We are live on ! Find out more
SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+8.96%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$264M
AUM Growth
-$13.3M
Cap. Flow
-$24.4M
Cap. Flow %
-9.23%
Top 10 Hldgs %
41.95%
Holding
217
New
22
Increased
28
Reduced
65
Closed
24

Top Buys

Rank Stock Value
1
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$11.5M
2
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$4.73M
3
CAH icon
Cardinal Health
CAH
+$1.28M
4
AMGN icon
Amgen
AMGN
+$1.27M
5
STNG icon
Scorpio Tankers
STNG
+$1.2M

Top Sells

Rank Stock Value
1
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$9.1M
2
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$6.66M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.13M
4
QCOM icon
Qualcomm
QCOM
+$2M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$2M

Sector Composition

Rank Sector Weight
1 Energy 26.12%
2 Financials 6.29%
3 Technology 5.29%
4 Healthcare 4.44%
5 Materials 3.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENB icon
126
Enbridge
ENB
$121B
$332K 0.13%
7,200
– –
IVV icon
127
iShares Core S&P 500 ETF
IVV
$862B
$332K 0.13%
731
– –
FMC icon
128
FMC
FMC
$1.31B
$329K 0.12%
2,500
– –
CLVT.PRA
129
DELISTED
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
$325K 0.12%
+4,800
New +$325K
TY icon
130
TRI-Continental Corp
TY
$1.85B
$320K 0.12%
10,380
– –
VGSH icon
131
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$318K 0.12%
5,370
-5,390
-50% -$324K
GRX
132
Gabelli Healthcare & Wellness Trust
GRX
$146M
$317K 0.12%
24,760
– –
MEOH icon
133
Methanex
MEOH
$4.07B
$311K 0.12%
5,700
– –
OR icon
134
OR Royalties Inc
OR
$5.43B
$310K 0.12%
23,500
+1,000
+4% +$12.4K
SWZ
135
Swiss Helvetia Fund
SWZ
$76.7M
$308K 0.12%
33,380
– –
WAB icon
136
Wabtec
WAB
$49.6B
$308K 0.12%
3,200
– –
VTNR
137
DELISTED
Vertex Energy, Inc
VTNR
$308K 0.12%
31,000
+4,500
+17% +$27.5K
AGI icon
138
Alamos Gold
AGI
$11.8B
$307K 0.12%
36,500
+17,500
+92% +$132K
BWXT icon
139
BWX Technologies
BWXT
$14.6B
$296K 0.11%
+5,500
New +$271K
AIMC
140
DELISTED
Altra Industrial Motion Corp
AIMC
$292K 0.11%
7,500
– –
GGZ
141
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$122M
$288K 0.11%
20,620
– –
GTE icon
142
CALL
Gran Tierra Energy
GTE
$231M
$283K 0.11%
18,000
+5,500
+44% +$67.5K
BNY
143
Bank of New York Mellon
BNY
$104B
$277K 0.1%
5,587
– –
SPY icon
144
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$775B
$271K 0.1%
600
-1,900
-76% -$846K
MMSI icon
145
Merit Medical Systems
MMSI
$4.74B
$266K 0.1%
4,000
– –
SU icon
146
Suncor Energy
SU
$77.6B
$264K 0.1%
8,100
– –
BERY
147
DELISTED
Berry Global Group, Inc.
BERY
$261K 0.1%
4,901
– –
VMC icon
148
Vulcan Materials
VMC
$37B
$257K 0.1%
1,400
– –
NXE icon
149
NexGen Energy
NXE
$5.82B
$255K 0.1%
45,000
– –
BGR icon
150
BlackRock Energy and Resources Trust
BGR
$411M
$250K 0.09%
+21,510
New +$235K
4 5
6
7 8

Similar funds

CA
Commerce Advisors Memphis, Tennessee $119M AUM
VA
Valor Advisors Miami, Florida $119M AUM
TCM
Tao Capital Management San Francisco, California $119M AUM 87.46% 1-Year Est. Return
SF
Schaeffer Financial Rockville, Maryland $119M AUM 12.28% 1-Year Est. Return
MWM
McCartney Wealth Management Clayton, Missouri $119M AUM
HPM
Hudson Portfolio Management Garrison, New York $119M AUM 24.19% 1-Year Est. Return
WKSWA
White Knight Strategic Wealth Advisors Princeton, New Jersey $119M AUM 24.94% 1-Year Est. Return
KL
Keenan LLC Boston, Massachusetts $119M AUM

Shepherd Kaplan Krochuk's Q1 2022 Portfolio in Review

As of Q1 2022, Shepherd Kaplan Krochuk held 217 positions worth $264M, down 4.8% from $278M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $24.4M in Q1 2022, closing 24 positions and reducing 65 holdings. Its most notable exit was Vanguard Mortgage-Backed Securities ETF, an estimated $9.1M position sold in full.

By sector, the portfolio is most concentrated in Energy at 26% of assets, up from 19% a quarter earlier, followed by Financials and Technology.

Against the trend, Shepherd Kaplan Krochuk opened a new position in Janus Henderson Mortgage-Backed Securities ETF worth $11.2M.

  • Shepherd Kaplan Krochuk's largest Q1 2022 buy was Janus Henderson Mortgage-Backed Securities ETF: 224,341 shares worth $11.2M.
  • Shepherd Kaplan Krochuk added most to Amgen in Q1 2022, an estimated $1.27M increase.
  • Shepherd Kaplan Krochuk's biggest Q1 2022 reduction was State Street SPDR Portfolio Long Term Treasury ETF, cutting an estimated $6.13M.
  • Shepherd Kaplan Krochuk fully exited Vanguard Mortgage-Backed Securities ETF in Q1 2022, selling an estimated $9.1M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 42% of its $264M portfolio in Q1 2022.
  • Shepherd Kaplan Krochuk opened 22 new positions and closed 24 in Q1 2022.
  • Shepherd Kaplan Krochuk's portfolio value fell 4.8% quarter-over-quarter to $264M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q1 2022, filed 6 May 2022.