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SKK
Shepherd Kaplan Krochuk Portfolio holdings
AUM
$119M
1-Year Est. Return
8.32%
This Fund
S&P 500
This Quarter
Est. Return
+0.7%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$272M
AUM Growth
-$8.26M
(-2.9%)
Cap. Flow
-$7.6M
Cap. Flow
% of AUM
-2.79%
Top 10 Holdings %
Top 10 Hldgs %
43.7%
Holding
205
New
13
Increased
33
Reduced
78
Closed
8
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$5.41M |
| 2 |
SMM
Salient Midstream & MLP Fund
SMM
|
+$349K |
| 3 |
ATIP
ATI Physical Therapy, Inc.
ATIP
|
+$341K |
| 4 |
SRV
NXG Cushing Midstream Energy Fund
SRV
|
+$331K |
| 5 |
California Resources
CRC
|
+$327K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$4.63M |
| 2 |
Goldman Sachs ActiveBeta International Equity ETF
GSIE
|
+$1.33M |
| 3 |
JPMorgan US Quality Factor ETF
JQUA
|
+$1.32M |
| 4 |
SCHV
Schwab US Large-Cap Value ETF
SCHV
|
+$736K |
| 5 |
PXD
Pioneer Natural Resource Co.
PXD
|
+$648K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 19.93% |
| 2 | Financials | 5.61% |
| 3 | Technology | 5.45% |
| 4 | Healthcare | 3.53% |
| 5 | Materials | 2.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
UnitedHealth
UNH
$382B
| $632K | 0.23% |
1,618
| – | – |
|
77
Gabelli Dividend & Income Trust
GDV
$2.59B
| $627K | 0.23% |
24,300
| – | – |
|
|
GAM
78
General American Investors Company
GAM
$1.54B
| $622K | 0.23% |
14,450
-480
| -3% | -$21.1K |
|
79
Group 1 Automotive
GPI
$4.26B
| $620K | 0.23% |
3,300
-200
| -6% | -$33.9K |
|
|
EDD
80
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$375M
| $605K | 0.22% |
103,450
+12,000
| +13% | +$73.5K |
|
81
Coca-Cola
KO
$383B
| $603K | 0.22% |
11,495
+3
| +0% | +$167 |
|
82
Kinder Morgan
KMI
$70.9B
| $597K | 0.22% |
35,702
-200
| -0.6% | -$3.4K |
|
83
Walmart Inc
WMT
$909B
| $585K | 0.21% |
12,600
-396
| -3% | -$19.1K |
|
84
Abbott
ABT
$188B
| $567K | 0.21% |
4,800
-200
| -4% | -$24.6K |
|
85
Elevance Health
ELV
$81.5B
| $559K | 0.21% |
1,500
| – | – |
|
|
ASA
86
ASA Gold and Precious Metals
ASA
$924M
| $558K | 0.2% |
29,555
+4,450
| +18% | +$92.1K |
|
|
KL
87
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
| $553K | 0.2% |
13,300
-400
| -3% | -$16.2K |
|
88
CrowdStrike
CRWD
$183B
| $545K | 0.2% |
8,876
| – | – |
|
89
DHT Holdings
DHT
$2.99B
| $540K | 0.2% |
82,765
| – | – |
|
90
WisdomTree US LargeCap Dividend Fund
DLN
$6.21B
| $533K | 0.2% |
8,938
+20
| +0.2% | +$1.23K |
|
91
Mondelez International
MDLZ
$83.4B
| $524K | 0.19% |
9,000
| – | – |
|
92
Enterprise Products Partners
EPD
$83.7B
| $517K | 0.19% |
23,888
| – | – |
|
93
Procter & Gamble
PG
$340B
| $508K | 0.19% |
3,635
-165
| -4% | -$23.4K |
|
94
Invesco Russell 1000 Equal Weight ETF
EQAL
$816M
| $506K | 0.19% |
11,331
| – | – |
|
95
American Express
AXP
$224B
| $503K | 0.18% |
3,000
-100
| -3% | -$16.7K |
|
96
Visa
V
$701B
| $503K | 0.18% |
2,258
-250
| -10% | -$58.6K |
|
|
STMP
97
DELISTED
Stamps.com, Inc.
STMP
| $495K | 0.18% |
1,500
-900
| -38% | -$285K |
|
98
SPDR Gold Trust
GLD
$131B
| $494K | 0.18% |
3,010
-844
| -22% | -$141K |
|
|
GF
99
New Germany Fund
GF
$182M
| $493K | 0.18% |
24,940
+6,550
| +36% | +$135K |
|
100
Fidelity National Information Services
FIS
$24.2B
| $474K | 0.17% |
3,897
-200
| -5% | -$26.8K |
|
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KL
Shepherd Kaplan Krochuk's Q3 2021 Portfolio in Review
As of Q3 2021, Shepherd Kaplan Krochuk held 205 positions worth $272M, down 2.9% from $281M the previous quarter. Its ten largest holdings account for 44% of the portfolio.
Shepherd Kaplan Krochuk's Q3 2021 filing shows 13 new, 33 increased, 78 reduced and 8 closed positions. Its largest new stake was Salient Midstream & MLP Fund: 60,300 shares worth $383K. The largest sale was Invesco S&P 500 Low Volatility ETF, an estimated $4.63M.
By sector, the portfolio is most concentrated in Energy at 20% of assets, up from 19% a quarter earlier, followed by Financials and Technology.
- Shepherd Kaplan Krochuk's largest Q3 2021 buy was Salient Midstream & MLP Fund: 60,300 shares worth $383K.
- Shepherd Kaplan Krochuk added most to State Street SPDR Portfolio Long Term Treasury ETF in Q3 2021, an estimated $5.41M increase.
- Shepherd Kaplan Krochuk's biggest Q3 2021 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $4.63M.
- Shepherd Kaplan Krochuk fully exited BlackRock Energy and Resources Trust in Q3 2021, selling an estimated $402K.
- Shepherd Kaplan Krochuk's ten largest holdings make up 44% of its $272M portfolio in Q3 2021.
- Shepherd Kaplan Krochuk opened 13 new positions and closed 8 in Q3 2021.
- Shepherd Kaplan Krochuk's portfolio value fell 2.9% quarter-over-quarter to $272M.
Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2021, filed 12 Nov 2021.