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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+10.83%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$271M
AUM Growth
+$30.5M
Cap. Flow
+$19.4M
Cap. Flow %
7.17%
Top 10 Hldgs %
45.29%
Holding
210
New
32
Increased
44
Reduced
73
Closed
25

Top Buys

Rank Stock Value
1
EQT icon
EQT Corp
EQT
+$14.6M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$13M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$5.53M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$4.38M
5
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$2.57M

Top Sells

Rank Stock Value
1
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$4.31M
2
PGX icon
Invesco Preferred ETF
PGX
+$2.8M
3
DG icon
Dollar General
DG
+$1.16M
4
AAPL icon
Apple
AAPL
+$991K
5
CPRT icon
Copart
CPRT
+$979K

Sector Composition

Rank Sector Weight
1 Energy 11.17%
2 Financials 5.29%
3 Technology 4.61%
4 Healthcare 3.61%
5 Materials 2.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMT
101
Aberdeen Multi-Market Income Fund
MMT
$237M
$431K 0.16%
70,540
-2,860
-4% -$16.9K
NML
102
Neuberger Energy Infrastructure and Income Fund Inc
NML
$575M
$426K 0.16%
+126,530
New +$378K
GM icon
103
General Motors
GM
$81.8B
$416K 0.15%
+10,000
New +$389K
DVN icon
104
Devon Energy
DVN
$51B
$411K 0.15%
+25,988
New +$322K
HQH
105
abrdn Healthcare Investors
HQH
$1.26B
$408K 0.15%
17,130
– –
GAIA icon
106
Gaia
GAIA
$46.6M
$405K 0.15%
41,000
-3,000
-7% -$31.4K
T icon
107
AT&T
T
$168B
$405K 0.15%
18,637
– –
IGA
108
Voya Global Advantage and Premium Opportunity Fund
IGA
$156M
$400K 0.15%
45,660
– –
GRA
109
DELISTED
W.R. Grace & Co.
GRA
$400K 0.15%
7,300
-800
-10% -$40.3K
BLFS icon
110
BioLife Solutions
BLFS
$1.55B
$399K 0.15%
10,000
-3,200
-24% -$109K
KRNY icon
111
Kearny Financial
KRNY
$606M
$383K 0.14%
36,300
-20,500
-36% -$194K
BAC icon
112
Bank of America
BAC
$435B
$379K 0.14%
12,500
-500
-4% -$13.4K
BDSI
113
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$378K 0.14%
89,900
+26,500
+42% +$102K
BCX icon
114
BlackRock Resources & Commodities Strategy Trust
BCX
$889M
$376K 0.14%
50,690
– –
HQL
115
abrdn Life Sciences Investors
HQL
$587M
$366K 0.14%
18,520
– –
ASA
116
ASA Gold and Precious Metals
ASA
$912M
$358K 0.13%
16,385
– –
GF
117
New Germany Fund
GF
$184M
$350K 0.13%
18,390
– –
RMT
118
Royce Micro-Cap Trust
RMT
$723M
$347K 0.13%
34,270
– –
MEOH icon
119
Methanex
MEOH
$4.05B
$346K 0.13%
7,500
-2,200
-23% -$79.3K
FMC icon
120
FMC
FMC
$1.29B
$345K 0.13%
3,000
– –
IAA
121
DELISTED
IAA, Inc. Common Stock
IAA
$338K 0.12%
5,200
-400
-7% -$23.9K
NGD
122
CALL
DELISTED
New Gold Inc
NGD
$337K 0.12%
153,800
+28,800
+23% +$58.6K
BERY
123
DELISTED
Berry Global Group, Inc.
BERY
$337K 0.12%
6,534
-109
-2% -$5.2K
AEM icon
124
Agnico Eagle Mines
AEM
$70.5B
$331K 0.12%
4,700
-300
-6% -$22.4K
OR icon
125
OR Royalties Inc
OR
$5.45B
$330K 0.12%
26,000
-4,000
-13% -$46.7K
3 4
5
6 7

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TCM
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MWM
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HPM
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WKSWA
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KL
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Shepherd Kaplan Krochuk's Q4 2020 Portfolio in Review

As of Q4 2020, Shepherd Kaplan Krochuk held 210 positions worth $271M, up 13% from $240M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Shepherd Kaplan Krochuk deployed $19.4M of net new capital in Q4 2020, opening 32 new positions and adding to 44 existing holdings. Its largest new stake was EQT Corp: 1,011,407 shares worth $12.9M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, up from 4.3% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Invesco Preferred ETF, an estimated $2.8M trimmed.

  • Shepherd Kaplan Krochuk's largest Q4 2020 buy was EQT Corp: 1,011,407 shares worth $12.9M.
  • Shepherd Kaplan Krochuk added most to Schwab U.S Small- Cap ETF in Q4 2020, an estimated $13M increase.
  • Shepherd Kaplan Krochuk's biggest Q4 2020 reduction was Invesco Preferred ETF, cutting an estimated $2.8M.
  • Shepherd Kaplan Krochuk fully exited Xtrackers MSCI EAFE High Dividend Yield Equity ETF in Q4 2020, selling an estimated $4.31M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 45% of its $271M portfolio in Q4 2020.
  • Shepherd Kaplan Krochuk opened 32 new positions and closed 25 in Q4 2020.
  • Shepherd Kaplan Krochuk's portfolio value rose 13% quarter-over-quarter to $271M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q4 2020, filed 12 Feb 2021.