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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $126M
1-Year Est. Return 15.32%
This Fund
S&P 500
This Quarter Est. Return
-3.9%
1 Year Est. Return
+15.32%
3 Year Est. Return
+38.45%
5 Year Est. Return
+60.72%
10 Year Est. Return
+449.67%
AUM
$115M
AUM Growth
-$11.3M
Cap. Flow
-$5.74M
Cap. Flow %
-4.98%
Top 10 Hldgs %
52.64%
Holding
55
New
3
Increased
17
Reduced
23
Closed
3

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$3.04M
2
CPB icon
Campbell Soup
CPB
+$2.03M
3
GSK icon
GSK
GSK
+$1.2M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$791K
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$751K

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.72M
2
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$1.38M
3
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$1.32M
4
AMGN icon
Amgen
AMGN
+$1.18M
5
MMP
Magellan Midstream Partners, L.P.
MMP
+$646K

Sector Composition

Rank Sector Weight
1 Miscellaneous 72.71%
2 Technology 7.11%
3 Consumer Staples 5.97%
4 Energy 4.57%
5 Financials 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIVI icon
51
BioVie
BIVI
$16.3M
$100K 0.09%
295
– –
GALT icon
52
Galectin Therapeutics
GALT
$394M
$23K 0.02%
12,000
– –
AMGN icon
53
Amgen
AMGN
$204B
– –
-5,302
Closed -$1.18M
DLN icon
54
WisdomTree US LargeCap Dividend Fund
DLN
$6.3B
– –
-4,664
Closed -$297K
MMP
55
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-10,366
Closed -$646K
1 2
3

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MCRM
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CAM
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SPWM
Smith Partners Wealth Management Greensboro, North Carolina $126M AUM
HPM
Heights Point Management New York $126M AUM
MPIA
Milestones Private Investment Advisors Fairport, New York $126M AUM 26.4% 1-Year Est. Return
MIA
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KC
Katamaran Capital London, United Kingdom $126M AUM 56.55% 1-Year Est. Return

Shepherd Kaplan Krochuk's Q3 2023 Portfolio in Review

As of Q3 2023, Shepherd Kaplan Krochuk held 55 positions worth $115M, down 9% from $126M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $5.74M in Q3 2023, closing 3 positions and reducing 23 holdings. Its most notable exit was Amgen, an estimated $1.18M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 73% of assets, down from 74% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Shepherd Kaplan Krochuk opened a new position in JPMorgan Equity Premium Income ETF worth $2.95M.

  • Shepherd Kaplan Krochuk's largest Q3 2023 buy was JPMorgan Equity Premium Income ETF: 55,137 shares worth $2.95M.
  • Shepherd Kaplan Krochuk added most to Campbell Soup in Q3 2023, an estimated $2.03M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2023 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $7.72M.
  • Shepherd Kaplan Krochuk fully exited Amgen in Q3 2023, selling an estimated $1.18M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 53% of its $115M portfolio in Q3 2023.
  • Shepherd Kaplan Krochuk opened 3 new positions and closed 3 in Q3 2023.
  • Shepherd Kaplan Krochuk's portfolio value fell 9% quarter-over-quarter to $115M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2023, filed 14 Nov 2023.