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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$259M
AUM Growth
-$11.8M
Cap. Flow
-$36.7M
Cap. Flow %
-14.16%
Top 10 Hldgs %
44.32%
Holding
203
New
18
Increased
22
Reduced
93
Closed
18

Top Buys

Rank Stock Value
1
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$3.52M
2
PXD
Pioneer Natural Resource Co.
PXD
+$3.49M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$2.84M
4
CRC icon
California Resources
CRC
+$2.21M
5
AAPL icon
Apple
AAPL
+$1.81M

Top Sells

Rank Stock Value
1
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$18.5M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$7.5M
3
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$3.79M
4
PE
PARSLEY ENERGY INC
PE
+$3.37M
5
WPX
WPX Energy, Inc.
WPX
+$1.47M

Sector Composition

Rank Sector Weight
1 Energy 17.02%
2 Financials 5.29%
3 Technology 5.29%
4 Healthcare 3.7%
5 Materials 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRWD icon
101
CrowdStrike
CRWD
$185B
$405K 0.16%
8,876
– –
LUMN icon
102
Lumen
LUMN
$6.38B
$403K 0.16%
30,205
– –
RMT
103
Royce Micro-Cap Trust
RMT
$733M
$387K 0.15%
34,270
– –
CRK icon
104
Comstock Resources
CRK
$3.64B
$386K 0.15%
69,620
– –
BDSI
105
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$368K 0.14%
94,000
+4,100
+5% +$16.9K
BAC icon
106
Bank of America
BAC
$439B
$364K 0.14%
9,400
-3,100
-25% -$107K
GF
107
New Germany Fund
GF
$184M
$364K 0.14%
18,390
– –
FPL
108
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$357K 0.14%
67,040
– –
HQH
109
abrdn Healthcare Investors
HQH
$1.25B
$351K 0.14%
14,360
-2,770
-16% -$67.5K
IJK icon
110
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$349K 0.13%
4,452
– –
DISCK
111
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$347K 0.13%
9,400
-600
-6% -$25.4K
TRV icon
112
Travelers Companies
TRV
$82.9B
$346K 0.13%
2,300
-1,200
-34% -$176K
TY icon
113
TRI-Continental Corp
TY
$1.86B
$337K 0.13%
10,380
– –
GAIA icon
114
Gaia
GAIA
$47.6M
$326K 0.13%
27,400
-13,600
-33% -$148K
BERY
115
DELISTED
Berry Global Group, Inc.
BERY
$319K 0.12%
5,663
-871
-13% -$45.2K
AEF
116
abrdn Emerging Markets Equity Income Fund
AEF
$342M
$317K 0.12%
36,680
– –
HONE
117
DELISTED
HarborOne Bancorp
HONE
$317K 0.12%
23,500
-3,900
-14% -$47.4K
GRX
118
Gabelli Healthcare & Wellness Trust
GRX
$143M
$309K 0.12%
24,760
– –
IVV icon
119
iShares Core S&P 500 ETF
IVV
$871B
$309K 0.12%
777
+1
+0.1% +$387
BOE icon
120
BlackRock Enhanced Global Dividend Trust
BOE
$666M
$308K 0.12%
26,770
– –
TWN
121
Taiwan Fund
TWN
$470M
$308K 0.12%
+10,890
New +$306K
VNT icon
122
Vontier
VNT
$4.62B
$303K 0.12%
+10,000
New +$326K
AAWW
123
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$302K 0.12%
+5,000
New +$279K
PIM
124
Franklin Master Intermediate Income Trust
PIM
$149M
$300K 0.12%
69,350
– –
ALDX icon
125
Aldeyra Therapeutics
ALDX
$95.3M
$297K 0.11%
+25,000
New +$288K
3 4
5
6 7

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CA
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VA
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TCM
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SF
Schaeffer Financial Rockville, Maryland $119M AUM 12.28% 1-Year Est. Return
MWM
McCartney Wealth Management Clayton, Missouri $119M AUM
HPM
Hudson Portfolio Management Garrison, New York $119M AUM 24.19% 1-Year Est. Return
WKSWA
White Knight Strategic Wealth Advisors Princeton, New Jersey $119M AUM 24.94% 1-Year Est. Return
KL
Keenan LLC Boston, Massachusetts $119M AUM

Shepherd Kaplan Krochuk's Q1 2021 Portfolio in Review

As of Q1 2021, Shepherd Kaplan Krochuk held 203 positions worth $259M, down 4.4% from $271M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $36.7M in Q1 2021, closing 18 positions and reducing 93 holdings. Its most notable exit was PARSLEY ENERGY INC, an estimated $3.37M position sold in full.

By sector, the portfolio is most concentrated in Energy at 17% of assets, up from 11% a quarter earlier, followed by Financials and Technology.

Against the trend, Shepherd Kaplan Krochuk opened a new position in Xtrackers MSCI EAFE High Dividend Yield Equity ETF worth $3.53M.

  • Shepherd Kaplan Krochuk's largest Q1 2021 buy was Xtrackers MSCI EAFE High Dividend Yield Equity ETF: 148,022 shares worth $3.53M.
  • Shepherd Kaplan Krochuk added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $3.49M increase.
  • Shepherd Kaplan Krochuk's biggest Q1 2021 reduction was Schwab U.S Small- Cap ETF, cutting an estimated $18.5M.
  • Shepherd Kaplan Krochuk fully exited PARSLEY ENERGY INC in Q1 2021, selling an estimated $3.37M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 44% of its $259M portfolio in Q1 2021.
  • Shepherd Kaplan Krochuk opened 18 new positions and closed 18 in Q1 2021.
  • Shepherd Kaplan Krochuk's portfolio value fell 4.4% quarter-over-quarter to $259M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q1 2021, filed 17 May 2021.