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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+19.94%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$620M
AUM Growth
+$113M
Cap. Flow
+$33.9M
Cap. Flow %
5.48%
Top 10 Hldgs %
28.11%
Holding
732
New
131
Increased
102
Reduced
153
Closed
156

Top Buys

Rank Stock Value
1
VLO icon
Valero Energy
VLO
+$9.57M
2
SN
Sanchez Energy Corporation
SN
+$6.53M
3
GPOR
Gulfport Energy Corp.
GPOR
+$5.21M
4
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$4.74M
5
WLT
WALTER ENERGY INC COM STK (DE)
WLT
+$4.57M

Top Sells

Rank Stock Value
1
CIVI
Civitas Resources
CIVI
+$7.27M
2
MTDR icon
Matador Resources
MTDR
+$5.99M
3
ROSE
ROSETTA RESOURCES INC
ROSE
+$5.24M
4
PXD
Pioneer Natural Resource Co.
PXD
+$4.4M
5
GDI
GARDNER DENVER,INC
GDI
+$3.73M

Sector Composition

Rank Sector Weight
1 Energy 36.39%
2 Healthcare 7.26%
3 Materials 6.93%
4 Industrials 6.79%
5 Real Estate 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BALT
701
DELISTED
BALTIC TRADING LIMITED COMMON STOCK
BALT
– –
-17,000
Closed -$63K
ADNC
702
DELISTED
AUDIENCE INC COM STK (DE)
ADNC
– –
-16,399
Closed -$217K
VTSS
703
CALL
DELISTED
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
– –
-10,000
Closed -$26K
IBCA
704
DELISTED
INTERVEST BANCSHARES CORP COM
IBCA
– –
-29,177
Closed -$195K
PL
705
DELISTED
PROTECTIVE LIFE CORP
PL
– –
-6,424
Closed -$247K
ESYS
706
DELISTED
ELECSYS CORPORATION
ESYS
– –
-28,533
Closed -$194K
IDIX
707
CALL
DELISTED
IDENIX PHARMACEUTICALS INC
IDIX
– –
-15,000
Closed -$54K
BRD
708
DELISTED
BRIGUS GOLD CORP COM STK
BRD
– –
-15,000
Closed -$8K
DRCO
709
DELISTED
DYNAMICS RESEARCH CORP
DRCO
– –
-17,170
Closed -$96K
INOC
710
DELISTED
INNOTRAC CORP
INOC
– –
-38,271
Closed -$155K
TSRX
711
DELISTED
TRIUS THERAPEUTICS INC COM STK (DE)
TSRX
– –
-138,811
Closed -$1.12M
GDI
712
DELISTED
GARDNER DENVER,INC
GDI
– –
-49,553
Closed -$3.73M
FFCH
713
DELISTED
FIRST FINANCIAL HLDGS INC
FFCH
– –
-20,879
Closed -$443K
BKOR
714
DELISTED
OAK RIDGE FINL SVCS INC COM STK (NC)
BKOR
– –
-48,156
Closed -$196K
SDIX
715
DELISTED
STRATEGIC DIAGNOSTICS INC
SDIX
– –
-171,090
Closed -$154K
GRX.RT
716
DELISTED
GABELLI HEALTHCARE & WELLNESS RX TR RTS EXP 07/17/13
GRX.RT
– –
-15,150
Closed -$2K
ET
717
PUT
DELISTED
EXACTTARGET INC COM STK (DE)
ET
– –
-6,000
Closed -$202K
SPCHA
718
DELISTED
SPORT CHALET INC CL A
SPCHA
– –
-58,851
Closed -$73K
QKLS
719
DELISTED
QKL STORES INC COM ST NEW
QKLS
– –
-13,693
Closed -$48K
TELK
720
DELISTED
TELIK, INC
TELK
– –
-25,500
Closed -$34K
XL
721
DELISTED
XL Group Ltd.
XL
– –
-7,513
Closed -$227K
SGY
722
DELISTED
Stone Energy
SGY
– –
-216
Closed -$270K
VSR
723
DELISTED
Versar, Inc.
VSR
– –
-33,516
Closed -$152K
MWW
724
DELISTED
Monster Worldwide Inc
MWW
– –
-15,000
Closed -$74K
RPTP
725
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
– –
-11,262
Closed -$105K
26 27 28
29
30

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Shepherd Kaplan Krochuk's Q3 2013 Portfolio in Review

As of Q3 2013, Shepherd Kaplan Krochuk held 732 positions worth $620M, up 22% from $507M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Shepherd Kaplan Krochuk deployed $33.9M of net new capital in Q3 2013, opening 131 new positions and adding to 102 existing holdings. Its largest new stake was WALTER ENERGY INC COM STK (DE): 359,610 shares worth $5.04M.

By sector, the portfolio is most concentrated in Energy at 36% of assets, up from 32% a quarter earlier, followed by Healthcare and Materials.

On the sell side, the largest reduction was Pioneer Natural Resource Co., an estimated $4.4M trimmed.

  • Shepherd Kaplan Krochuk's largest Q3 2013 buy was WALTER ENERGY INC COM STK (DE): 359,610 shares worth $5.04M.
  • Shepherd Kaplan Krochuk added most to Valero Energy in Q3 2013, an estimated $9.57M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2013 reduction was Pioneer Natural Resource Co., cutting an estimated $4.4M.
  • Shepherd Kaplan Krochuk fully exited Civitas Resources in Q3 2013, selling an estimated $7.27M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 28% of its $620M portfolio in Q3 2013.
  • Shepherd Kaplan Krochuk opened 131 new positions and closed 156 in Q3 2013.
  • Shepherd Kaplan Krochuk's portfolio value rose 22% quarter-over-quarter to $620M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2013, filed 14 Nov 2013.