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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
-2.67%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$137M
AUM Growth
-$4.76M
Cap. Flow
-$762K
Cap. Flow %
-0.56%
Top 10 Hldgs %
34.06%
Holding
178
New
17
Increased
33
Reduced
21
Closed
18

Top Buys

Rank Stock Value
1
OEC icon
Orion
OEC
+$801K
2
CNR
Core Natural Resources Inc
CNR
+$750K
3
MMSI icon
Merit Medical Systems
MMSI
+$678K
4
AAL icon
American Airlines Group
AAL
+$466K
5
SU icon
Suncor Energy
SU
+$400K

Top Sells

Rank Stock Value
1
WBA
Walgreens Boots Alliance
WBA
+$734K
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$409K
3
QCOM icon
Qualcomm
QCOM
+$373K
4
CET
Central Securities Corp
CET
+$349K
5
FLEX icon
Flex
FLEX
+$330K

Sector Composition

Rank Sector Weight
1 Financials 16.08%
2 Energy 12.31%
3 Healthcare 9.12%
4 Industrials 8.49%
5 Materials 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JGH icon
126
Nuveen Global High Income Fund
JGH
$349M
$274K 0.2%
+17,610
New +$270K
IJK icon
127
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
$273K 0.2%
4,884
– –
MSD
128
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$273K 0.2%
29,730
– –
EVV
129
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$272K 0.2%
+21,770
New +$274K
EXP icon
130
Eagle Materials
EXP
$6.55B
$261K 0.19%
2,900
– –
VEA icon
131
Vanguard FTSE Developed Markets ETF
VEA
$224B
$261K 0.19%
6,344
+35
+0.6% +$1.43K
GRX
132
Gabelli Healthcare & Wellness Trust
GRX
$146M
$258K 0.19%
24,760
– –
BRSL
133
Brightstar Lottery PLC
BRSL
$1.89B
$249K 0.18%
17,500
+5,200
+42% +$69K
TSLA icon
134
PUT
Tesla
TSLA
$1.2T
$241K 0.18%
15,000
– –
BLFS icon
135
BioLife Solutions
BLFS
$1.54B
$233K 0.17%
14,000
– –
DEX
136
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$218K 0.16%
22,077
-5,163
-19% -$50.5K
MXF
137
Mexico Fund
MXF
$307M
$215K 0.16%
16,460
– –
BGY icon
138
BlackRock Enhanced International Dividend Trust
BGY
$508M
$195K 0.14%
35,950
– –
HQL
139
abrdn Life Sciences Investors
HQL
$584M
$189K 0.14%
+12,520
New +$201K
BGT icon
140
BlackRock Floating Rate Income Trust
BGT
$321M
$171K 0.13%
+13,970
New +$172K
NES
141
DELISTED
Nuverra Environmental Solutions, Inc. Common Stock
NES
$171K 0.13%
40,475
+5,475
+16% +$23.9K
AVK
142
Advent Convertible and Income Fund
AVK
$535M
$170K 0.12%
+12,006
New +$171K
DWSN icon
143
Dawson Geophysical
DWSN
$130M
$165K 0.12%
77,000
-15,000
-16% -$33.5K
PVG
144
CALL
DELISTED
PRETIUM RESOURCES INC.
PVG
$161K 0.12%
14,000
-21,000
-60% -$249K
SPY icon
145
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$158K 0.12%
+532
New +$157K
OR icon
146
OR Royalties Inc
OR
$5.5B
$149K 0.11%
+16,000
New +$188K
NOG icon
147
CALL
Northern Oil and Gas
NOG
$2.27B
$139K 0.1%
+7,100
New +$130K
NXE icon
148
NexGen Energy
NXE
$5.84B
$139K 0.1%
107,000
– –
CIK
149
Credit Suisse Asset Management Income Fund
CIK
$134M
$138K 0.1%
43,900
– –
RGT
150
Royce Global Value Trust
RGT
$97.3M
$136K 0.1%
13,410
+980
+8% +$9.99K
4 5
6
7 8

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Shepherd Kaplan Krochuk's Q3 2019 Portfolio in Review

As of Q3 2019, Shepherd Kaplan Krochuk held 178 positions worth $137M, down 3.4% from $141M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Shepherd Kaplan Krochuk's Q3 2019 filing shows 17 new, 33 increased, 21 reduced and 18 closed positions. Its largest new stake was Merit Medical Systems: 16,750 shares worth $510K. The largest sale was Walgreens Boots Alliance, an estimated $734K.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Energy and Healthcare.

  • Shepherd Kaplan Krochuk's largest Q3 2019 buy was Merit Medical Systems: 16,750 shares worth $510K.
  • Shepherd Kaplan Krochuk added most to Orion in Q3 2019, an estimated $801K increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2019 reduction was Walgreens Boots Alliance, cutting an estimated $734K.
  • Shepherd Kaplan Krochuk fully exited State Street SPDR S&P Regional Banking ETF in Q3 2019, selling an estimated $409K.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 34% of its $137M portfolio in Q3 2019.
  • Shepherd Kaplan Krochuk opened 17 new positions and closed 18 in Q3 2019.
  • Shepherd Kaplan Krochuk's portfolio value fell 3.4% quarter-over-quarter to $137M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2019, filed 12 Nov 2019.