We are live on ! Find out more
SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $126M
1-Year Est. Return 15.32%
This Fund
S&P 500
This Quarter Est. Return
-0.95%
1 Year Est. Return
+15.32%
3 Year Est. Return
+38.45%
5 Year Est. Return
+60.72%
10 Year Est. Return
+449.67%
AUM
$200M
AUM Growth
-$29.2M
Cap. Flow
-$23.7M
Cap. Flow %
-11.87%
Top 10 Hldgs %
41.62%
Holding
201
New
10
Increased
32
Reduced
53
Closed
55

Top Buys

Rank Stock Value
1
CHRD icon
Chord Energy
CHRD
+$4.24M
2
CPB icon
Campbell Soup
CPB
+$2.97M
3
CPE
Callon Petroleum Company
CPE
+$2.62M
4
BAX icon
Baxter International
BAX
+$977K
5
KMI icon
Kinder Morgan
KMI
+$924K

Top Sells

Rank Stock Value
1
WLL
Whiting Petroleum Corporation
WLL
+$4.34M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$2.18M
3
STNG icon
Scorpio Tankers
STNG
+$1.4M
4
FANG icon
Diamondback Energy
FANG
+$1.26M
5
PRU icon
Prudential Financial
PRU
+$1.23M

Sector Composition

Rank Sector Weight
1 Miscellaneous 38.65%
2 Energy 32.53%
3 Healthcare 5.46%
4 Financials 5.09%
5 Technology 5.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AM icon
126
Antero Midstream
AM
$10.5B
$113K 0.06%
12,300
-2,500
-17% -$24.6K
RSX
127
DELISTED
VanEck Russia ETF
RSX
$111K 0.06%
19,600
+5,400
+38% +$30.5K
RMGCU
128
DELISTED
RMG Acquisition Corp. III Unit
RMGCU
$109K 0.05%
11,000
– –
SDACU
129
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
$108K 0.05%
11,000
– –
GTE icon
130
CALL
Gran Tierra Energy
GTE
$382M
$103K 0.05%
8,510
-11,100
-57% -$139K
NSLR
131
Neostellar Capital Corp
NSLR
$254M
$66K 0.03%
17,000
+1,450
+9% +$8.84K
IVC
132
DELISTED
Invacare Corporation
IVC
$56K 0.03%
72,000
-50,469
-41% -$53.1K
CGAU
133
CALL
Centerra Gold
CGAU
$4.43B
$53K 0.03%
12,000
– –
NAK
134
Northern Dynasty Minerals
NAK
$793M
$51K 0.03%
210,000
-180,000
-46% -$51.2K
NGD
135
CALL
DELISTED
New Gold Inc
NGD
$48K 0.02%
55,100
-2,100
-4% -$1.66K
CIFR icon
136
Cipher Digital
CIFR
$6.99B
$45K 0.02%
36,000
– –
GAIA icon
137
Gaia
GAIA
$34.3M
$41K 0.02%
16,700
-4,000
-19% -$14K
FREE
138
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
$38K 0.02%
10,000
– –
NGD
139
DELISTED
New Gold Inc
NGD
$32K 0.02%
36,000
– –
ATIP
140
DELISTED
ATI Physical Therapy, Inc.
ATIP
$24K 0.01%
480
-720
-60% -$41K
AGI icon
141
CALL
Alamos Gold
AGI
$15B
$22K 0.01%
3,000
-11,700
-80% -$86.6K
SRAX
142
DELISTED
SRAX, Inc. Class A Common Stock
SRAX
$22K 0.01%
+13,000
New +$30.4K
GALT icon
143
Galectin Therapeutics
GALT
$394M
$20K 0.01%
12,000
– –
VGZ icon
144
Vista Gold
VGZ
$317M
$11K 0.01%
+20,000
New +$11.7K
GTE icon
145
Gran Tierra Energy
GTE
$382M
$4K ﹤0.01%
+300
New +$3.74K
AEF
146
abrdn Emerging Markets Equity Income Fund
AEF
$403M
– –
-36,680
Closed -$202K
ASA
147
ASA Gold and Precious Metals
ASA
$1.12B
– –
-36,045
Closed -$529K
BGR icon
148
BlackRock Energy and Resources Trust
BGR
$449M
– –
-23,010
Closed -$252K
BIL icon
149
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.6B
– –
-7,052
Closed -$645K
CET
150
Central Securities Corp
CET
$1.65B
– –
-16,770
Closed -$590K
4 5
6
7 8

Similar funds

TC
Tenere Capital New York $126M AUM 42.13% 1-Year Est. Return
MCRM
Midway Capital Research & Management Chicago, Illinois $126M AUM
CAM
Clio Asset Management Charlottesville, Virginia $126M AUM 16.01% 1-Year Est. Return
SPWM
Smith Partners Wealth Management Greensboro, North Carolina $126M AUM
HPM
Heights Point Management New York $126M AUM
MPIA
Milestones Private Investment Advisors Fairport, New York $126M AUM 26.4% 1-Year Est. Return
MIA
MeadowBrook Investment Advisors Livonia, Michigan $126M AUM 25.52% 1-Year Est. Return
KC
Katamaran Capital London, United Kingdom $126M AUM 56.55% 1-Year Est. Return

Shepherd Kaplan Krochuk's Q3 2022 Portfolio in Review

As of Q3 2022, Shepherd Kaplan Krochuk held 201 positions worth $200M, down 13% from $229M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $23.7M in Q3 2022, closing 55 positions and reducing 53 holdings. Its most notable exit was Whiting Petroleum Corporation, an estimated $4.34M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 39% of assets, down from 46% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Shepherd Kaplan Krochuk opened a new position in Chord Energy worth $4.52M.

  • Shepherd Kaplan Krochuk's largest Q3 2022 buy was Chord Energy: 33,063 shares worth $4.52M.
  • Shepherd Kaplan Krochuk added most to Campbell Soup in Q3 2022, an estimated $2.97M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2022 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $2.18M.
  • Shepherd Kaplan Krochuk fully exited Whiting Petroleum Corporation in Q3 2022, selling an estimated $4.34M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 42% of its $200M portfolio in Q3 2022.
  • Shepherd Kaplan Krochuk opened 10 new positions and closed 55 in Q3 2022.
  • Shepherd Kaplan Krochuk's portfolio value fell 13% quarter-over-quarter to $200M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2022, filed 9 Nov 2022.