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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+9.98%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$132M
AUM Growth
-$4.35M
Cap. Flow
-$15.7M
Cap. Flow %
-11.83%
Top 10 Hldgs %
29.74%
Holding
176
New
16
Increased
33
Reduced
31
Closed
16

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$759K
2
IGD
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
+$566K
3
MMSI icon
Merit Medical Systems
MMSI
+$523K
4
BMY icon
Bristol-Myers Squibb
BMY
+$515K
5
GDV icon
Gabelli Dividend & Income Trust
GDV
+$485K

Top Sells

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$1.85M
2
DLN icon
WisdomTree US LargeCap Dividend Fund
DLN
+$1.03M
3
CELG
Celgene Corp
CELG
+$894K
4
PEGI
Pattern Energy Group Inc. Class A
PEGI
+$693K
5
OEC icon
Orion
OEC
+$631K

Sector Composition

Rank Sector Weight
1 Financials 17.47%
2 Energy 13.59%
3 Healthcare 10.88%
4 Industrials 9.28%
5 Materials 7.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAIA icon
51
Gaia
GAIA
$47.6M
$781K 0.59%
97,750
-27,350
-22% -$211K
INDB icon
52
Independent Bank
INDB
$4.1B
$752K 0.57%
9,029
– –
AXTA icon
53
Axalta
AXTA
$7.58B
$714K 0.54%
23,500
-400
-2% -$11.8K
WLL
54
DELISTED
Whiting Petroleum Corporation
WLL
$707K 0.53%
1,285
– –
MDLZ icon
55
Mondelez International
MDLZ
$80.2B
$691K 0.52%
12,547
– –
WMT icon
56
Walmart Inc
WMT
$900B
$665K 0.5%
16,794
– –
KRNY icon
57
Kearny Financial
KRNY
$607M
$664K 0.5%
48,000
-10,000
-17% -$138K
SU icon
58
Suncor Energy
SU
$75.4B
$656K 0.5%
20,000
+6,700
+50% +$209K
META icon
59
Meta Platforms (Facebook)
META
$1.51T
$652K 0.49%
3,175
– –
PYPL icon
60
PayPal
PYPL
$50.3B
$646K 0.49%
5,969
– –
BNY
61
Bank of New York Mellon
BNY
$106B
$639K 0.48%
12,701
– –
PG icon
62
Procter & Gamble
PG
$347B
$616K 0.47%
4,935
– –
PEGI
63
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$602K 0.45%
22,500
-25,500
-53% -$693K
AMGN icon
64
Amgen
AMGN
$212B
$597K 0.45%
2,476
– –
WPM icon
65
CALL
Wheaton Precious Metals
WPM
$49.8B
$595K 0.45%
20,000
-4,600
-19% -$126K
WPM icon
66
Wheaton Precious Metals
WPM
$49.8B
$595K 0.45%
20,000
– –
DNI
67
DELISTED
Dividend and Income Fund
DNI
$594K 0.45%
44,150
-1,370
-3% -$17K
STX icon
68
Seagate
STX
$169B
$592K 0.45%
9,957
– –
CXO
69
DELISTED
CONCHO RESOURCES INC.
CXO
$588K 0.44%
6,712
– –
FRA icon
70
BlackRock Floating Rate Income Strategies Fund
FRA
$381M
$587K 0.44%
43,650
+11,090
+34% +$143K
BGY icon
71
BlackRock Enhanced International Dividend Trust
BGY
$513M
$586K 0.44%
99,430
+63,480
+177% +$353K
ENB icon
72
Enbridge
ENB
$121B
$581K 0.44%
14,600
– –
IWP icon
73
iShares Russell Mid-Cap Growth ETF
IWP
$19.6B
$580K 0.44%
7,604
– –
SHV icon
74
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$580K 0.44%
5,250
+910
+21% +$101K
BOE icon
75
BlackRock Enhanced Global Dividend Trust
BOE
$666M
$579K 0.44%
52,650
+10,040
+24% +$107K
1 2
3
4 5

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CA
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VA
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TCM
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SF
Schaeffer Financial Rockville, Maryland $119M AUM 12.28% 1-Year Est. Return
MWM
McCartney Wealth Management Clayton, Missouri $119M AUM
HPM
Hudson Portfolio Management Garrison, New York $119M AUM 24.19% 1-Year Est. Return
WKSWA
White Knight Strategic Wealth Advisors Princeton, New Jersey $119M AUM 24.94% 1-Year Est. Return
KL
Keenan LLC Boston, Massachusetts $119M AUM

Shepherd Kaplan Krochuk's Q4 2019 Portfolio in Review

As of Q4 2019, Shepherd Kaplan Krochuk held 176 positions worth $132M, down 3.2% from $137M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $15.7M in Q4 2019, closing 16 positions and reducing 31 holdings. Its most notable exit was Celgene Corp, an estimated $894K position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Shepherd Kaplan Krochuk opened a new position in Voya Global Equity Dividend and Premium Opportunity Fund worth $575K.

  • Shepherd Kaplan Krochuk's largest Q4 2019 buy was Voya Global Equity Dividend and Premium Opportunity Fund: 92,860 shares worth $575K.
  • Shepherd Kaplan Krochuk added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q4 2019, an estimated $759K increase.
  • Shepherd Kaplan Krochuk's biggest Q4 2019 reduction was Alerian MLP ETF, cutting an estimated $1.85M.
  • Shepherd Kaplan Krochuk fully exited Celgene Corp in Q4 2019, selling an estimated $894K.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 30% of its $132M portfolio in Q4 2019.
  • Shepherd Kaplan Krochuk opened 16 new positions and closed 16 in Q4 2019.
  • Shepherd Kaplan Krochuk's portfolio value fell 3.2% quarter-over-quarter to $132M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q4 2019, filed 5 Feb 2020.