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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $126M
1-Year Est. Return 15.32%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+15.32%
3 Year Est. Return
+38.45%
5 Year Est. Return
+60.72%
10 Year Est. Return
+449.67%
AUM
$121M
AUM Growth
-$50.9M
Cap. Flow
-$54.2M
Cap. Flow %
-44.95%
Top 10 Hldgs %
25.84%
Holding
263
New
21
Increased
27
Reduced
69
Closed
46

Top Buys

Rank Stock Value
1
SNA icon
Snap-on
SNA
+$745K
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$530K
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$530K
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$529K
5
TREE icon
LendingTree
TREE
+$389K

Top Sells

Rank Stock Value
1
REN
Resolute Energy Corporaton
REN
+$4.96M
2
NBL
Noble Energy, Inc.
NBL
+$4.47M
3
CRC
California Resources Corporation
CRC
+$3.27M
4
CPE
Callon Petroleum Company
CPE
+$3.08M
5
PXD
Pioneer Natural Resource Co.
PXD
+$2.96M

Sector Composition

Rank Sector Weight
1 Miscellaneous 20.94%
2 Energy 20.82%
3 Financials 16.18%
4 Healthcare 12.76%
5 Industrials 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTEK icon
126
Fuel Tech
FTEK
$54M
$282K 0.23%
282,402
+38,985
+16% +$34.5K
FLXN
127
DELISTED
Flexion Therapeutics, Inc.
FLXN
$276K 0.23%
11,428
– –
NFLX icon
128
PUT
Netflix
NFLX
$322B
$272K 0.23%
15,000
– –
RMT
129
Royce Micro-Cap Trust
RMT
$728M
$272K 0.23%
29,000
– –
DWSN icon
130
Dawson Geophysical
DWSN
$104M
$271K 0.22%
62,891
+8,400
+15% +$32.7K
DNI
131
DELISTED
Dividend and Income Fund
DNI
$269K 0.22%
+20,900
New +$261K
MAG
132
DELISTED
MAG Silver
MAG
$268K 0.22%
23,842
– –
ATKR icon
133
Atkore
ATKR
$3.18B
$266K 0.22%
13,628
+1,500
+12% +$28.8K
EMF
134
Templeton Emerging Markets Fund
EMF
$338M
$262K 0.22%
+15,900
New +$256K
NHS
135
Neuberger High Yield Strategies Fund Inc
NHS
$245M
$254K 0.21%
20,900
– –
CASC
136
DELISTED
Cascadian Therapeutics, Inc.
CASC
$252K 0.21%
61,609
+3,500
+6% +$13.4K
UTF icon
137
Cohen & Steers Infrastructure Fund
UTF
$2.9B
$251K 0.21%
10,900
– –
SIF icon
138
SIFCO Industries
SIF
$135M
$248K 0.21%
+42,739
New +$266K
BDSI
139
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$248K 0.21%
83,973
– –
AAPL icon
140
Apple
AAPL
$4.85T
$247K 0.2%
6,400
– –
IDSA
141
DELISTED
Industrial Services of America
IDSA
$247K 0.2%
138,557
-9,800
-7% -$16.4K
UCTT
142
Ultra Clean Holdings
UCTT
$3.35B
$242K 0.2%
+7,914
New +$187K
GECC icon
143
Great Elm Capital Corp
GECC
$83.1M
$233K 0.19%
3,721
– –
NIE
144
Virtus Equity & Convertible Income Fund
NIE
$720M
$232K 0.19%
11,200
-1,400
-11% -$28.2K
TLPH icon
145
Talphera
TLPH
$64.4M
$229K 0.19%
2,488
– –
NXST icon
146
Nexstar Media Group
NXST
$5.21B
$218K 0.18%
+3,500
New +$216K
FPI
147
Farmland Partners
FPI
$467M
$217K 0.18%
24,000
+1,228
+5% +$10.9K
OTEL
148
DELISTED
Otelco, Inc. Class A
OTEL
$206K 0.17%
21,937
-1,800
-8% -$15.2K
PE
149
DELISTED
PARSLEY ENERGY INC
PE
$206K 0.17%
7,820
-65,490
-89% -$1.73M
MKC icon
150
McCormick & Company Non-Voting
MKC
$13.8B
$205K 0.17%
+4,000
New +$193K
4 5
6
7 8

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MCRM
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CAM
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SPWM
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HPM
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MPIA
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MIA
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KC
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Shepherd Kaplan Krochuk's Q3 2017 Portfolio in Review

As of Q3 2017, Shepherd Kaplan Krochuk held 263 positions worth $121M, down 30% from $172M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $54.2M in Q3 2017, closing 46 positions and reducing 69 holdings. Its most notable exit was CIMAREX ENERGY CO, an estimated $2.13M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 21% of assets, up from 13% a quarter earlier, followed by Energy and Financials.

Against the trend, Shepherd Kaplan Krochuk opened a new position in Snap-on worth $739K.

  • Shepherd Kaplan Krochuk's largest Q3 2017 buy was Snap-on: 4,957 shares worth $739K.
  • Shepherd Kaplan Krochuk added most to Templeton Emerging Markets Income Fund in Q3 2017, an estimated $170K increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2017 reduction was Resolute Energy Corporaton, cutting an estimated $4.96M.
  • Shepherd Kaplan Krochuk fully exited CIMAREX ENERGY CO in Q3 2017, selling an estimated $2.13M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 26% of its $121M portfolio in Q3 2017.
  • Shepherd Kaplan Krochuk opened 21 new positions and closed 46 in Q3 2017.
  • Shepherd Kaplan Krochuk's portfolio value fell 30% quarter-over-quarter to $121M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2017, filed 14 Nov 2017.