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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
-2.67%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$137M
AUM Growth
-$4.76M
Cap. Flow
-$762K
Cap. Flow %
-0.56%
Top 10 Hldgs %
34.06%
Holding
178
New
17
Increased
33
Reduced
21
Closed
18

Top Buys

Rank Stock Value
1
OEC icon
Orion
OEC
+$801K
2
CNR
Core Natural Resources Inc
CNR
+$750K
3
MMSI icon
Merit Medical Systems
MMSI
+$678K
4
AAL icon
American Airlines Group
AAL
+$466K
5
SU icon
Suncor Energy
SU
+$400K

Top Sells

Rank Stock Value
1
WBA
Walgreens Boots Alliance
WBA
+$734K
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$409K
3
QCOM icon
Qualcomm
QCOM
+$373K
4
CET
Central Securities Corp
CET
+$349K
5
FLEX icon
Flex
FLEX
+$330K

Sector Composition

Rank Sector Weight
1 Financials 16.08%
2 Energy 12.31%
3 Healthcare 9.12%
4 Industrials 8.49%
5 Materials 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RVT icon
76
Royce Value Trust
RVT
$2.2B
$537K 0.39%
39,040
+28,980
+288% +$398K
NFJ
77
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.4B
$536K 0.39%
43,860
– –
STX icon
78
Seagate
STX
$179B
$536K 0.39%
9,957
– –
WPM icon
79
Wheaton Precious Metals
WPM
$49.2B
$525K 0.38%
20,000
– –
FAX
80
abrdn Asia-Pacific Income Fund
FAX
$592M
$518K 0.38%
20,587
– –
V icon
81
Visa
V
$709B
$516K 0.38%
3,000
– –
ENB icon
82
Enbridge
ENB
$121B
$512K 0.37%
14,600
– –
MMSI icon
83
Merit Medical Systems
MMSI
$4.75B
$510K 0.37%
+16,750
New +$678K
EDD
84
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$373M
$509K 0.37%
77,250
– –
IGR
85
CBRE Global Real Estate Income Fund
IGR
$718M
$505K 0.37%
63,810
– –
PEO
86
Adams Natural Resources Fund
PEO
$734M
$494K 0.36%
32,463
– –
BCX icon
87
BlackRock Resources & Commodities Strategy Trust
BCX
$888M
$484K 0.35%
64,660
– –
SHV icon
88
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$480K 0.35%
4,340
+1,070
+33% +$118K
AMGN icon
89
Amgen
AMGN
$210B
$479K 0.35%
2,476
– –
BIL icon
90
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$467K 0.34%
5,100
+1,160
+29% +$106K
EQAL icon
91
Invesco Russell 1000 Equal Weight ETF
EQAL
$817M
$462K 0.34%
14,417
-139
-1% -$4.47K
PCSB
92
DELISTED
PCSB Financial Corporation
PCSB
$462K 0.34%
23,100
– –
BAC icon
93
Bank of America
BAC
$434B
$456K 0.33%
15,616
– –
FMC icon
94
FMC
FMC
$1.3B
$456K 0.33%
5,202
– –
CXO
95
DELISTED
CONCHO RESOURCES INC.
CXO
$456K 0.33%
6,712
– –
BOE icon
96
BlackRock Enhanced Global Dividend Trust
BOE
$660M
$444K 0.32%
42,610
+4,320
+11% +$45K
GBIL icon
97
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
$431K 0.32%
4,290
+690
+19% +$69.2K
TFLO icon
98
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$430K 0.31%
8,560
+1,380
+19% +$69.4K
USFR
99
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$430K 0.31%
17,180
+2,760
+19% +$69.1K
KL
100
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$426K 0.31%
9,500
– –
2 3
4
5 6

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VA
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TCM
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SF
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MWM
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HPM
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WKSWA
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KL
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Shepherd Kaplan Krochuk's Q3 2019 Portfolio in Review

As of Q3 2019, Shepherd Kaplan Krochuk held 178 positions worth $137M, down 3.4% from $141M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Shepherd Kaplan Krochuk's Q3 2019 filing shows 17 new, 33 increased, 21 reduced and 18 closed positions. Its largest new stake was Merit Medical Systems: 16,750 shares worth $510K. The largest sale was Walgreens Boots Alliance, an estimated $734K.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Energy and Healthcare.

  • Shepherd Kaplan Krochuk's largest Q3 2019 buy was Merit Medical Systems: 16,750 shares worth $510K.
  • Shepherd Kaplan Krochuk added most to Orion in Q3 2019, an estimated $801K increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2019 reduction was Walgreens Boots Alliance, cutting an estimated $734K.
  • Shepherd Kaplan Krochuk fully exited State Street SPDR S&P Regional Banking ETF in Q3 2019, selling an estimated $409K.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 34% of its $137M portfolio in Q3 2019.
  • Shepherd Kaplan Krochuk opened 17 new positions and closed 18 in Q3 2019.
  • Shepherd Kaplan Krochuk's portfolio value fell 3.4% quarter-over-quarter to $137M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2019, filed 12 Nov 2019.