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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+9.98%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$132M
AUM Growth
-$4.35M
Cap. Flow
-$15.7M
Cap. Flow %
-11.83%
Top 10 Hldgs %
29.74%
Holding
176
New
16
Increased
33
Reduced
31
Closed
16

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$759K
2
IGD
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
+$566K
3
MMSI icon
Merit Medical Systems
MMSI
+$523K
4
BMY icon
Bristol-Myers Squibb
BMY
+$515K
5
GDV icon
Gabelli Dividend & Income Trust
GDV
+$485K

Top Sells

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$1.85M
2
DLN icon
WisdomTree US LargeCap Dividend Fund
DLN
+$1.03M
3
CELG
Celgene Corp
CELG
+$894K
4
PEGI
Pattern Energy Group Inc. Class A
PEGI
+$693K
5
OEC icon
Orion
OEC
+$631K

Sector Composition

Rank Sector Weight
1 Financials 17.47%
2 Energy 13.59%
3 Healthcare 10.88%
4 Industrials 9.28%
5 Materials 7.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMY icon
76
Bristol-Myers Squibb
BMY
$130B
$578K 0.44%
+9,000
New +$515K
BCX icon
77
BlackRock Resources & Commodities Strategy Trust
BCX
$891M
$577K 0.44%
71,550
+6,890
+11% +$52.6K
RVT icon
78
Royce Value Trust
RVT
$2.22B
$577K 0.44%
39,040
– –
IGD
79
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$510M
$575K 0.43%
+92,860
New +$566K
FAX
80
abrdn Asia-Pacific Income Fund
FAX
$595M
$569K 0.43%
22,315
+1,728
+8% +$44.2K
SOR
81
Source Capital
SOR
$372M
$567K 0.43%
14,660
-490
-3% -$18.4K
V icon
82
Visa
V
$697B
$564K 0.43%
3,000
– –
BAC icon
83
Bank of America
BAC
$439B
$550K 0.42%
15,616
– –
CNR
84
Core Natural Resources Inc
CNR
$4.02B
$528K 0.4%
36,400
-17,400
-32% -$240K
SNA icon
85
Snap-on
SNA
$21.7B
$527K 0.4%
3,112
-400
-11% -$65.2K
GBIL icon
86
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
$524K 0.4%
5,230
+940
+22% +$94.3K
EEM icon
87
iShares MSCI Emerging Markets ETF
EEM
$28B
$521K 0.39%
11,618
-3,625
-24% -$156K
FMC icon
88
FMC
FMC
$1.37B
$519K 0.39%
5,202
– –
PEO
89
Adams Natural Resources Fund
PEO
$726M
$514K 0.39%
32,463
– –
GDV icon
90
Gabelli Dividend & Income Trust
GDV
$2.62B
$507K 0.38%
+23,120
New +$485K
DLN icon
91
WisdomTree US LargeCap Dividend Fund
DLN
$6.29B
$506K 0.38%
9,558
-20,126
-68% -$1.03M
SBGI icon
92
Sinclair Inc
SBGI
$1.02B
$500K 0.38%
15,000
– –
EQAL icon
93
Invesco Russell 1000 Equal Weight ETF
EQAL
$822M
$493K 0.37%
14,421
+4
+0% +$131
USFR
94
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$493K 0.37%
19,670
+2,490
+14% +$62.4K
BERY
95
DELISTED
Berry Global Group, Inc.
BERY
$482K 0.36%
11,052
– –
JNJ icon
96
Johnson & Johnson
JNJ
$643B
$475K 0.36%
3,258
– –
AEM icon
97
Agnico Eagle Mines
AEM
$71.9B
$471K 0.36%
7,648
– –
VIOO icon
98
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.18B
$471K 0.36%
6,192
+1,692
+38% +$125K
PCSB
99
DELISTED
PCSB Financial Corporation
PCSB
$468K 0.35%
23,100
– –
JNJ icon
100
CALL
Johnson & Johnson
JNJ
$643B
$467K 0.35%
+3,200
New +$434K
2 3
4
5 6

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MWM
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HPM
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WKSWA
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KL
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Shepherd Kaplan Krochuk's Q4 2019 Portfolio in Review

As of Q4 2019, Shepherd Kaplan Krochuk held 176 positions worth $132M, down 3.2% from $137M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $15.7M in Q4 2019, closing 16 positions and reducing 31 holdings. Its most notable exit was Celgene Corp, an estimated $894K position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Shepherd Kaplan Krochuk opened a new position in Voya Global Equity Dividend and Premium Opportunity Fund worth $575K.

  • Shepherd Kaplan Krochuk's largest Q4 2019 buy was Voya Global Equity Dividend and Premium Opportunity Fund: 92,860 shares worth $575K.
  • Shepherd Kaplan Krochuk added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q4 2019, an estimated $759K increase.
  • Shepherd Kaplan Krochuk's biggest Q4 2019 reduction was Alerian MLP ETF, cutting an estimated $1.85M.
  • Shepherd Kaplan Krochuk fully exited Celgene Corp in Q4 2019, selling an estimated $894K.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 30% of its $132M portfolio in Q4 2019.
  • Shepherd Kaplan Krochuk opened 16 new positions and closed 16 in Q4 2019.
  • Shepherd Kaplan Krochuk's portfolio value fell 3.2% quarter-over-quarter to $132M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q4 2019, filed 5 Feb 2020.