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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+5.34%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$240M
AUM Growth
+$16.7M
Cap. Flow
+$6.08M
Cap. Flow %
2.53%
Top 10 Hldgs %
48.33%
Holding
202
New
22
Increased
47
Reduced
44
Closed
24

Top Buys

Rank Stock Value
1
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$9.79M
2
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$4.95M
3
PGX icon
Invesco Preferred ETF
PGX
+$4.87M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.55M
5
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.77M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$8.47M
2
CRWD icon
CrowdStrike
CRWD
+$3.53M
3
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$3.33M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.05M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.84M

Sector Composition

Rank Sector Weight
1 Financials 6.18%
2 Technology 5.14%
3 Healthcare 4.3%
4 Energy 4.28%
5 Materials 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGD
76
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$510M
$489K 0.2%
98,690
– –
NAK
77
Northern Dynasty Minerals
NAK
$773M
$457K 0.19%
465,800
+15,800
+4% +$21.7K
TRV icon
78
Travelers Companies
TRV
$82.4B
$454K 0.19%
4,200
+200
+5% +$22.9K
SHY icon
79
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$445K 0.19%
5,140
+678
+15% +$58.7K
EQAL icon
80
Invesco Russell 1000 Equal Weight ETF
EQAL
$818M
$441K 0.18%
13,700
– –
VGSH icon
81
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$439K 0.18%
7,070
– –
CXO
82
DELISTED
CONCHO RESOURCES INC.
CXO
$439K 0.18%
9,952
– –
SCHO icon
83
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$438K 0.18%
17,000
– –
BIL icon
84
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$434K 0.18%
4,740
-1,390
-23% -$127K
GBIL icon
85
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
$434K 0.18%
4,320
-1,270
-23% -$128K
GAIA icon
86
Gaia
GAIA
$46.6M
$433K 0.18%
44,000
-2,000
-4% -$20.7K
SHV icon
87
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$431K 0.18%
3,890
-1,180
-23% -$131K
TFLO icon
88
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$431K 0.18%
8,570
-490
-5% -$24.6K
USFR
89
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$431K 0.18%
17,160
-2,510
-13% -$63K
DLN icon
90
WisdomTree US LargeCap Dividend Fund
DLN
$6.26B
$429K 0.18%
8,850
+24
+0.3% +$1.17K
ENB icon
91
Enbridge
ENB
$121B
$426K 0.18%
14,600
– –
RVT icon
92
Royce Value Trust
RVT
$2.2B
$426K 0.18%
33,730
+2,900
+9% +$37.9K
MMT
93
Aberdeen Multi-Market Income Fund
MMT
$237M
$413K 0.17%
+73,400
New +$427K
KRNY icon
94
Kearny Financial
KRNY
$606M
$410K 0.17%
56,800
+9,800
+21% +$75.3K
NOG icon
95
CALL
Northern Oil and Gas
NOG
$2.25B
$408K 0.17%
71,000
+63,900
+900% +$454K
PSX icon
96
Phillips 66
PSX
$83.6B
$407K 0.17%
7,850
+2,850
+57% +$174K
AIMC
97
DELISTED
Altra Industrial Motion Corp
AIMC
$407K 0.17%
11,000
-500
-4% -$18.4K
T icon
98
AT&T
T
$168B
$401K 0.17%
18,637
– –
AEM icon
99
Agnico Eagle Mines
AEM
$70.4B
$398K 0.17%
5,000
– –
VTI icon
100
Vanguard Total Stock Market ETF
VTI
$651B
$398K 0.17%
2,339
+283
+14% +$47.6K
2 3
4
5 6

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TCM
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SF
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MWM
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HPM
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KL
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Shepherd Kaplan Krochuk's Q3 2020 Portfolio in Review

As of Q3 2020, Shepherd Kaplan Krochuk held 202 positions worth $240M, up 7.5% from $224M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Shepherd Kaplan Krochuk's Q3 2020 filing shows 22 new, 47 increased, 44 reduced and 24 closed positions. Its largest new stake was Goldman Sachs Access Investment Grade Corporate Bond ETF: 88,829 shares worth $4.9M. The largest sale was ProShares Short S&P500, an estimated $8.47M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, up from 5.8% a quarter earlier, followed by Technology and Healthcare.

  • Shepherd Kaplan Krochuk's largest Q3 2020 buy was Goldman Sachs Access Investment Grade Corporate Bond ETF: 88,829 shares worth $4.9M.
  • Shepherd Kaplan Krochuk added most to Vanguard Mortgage-Backed Securities ETF in Q3 2020, an estimated $9.79M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2020 reduction was CrowdStrike, cutting an estimated $3.53M.
  • Shepherd Kaplan Krochuk fully exited ProShares Short S&P500 in Q3 2020, selling an estimated $8.47M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 48% of its $240M portfolio in Q3 2020.
  • Shepherd Kaplan Krochuk opened 22 new positions and closed 24 in Q3 2020.
  • Shepherd Kaplan Krochuk's portfolio value rose 7.5% quarter-over-quarter to $240M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2020, filed 13 Nov 2020.