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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+5.34%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$240M
AUM Growth
+$16.7M
Cap. Flow
+$6.08M
Cap. Flow %
2.53%
Top 10 Hldgs %
48.33%
Holding
202
New
22
Increased
47
Reduced
44
Closed
24

Top Buys

Rank Stock Value
1
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$9.79M
2
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$4.95M
3
PGX icon
Invesco Preferred ETF
PGX
+$4.87M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.55M
5
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.77M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$8.47M
2
CRWD icon
CrowdStrike
CRWD
+$3.53M
3
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$3.33M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.05M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.84M

Sector Composition

Rank Sector Weight
1 Financials 6.18%
2 Technology 5.14%
3 Healthcare 4.3%
4 Energy 4.28%
5 Materials 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXP icon
51
American Express
AXP
$226B
$782K 0.33%
7,800
-200
-3% -$19.7K
KL
52
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$755K 0.31%
15,500
-500
-3% -$25K
KO icon
53
Coca-Cola
KO
$388B
$746K 0.31%
15,109
+109
+0.7% +$5.24K
ABB
54
DELISTED
ABB Ltd
ABB
$743K 0.31%
29,190
-10,272
-26% -$262K
PPL
55
PPL Corp
PPL
$27.4B
$739K 0.31%
27,165
-3,676
-12% -$99.1K
CVE icon
56
CALL
Cenovus Energy
CVE
$54B
$738K 0.31%
189,700
– –
FIS icon
57
Fidelity National Information Services
FIS
$24B
$721K 0.3%
4,897
– –
MDLZ icon
58
Mondelez International
MDLZ
$83.8B
$689K 0.29%
12,000
– –
IWP icon
59
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
$657K 0.27%
7,604
– –
VO icon
60
Vanguard Mid-Cap ETF
VO
$106B
$651K 0.27%
14,772
+800
+6% +$34.9K
ELV icon
61
Elevance Health
ELV
$82.6B
$645K 0.27%
2,400
– –
GLD icon
62
SPDR Gold Trust
GLD
$130B
$643K 0.27%
3,630
+1,140
+46% +$205K
PG icon
63
Procter & Gamble
PG
$338B
$639K 0.27%
4,600
– –
C icon
64
Citigroup
C
$215B
$621K 0.26%
14,400
+400
+3% +$19.9K
UCTT
65
Ultra Clean Holdings
UCTT
$3.13B
$612K 0.25%
28,500
-750
-3% -$18.2K
NBL
66
DELISTED
Noble Energy, Inc.
NBL
$604K 0.25%
70,630
-13,830
-16% -$135K
WPX
67
DELISTED
WPX Energy, Inc.
WPX
$575K 0.24%
117,368
– –
XEC
68
DELISTED
CIMAREX ENERGY CO
XEC
$574K 0.24%
23,604
– –
SSPY icon
69
Syntax Stratified LargeCap ETF
SSPY
$130M
$564K 0.23%
11,643
+812
+7% +$39.1K
PXD
70
DELISTED
Pioneer Natural Resource Co.
PXD
$551K 0.23%
6,404
– –
V icon
71
Visa
V
$709B
$550K 0.23%
2,753
+753
+38% +$150K
FANG icon
72
Diamondback Energy
FANG
$55.8B
$527K 0.22%
17,508
– –
JNJ icon
73
Johnson & Johnson
JNJ
$645B
$521K 0.22%
3,497
+497
+17% +$73.5K
BXMX
74
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$515K 0.21%
45,680
+28,830
+171% +$330K
GDV icon
75
Gabelli Dividend & Income Trust
GDV
$2.6B
$494K 0.21%
26,900
– –
1 2
3
4 5

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TCM
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SF
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MWM
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HPM
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WKSWA
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KL
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Shepherd Kaplan Krochuk's Q3 2020 Portfolio in Review

As of Q3 2020, Shepherd Kaplan Krochuk held 202 positions worth $240M, up 7.5% from $224M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Shepherd Kaplan Krochuk's Q3 2020 filing shows 22 new, 47 increased, 44 reduced and 24 closed positions. Its largest new stake was Goldman Sachs Access Investment Grade Corporate Bond ETF: 88,829 shares worth $4.9M. The largest sale was ProShares Short S&P500, an estimated $8.47M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, up from 5.8% a quarter earlier, followed by Technology and Healthcare.

  • Shepherd Kaplan Krochuk's largest Q3 2020 buy was Goldman Sachs Access Investment Grade Corporate Bond ETF: 88,829 shares worth $4.9M.
  • Shepherd Kaplan Krochuk added most to Vanguard Mortgage-Backed Securities ETF in Q3 2020, an estimated $9.79M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2020 reduction was CrowdStrike, cutting an estimated $3.53M.
  • Shepherd Kaplan Krochuk fully exited ProShares Short S&P500 in Q3 2020, selling an estimated $8.47M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 48% of its $240M portfolio in Q3 2020.
  • Shepherd Kaplan Krochuk opened 22 new positions and closed 24 in Q3 2020.
  • Shepherd Kaplan Krochuk's portfolio value rose 7.5% quarter-over-quarter to $240M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2020, filed 13 Nov 2020.