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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $126M
1-Year Est. Return 15.32%
This Fund
S&P 500
This Quarter Est. Return
-15.61%
1 Year Est. Return
+15.32%
3 Year Est. Return
+38.45%
5 Year Est. Return
+60.72%
10 Year Est. Return
+449.67%
AUM
$146M
AUM Growth
-$48.5M
Cap. Flow
-$18.5M
Cap. Flow %
-12.66%
Top 10 Hldgs %
37.42%
Holding
258
New
26
Increased
26
Reduced
74
Closed
65

Top Buys

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$2.15M
2
VT icon
Vanguard Total World Stock ETF
VT
+$1.51M
3
BWXT icon
BWX Technologies
BWXT
+$1.46M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.24M
5
FANG icon
Diamondback Energy
FANG
+$1.2M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.9M
2
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$1.34M
3
EGN
Energen
EGN
+$1.25M
4
IBB icon
iShares Biotechnology ETF
IBB
+$1.16M
5
MHK icon
Mohawk Industries
MHK
+$873K

Sector Composition

Rank Sector Weight
1 Miscellaneous 34.89%
2 Financials 20.31%
3 Energy 14.56%
4 Healthcare 7.19%
5 Industrials 7.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
101
Visa
V
$692B
$396K 0.27%
3,000
– –
WPM icon
102
Wheaton Precious Metals
WPM
$70B
$391K 0.27%
20,000
-2,350
-11% -$40.1K
BAC icon
103
Bank of America
BAC
$438B
$385K 0.26%
15,616
– –
FMC icon
104
FMC
FMC
$1.43B
$385K 0.26%
5,998
– –
STX icon
105
Seagate
STX
$189B
$384K 0.26%
9,957
– –
VEA icon
106
Vanguard FTSE Developed Markets ETF
VEA
$237B
$382K 0.26%
+10,284
New +$407K
CLB icon
107
Core Laboratories
CLB
$574M
$379K 0.26%
6,358
– –
TQQQ icon
108
PUT
ProShares UltraPro QQQ
TQQQ
$35.2B
$367K 0.25%
79,200
+28,000
+55% +$176K
SABA
109
Saba Capital Income & Opportunities Fund II
SABA
$218M
$354K 0.24%
+29,375
New +$359K
HACK icon
110
Amplify Cybersecurity ETF
HACK
$2.86B
$351K 0.24%
10,424
-1,358
-12% -$48.6K
OPLN
111
Openlane
OPLN
$4.31B
$346K 0.24%
19,165
– –
QCOM icon
112
Qualcomm
QCOM
$194B
$341K 0.23%
+6,000
New +$364K
HLF icon
113
Herbalife
HLF
$1.26B
$330K 0.23%
5,600
-1,400
-20% -$77.3K
KBE icon
114
State Street SPDR S&P Bank ETF
KBE
$1.59B
$330K 0.23%
8,832
-465
-5% -$19.7K
PENN icon
115
PENN Entertainment
PENN
$2.39B
$330K 0.23%
17,500
– –
XLC icon
116
State Street Communication Services Select Sector SPDR ETF
XLC
$22.7B
$326K 0.22%
+7,905
New +$354K
ECON icon
117
Columbia Emerging Markets Consumer ETF
ECON
$321M
$321K 0.22%
15,748
-18,140
-54% -$378K
PVG
118
CALL
DELISTED
PRETIUM RESOURCES INC.
PVG
$321K 0.22%
38,000
– –
AEM icon
119
Agnico Eagle Mines
AEM
$101B
$309K 0.21%
7,648
– –
IGR
120
CBRE Global Real Estate Income Fund
IGR
$639M
$307K 0.21%
16,633
– –
FLEX icon
121
Flex
FLEX
$42.8B
$289K 0.2%
50,342
-13,270
-21% -$92.7K
ASA
122
ASA Gold and Precious Metals
ASA
$1.12B
$283K 0.19%
29,865
-4,750
-14% -$42.7K
EXP icon
123
Eagle Materials
EXP
$5.68B
$275K 0.19%
+4,500
New +$323K
HONE
124
DELISTED
HarborOne Bancorp
HONE
$269K 0.18%
30,422
– –
IWR icon
125
iShares Russell Mid-Cap ETF
IWR
$55.9B
$252K 0.17%
5,424
-4,468
-45% -$225K
3 4
5
6 7

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TC
Tenere Capital New York $126M AUM 42.13% 1-Year Est. Return
MCRM
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CAM
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SPWM
Smith Partners Wealth Management Greensboro, North Carolina $126M AUM
HPM
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MPIA
Milestones Private Investment Advisors Fairport, New York $126M AUM 26.4% 1-Year Est. Return
MIA
MeadowBrook Investment Advisors Livonia, Michigan $126M AUM 25.52% 1-Year Est. Return
KC
Katamaran Capital London, United Kingdom $126M AUM 56.55% 1-Year Est. Return

Shepherd Kaplan Krochuk's Q4 2018 Portfolio in Review

As of Q4 2018, Shepherd Kaplan Krochuk held 258 positions worth $146M, down 25% from $194M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $18.5M in Q4 2018, closing 65 positions and reducing 74 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $3.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 35% of assets, up from 31% a quarter earlier, followed by Financials and Energy.

Against the trend, Shepherd Kaplan Krochuk opened a new position in Vanguard Total World Stock ETF worth $1.41M.

  • Shepherd Kaplan Krochuk's largest Q4 2018 buy was Vanguard Total World Stock ETF: 21,535 shares worth $1.41M.
  • Shepherd Kaplan Krochuk added most to Alerian MLP ETF in Q4 2018, an estimated $2.15M increase.
  • Shepherd Kaplan Krochuk's biggest Q4 2018 reduction was Vanguard Morningstar Small-Cap Value ETF, cutting an estimated $1.34M.
  • Shepherd Kaplan Krochuk fully exited iShares Core S&P 500 ETF in Q4 2018, selling an estimated $3.9M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 37% of its $146M portfolio in Q4 2018.
  • Shepherd Kaplan Krochuk opened 26 new positions and closed 65 in Q4 2018.
  • Shepherd Kaplan Krochuk's portfolio value fell 25% quarter-over-quarter to $146M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q4 2018, filed 12 Feb 2019.