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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $126M
1-Year Est. Return 15.32%
This Fund
S&P 500
This Quarter Est. Return
-15.61%
1 Year Est. Return
+15.32%
3 Year Est. Return
+38.45%
5 Year Est. Return
+60.72%
10 Year Est. Return
+449.67%
AUM
$146M
AUM Growth
-$48.5M
Cap. Flow
-$18.5M
Cap. Flow %
-12.66%
Top 10 Hldgs %
37.42%
Holding
258
New
26
Increased
26
Reduced
74
Closed
65

Top Buys

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$2.15M
2
VT icon
Vanguard Total World Stock ETF
VT
+$1.51M
3
BWXT icon
BWX Technologies
BWXT
+$1.46M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.24M
5
FANG icon
Diamondback Energy
FANG
+$1.2M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.9M
2
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$1.34M
3
EGN
Energen
EGN
+$1.25M
4
IBB icon
iShares Biotechnology ETF
IBB
+$1.16M
5
MHK icon
Mohawk Industries
MHK
+$873K

Sector Composition

Rank Sector Weight
1 Miscellaneous 34.89%
2 Financials 20.31%
3 Energy 14.56%
4 Healthcare 7.19%
5 Industrials 7.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
76
Walmart Inc
WMT
$850B
$521K 0.36%
16,794
– –
BIL icon
77
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.6B
$517K 0.35%
5,650
-70
-1% -$6.41K
SHV icon
78
iShares 0-1 Year Treasury Bond ETF
SHV
$20.9B
$517K 0.35%
4,690
-90
-2% -$9.93K
TFLO icon
79
iShares Treasury Floating Rate Bond ETF
TFLO
$6.67B
$517K 0.35%
10,290
-200
-2% -$10.1K
USFR
80
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$517K 0.35%
20,620
-230
-1% -$5.77K
GBIL icon
81
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.63B
$516K 0.35%
5,160
-110
-2% -$11K
AIMC
82
DELISTED
Altra Industrial Motion Corp
AIMC
$516K 0.35%
+20,500
New +$666K
CAT icon
83
Caterpillar
CAT
$376B
$508K 0.35%
4,000
– –
MDLZ icon
84
Mondelez International
MDLZ
$79.7B
$502K 0.34%
12,547
– –
PYPL icon
85
PayPal
PYPL
$46B
$502K 0.34%
5,969
– –
GLD icon
86
SPDR Gold Trust
GLD
$147B
$497K 0.34%
+4,097
New +$476K
SBGI icon
87
Sinclair Inc
SBGI
$1.01B
$493K 0.34%
18,727
– –
OEC icon
88
Orion
OEC
$328M
$488K 0.33%
19,293
– –
GAM
89
General American Investors Company
GAM
$1.57B
$483K 0.33%
16,980
+2,460
+17% +$80.5K
AMGN icon
90
Amgen
AMGN
$204B
$482K 0.33%
2,476
– –
NFJ
91
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.46B
$480K 0.33%
44,960
+4,410
+11% +$52.6K
PEO
92
Adams Natural Resources Fund
PEO
$822M
$480K 0.33%
34,240
+5,831
+21% +$96.8K
BCX icon
93
BlackRock Resources & Commodities Strategy Trust
BCX
$985M
$476K 0.33%
67,380
+12,690
+23% +$100K
BERY
94
DELISTED
Berry Global Group, Inc.
BERY
$473K 0.32%
10,834
-763
-7% -$32.6K
NHS
95
Neuberger High Yield Strategies Fund Inc
NHS
$245M
$465K 0.32%
48,040
– –
PCSB
96
DELISTED
PCSB Financial Corporation
PCSB
$452K 0.31%
23,100
– –
CET
97
Central Securities Corp
CET
$1.65B
$443K 0.3%
17,840
– –
DNI
98
DELISTED
Dividend and Income Fund
DNI
$430K 0.29%
45,120
+2,000
+5% +$21.8K
META icon
99
Meta Platforms (Facebook)
META
$1.65T
$420K 0.29%
+3,203
New +$464K
EDD
100
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$381M
$418K 0.29%
+68,990
New +$438K
2 3
4
5 6

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CAM
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SPWM
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HPM
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MPIA
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KC
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Shepherd Kaplan Krochuk's Q4 2018 Portfolio in Review

As of Q4 2018, Shepherd Kaplan Krochuk held 258 positions worth $146M, down 25% from $194M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $18.5M in Q4 2018, closing 65 positions and reducing 74 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $3.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 35% of assets, up from 31% a quarter earlier, followed by Financials and Energy.

Against the trend, Shepherd Kaplan Krochuk opened a new position in Vanguard Total World Stock ETF worth $1.41M.

  • Shepherd Kaplan Krochuk's largest Q4 2018 buy was Vanguard Total World Stock ETF: 21,535 shares worth $1.41M.
  • Shepherd Kaplan Krochuk added most to Alerian MLP ETF in Q4 2018, an estimated $2.15M increase.
  • Shepherd Kaplan Krochuk's biggest Q4 2018 reduction was Vanguard Morningstar Small-Cap Value ETF, cutting an estimated $1.34M.
  • Shepherd Kaplan Krochuk fully exited iShares Core S&P 500 ETF in Q4 2018, selling an estimated $3.9M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 37% of its $146M portfolio in Q4 2018.
  • Shepherd Kaplan Krochuk opened 26 new positions and closed 65 in Q4 2018.
  • Shepherd Kaplan Krochuk's portfolio value fell 25% quarter-over-quarter to $146M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q4 2018, filed 12 Feb 2019.