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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+6.23%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$278M
AUM Growth
+$5.2M
Cap. Flow
-$9.26M
Cap. Flow %
-3.34%
Top 10 Hldgs %
42.65%
Holding
215
New
18
Increased
56
Reduced
40
Closed
20

Top Buys

Rank Stock Value
1
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$4.32M
2
WLL
Whiting Petroleum Corporation
WLL
+$2.87M
3
CTRA
Coterra Energy
CTRA
+$2.04M
4
STNG icon
Scorpio Tankers
STNG
+$1.54M
5
MSFT icon
Microsoft
MSFT
+$714K

Top Sells

Rank Stock Value
1
EQT icon
EQT Corp
EQT
+$4.29M
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$3.24M
3
PXD
Pioneer Natural Resource Co.
PXD
+$2.59M
4
XEC
CIMAREX ENERGY CO
XEC
+$2.06M
5
JQUA icon
JPMorgan US Quality Factor ETF
JQUA
+$2.04M

Sector Composition

Rank Sector Weight
1 Energy 18.51%
2 Technology 7.07%
3 Financials 5.74%
4 Healthcare 3.83%
5 Materials 2.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFLX icon
51
Netflix
NFLX
$305B
$1.05M 0.38%
17,450
+20
+0.1% +$1.28K
VIOO icon
52
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.12B
$994K 0.36%
9,462
+164
+2% +$17.2K
UNH icon
53
UnitedHealth
UNH
$387B
$984K 0.35%
1,959
+341
+21% +$154K
SILV
54
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$969K 0.35%
122,500
+11,500
+10% +$93.3K
NEM icon
55
Newmont
NEM
$94.5B
$941K 0.34%
15,176
+2,320
+18% +$131K
SSPY icon
56
Syntax Stratified LargeCap ETF
SSPY
$130M
$908K 0.33%
12,736
+922
+8% +$64K
PEP icon
57
PepsiCo
PEP
$198B
$886K 0.32%
5,100
– –
META icon
58
Meta Platforms (Facebook)
META
$1.5T
$873K 0.31%
2,596
+5
+0.2% +$1.66K
PYPL icon
59
PayPal
PYPL
$50.5B
$832K 0.3%
4,410
+792
+22% +$171K
VLO icon
60
Valero Energy
VLO
$89.8B
$823K 0.3%
10,956
-274
-2% -$20.4K
ASA
61
ASA Gold and Precious Metals
ASA
$909M
$785K 0.28%
37,245
+7,690
+26% +$160K
NUV icon
62
Nuveen Municipal Value Fund
NUV
$1.9B
$746K 0.27%
71,833
– –
ABT icon
63
Abbott
ABT
$191B
$719K 0.26%
5,110
+310
+6% +$39.7K
CET
64
Central Securities Corp
CET
$1.55B
$713K 0.26%
15,990
+800
+5% +$34K
ELV icon
65
Elevance Health
ELV
$82.5B
$695K 0.25%
1,500
– –
GAM
66
General American Investors Company
GAM
$1.54B
$684K 0.25%
15,482
+1,032
+7% +$45.4K
KO icon
67
Coca-Cola
KO
$387B
$682K 0.25%
11,526
+31
+0.3% +$1.73K
NML
68
Neuberger Energy Infrastructure and Income Fund Inc
NML
$573M
$680K 0.25%
129,800
-5,840
-4% -$30.7K
STX icon
69
Seagate
STX
$173B
$672K 0.24%
5,947
+447
+8% +$43.4K
IWP icon
70
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
$662K 0.24%
5,742
-1,269
-18% -$148K
BIL icon
71
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$658K 0.24%
7,200
+140
+2% +$12.8K
GBIL icon
72
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
$658K 0.24%
6,580
+130
+2% +$13K
TFLO icon
73
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$658K 0.24%
13,100
+260
+2% +$13.1K
USFR
74
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$658K 0.24%
26,240
+1,010
+4% +$25.3K
GDV icon
75
Gabelli Dividend & Income Trust
GDV
$2.6B
$656K 0.24%
24,300
– –
1 2
3
4 5

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CA
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VA
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TCM
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SF
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MWM
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HPM
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WKSWA
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KL
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Shepherd Kaplan Krochuk's Q4 2021 Portfolio in Review

As of Q4 2021, Shepherd Kaplan Krochuk held 215 positions worth $278M, up 1.9% from $272M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $9.26M in Q4 2021, closing 20 positions and reducing 40 holdings. Its most notable exit was CIMAREX ENERGY CO, an estimated $2.06M position sold in full.

By sector, the portfolio is most concentrated in Energy at 19% of assets, down from 20% a quarter earlier, followed by Technology and Financials.

Against the trend, Shepherd Kaplan Krochuk opened a new position in Whiting Petroleum Corporation worth $2.83M.

  • Shepherd Kaplan Krochuk's largest Q4 2021 buy was Whiting Petroleum Corporation: 43,800 shares worth $2.83M.
  • Shepherd Kaplan Krochuk added most to State Street SPDR Portfolio Long Term Treasury ETF in Q4 2021, an estimated $4.32M increase.
  • Shepherd Kaplan Krochuk's biggest Q4 2021 reduction was EQT Corp, cutting an estimated $4.29M.
  • Shepherd Kaplan Krochuk fully exited CIMAREX ENERGY CO in Q4 2021, selling an estimated $2.06M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 43% of its $278M portfolio in Q4 2021.
  • Shepherd Kaplan Krochuk opened 18 new positions and closed 20 in Q4 2021.
  • Shepherd Kaplan Krochuk's portfolio value rose 1.9% quarter-over-quarter to $278M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q4 2021, filed 14 Feb 2022.