flow %
-3.72%
Top 10 Hldgs %
44.13%
Holding
441
New
91
Increased
68
Reduced
104
Closed
73

Top Buys

Rank Stock Value
1
CRC
California Resources Corporation
CRC
+$5.6M
2
WLL
Whiting Petroleum Corporation
WLL
+$4.17M
3
CNR
Cornerstone Building Brands, Inc.
CNR
+$1.49M
4
APA icon
APA Corp
APA
+$818K
5
ACP
abrdn Income Credit Strategies Fund
ACP
+$700K

Top Sells

Rank Stock Value
1
CWEI
Clayton Williams Energy, Inc.
CWEI
+$7.59M
2
CIVI
Civitas Resources
CIVI
+$3.48M
3
XEC
CIMAREX ENERGY CO
XEC
+$3.04M
4
CPE
Callon Petroleum Company
CPE
+$2.36M
5
PXD
Pioneer Natural Resource Co.
PXD
+$2.18M

Sector Composition

Rank Sector Weight
1 Energy 45.16%
2 Healthcare 6.1%
3 Financials 4.68%
4 Industrials 3.86%
5 Real Estate 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OI icon
151
O-I Glass
OI
$1.18B
$453K 0.09%
24,646
+322
+1% +$5.84K
KLAC icon
152
KLA
KLAC
$225B
$447K 0.09%
+64,180
New +$462K
UVE icon
153
Universal Insurance Holdings
UVE
$1.25B
$442K 0.09%
17,552
– –
WLL
154
CALL
DELISTED
Whiting Petroleum Corporation
WLL
$437K 0.09%
+167
New +$392K
CASC
155
DELISTED
Cascadian Therapeutics, Inc.
CASC
$429K 0.09%
43,641
– –
MPSX
156
DELISTED
Multi Packaging Solutions Intl.
MPSX
$428K 0.09%
29,681
– –
HRC
157
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$426K 0.09%
6,881
– –
ENG
158
DELISTED
ENGlobal Corp
ENG
$423K 0.09%
34,995
-6,412
-15% -$70.7K
NXGN
159
CALL
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$423K 0.09%
+37,400
New +$449K
ADEA icon
160
Adeia
ADEA
$2.56B
$417K 0.09%
40,998
– –
OPLN
161
Openlane
OPLN
$4.27B
$416K 0.09%
25,485
– –
USG
162
DELISTED
Usg
USG
$413K 0.09%
+15,981
New +$444K
TIK
163
DELISTED
Tel-Instrument Electronics Corp.
TIK
$402K 0.08%
103,106
-20,694
-17% -$84.1K
INTC icon
164
Intel
INTC
$419B
$389K 0.08%
10,304
– –
VRN
165
DELISTED
Veren
VRN
$385K 0.08%
29,183
+8,528
+41% +$127K
GHDX
166
DELISTED
Genomic Health, Inc.
GHDX
$383K 0.08%
13,256
– –
ESMC
167
DELISTED
Escalon Medical Corp
ESMC
$383K 0.08%
571,057
-30,679
-5% -$22.2K
PRTK
168
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
$382K 0.08%
29,334
– –
HLF icon
169
Herbalife
HLF
$1.29B
$381K 0.08%
12,304
-3,392
-22% -$107K
GDV icon
170
Gabelli Dividend & Income Trust
GDV
$2.59B
$380K 0.08%
19,770
– –
CUTR
171
DELISTED
Cutera, Inc.
CUTR
$377K 0.08%
31,630
– –
HTZ
172
DELISTED
Hertz Global Holdings, Inc.
HTZ
$376K 0.08%
+10,763
New +$450K
BGX
173
Blackstone Long-Short Credit Income Fund
BGX
$135M
$375K 0.08%
24,120
– –
CELG
174
DELISTED
Celgene Corp
CELG
$374K 0.08%
3,582
– –
IWO icon
175
PUT
iShares Russell 2000 Growth ETF
IWO
$14.1B
$372K 0.08%
+2,500
New +$364K
5 6
7
8 9

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TCM
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SF
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MWM
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HPM
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WKSWA
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KL
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Shepherd Kaplan Krochuk's Q3 2016 Portfolio in Review

As of Q3 2016, Shepherd Kaplan Krochuk held 441 positions worth $481M, up 19% from $402M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $17.9M in Q3 2016, closing 73 positions and reducing 104 holdings. Its most notable exit was Civitas Resources, an estimated $3.48M position sold in full.

By sector, the portfolio is most concentrated in Energy at 45% of assets, down from 46% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Shepherd Kaplan Krochuk opened a new position in APA Corp worth $955K.

  • Shepherd Kaplan Krochuk's largest Q3 2016 buy was APA Corp: 14,959 shares worth $955K.
  • Shepherd Kaplan Krochuk added most to California Resources Corporation in Q3 2016, an estimated $5.6M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2016 reduction was Clayton Williams Energy, Inc., cutting an estimated $7.59M.
  • Shepherd Kaplan Krochuk fully exited Civitas Resources in Q3 2016, selling an estimated $3.48M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 44% of its $481M portfolio in Q3 2016.
  • Shepherd Kaplan Krochuk opened 91 new positions and closed 73 in Q3 2016.
  • Shepherd Kaplan Krochuk's portfolio value rose 19% quarter-over-quarter to $481M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2016, filed 14 Nov 2016.