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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+8.96%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$264M
AUM Growth
-$13.3M
Cap. Flow
-$24.4M
Cap. Flow %
-9.23%
Top 10 Hldgs %
41.95%
Holding
217
New
22
Increased
28
Reduced
65
Closed
24

Top Buys

Rank Stock Value
1
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$11.5M
2
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$4.73M
3
CAH icon
Cardinal Health
CAH
+$1.28M
4
AMGN icon
Amgen
AMGN
+$1.27M
5
STNG icon
Scorpio Tankers
STNG
+$1.2M

Top Sells

Rank Stock Value
1
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$9.1M
2
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$6.66M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.13M
4
QCOM icon
Qualcomm
QCOM
+$2M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$2M

Sector Composition

Rank Sector Weight
1 Energy 26.12%
2 Financials 6.29%
3 Technology 5.29%
4 Healthcare 4.44%
5 Materials 3.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIOO icon
51
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.12B
$937K 0.35%
9,462
– –
CRK icon
52
Comstock Resources
CRK
$3.7B
$909K 0.34%
69,620
– –
NEM icon
53
Newmont
NEM
$96.2B
$907K 0.34%
11,411
-3,765
-25% -$255K
AEM icon
54
Agnico Eagle Mines
AEM
$72.2B
$891K 0.34%
14,553
+10,553
+264% +$571K
PEP icon
55
PepsiCo
PEP
$196B
$854K 0.32%
5,100
– –
SSPY icon
56
Syntax Stratified LargeCap ETF
SSPY
$129M
$853K 0.32%
12,196
-540
-4% -$37.1K
UNH icon
57
UnitedHealth
UNH
$382B
$830K 0.31%
1,628
-331
-17% -$160K
ASA
58
ASA Gold and Precious Metals
ASA
$924M
$821K 0.31%
36,645
-600
-2% -$13K
RMNI icon
59
Rimini Street
RMNI
$457M
$748K 0.28%
129,000
+28,000
+28% +$147K
NML
60
Neuberger Energy Infrastructure and Income Fund Inc
NML
$572M
$742K 0.28%
115,150
-14,650
-11% -$84.5K
ELV icon
61
Elevance Health
ELV
$81.5B
$737K 0.28%
1,500
– –
KMI icon
62
Kinder Morgan
KMI
$70.9B
$721K 0.27%
38,102
+900
+2% +$15.8K
KO icon
63
Coca-Cola
KO
$383B
$714K 0.27%
11,519
-7
-0.1% -$426
PDX
64
PIMCO Dynamic Income Strategy Fund
PDX
$942M
$692K 0.26%
46,650
-2,670
-5% -$37K
PEO
65
Adams Natural Resources Fund
PEO
$731M
$692K 0.26%
34,366
-6,736
-16% -$126K
NUV icon
66
Nuveen Municipal Value Fund
NUV
$1.91B
$677K 0.26%
70,681
-1,152
-2% -$11.3K
CET
67
Central Securities Corp
CET
$1.54B
$662K 0.25%
15,990
– –
USFR
68
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$660K 0.25%
13,120
-13,120
-50% -$660K
TFLO icon
69
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$659K 0.25%
13,100
– –
GAM
70
General American Investors Company
GAM
$1.54B
$658K 0.25%
15,482
– –
BKLN icon
71
Invesco Senior Loan ETF
BKLN
$6.96B
$652K 0.25%
29,930
+11,280
+60% +$246K
NFLX icon
72
Netflix
NFLX
$307B
$650K 0.25%
17,350
-100
-0.6% -$4.16K
FLTR icon
73
VanEck IG Floating Rate ETF
FLTR
$2.94B
$643K 0.24%
+25,620
New +$646K
GBIL icon
74
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
$641K 0.24%
6,410
-170
-3% -$17K
SRLN icon
75
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$640K 0.24%
+14,230
New +$643K
1 2
3
4 5

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CA
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VA
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TCM
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SF
Schaeffer Financial Rockville, Maryland $119M AUM 12.28% 1-Year Est. Return
MWM
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HPM
Hudson Portfolio Management Garrison, New York $119M AUM 24.19% 1-Year Est. Return
WKSWA
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KL
Keenan LLC Boston, Massachusetts $119M AUM

Shepherd Kaplan Krochuk's Q1 2022 Portfolio in Review

As of Q1 2022, Shepherd Kaplan Krochuk held 217 positions worth $264M, down 4.8% from $278M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $24.4M in Q1 2022, closing 24 positions and reducing 65 holdings. Its most notable exit was Vanguard Mortgage-Backed Securities ETF, an estimated $9.1M position sold in full.

By sector, the portfolio is most concentrated in Energy at 26% of assets, up from 19% a quarter earlier, followed by Financials and Technology.

Against the trend, Shepherd Kaplan Krochuk opened a new position in Janus Henderson Mortgage-Backed Securities ETF worth $11.2M.

  • Shepherd Kaplan Krochuk's largest Q1 2022 buy was Janus Henderson Mortgage-Backed Securities ETF: 224,341 shares worth $11.2M.
  • Shepherd Kaplan Krochuk added most to Amgen in Q1 2022, an estimated $1.27M increase.
  • Shepherd Kaplan Krochuk's biggest Q1 2022 reduction was State Street SPDR Portfolio Long Term Treasury ETF, cutting an estimated $6.13M.
  • Shepherd Kaplan Krochuk fully exited Vanguard Mortgage-Backed Securities ETF in Q1 2022, selling an estimated $9.1M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 42% of its $264M portfolio in Q1 2022.
  • Shepherd Kaplan Krochuk opened 22 new positions and closed 24 in Q1 2022.
  • Shepherd Kaplan Krochuk's portfolio value fell 4.8% quarter-over-quarter to $264M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q1 2022, filed 6 May 2022.