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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+9.78%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$790M
AUM Growth
+$170M
Cap. Flow
+$126M
Cap. Flow %
16.02%
Top 10 Hldgs %
33.85%
Holding
703
New
127
Increased
121
Reduced
150
Closed
170

Top Buys

Rank Stock Value
1
CWEI
Clayton Williams Energy, Inc.
CWEI
+$14.2M
2
CTRA
Coterra Energy
CTRA
+$14.2M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$13.1M
4
CRZO
Carrizo Oil & Gas Inc
CRZO
+$12.8M
5
PXD
Pioneer Natural Resource Co.
PXD
+$10.5M

Top Sells

Rank Stock Value
1
PDCE
PDC Energy, Inc.
PDCE
+$13.3M
2
VLO icon
Valero Energy
VLO
+$9.71M
3
PVA
PENN VIRGINIA CORP
PVA
+$1.8M
4
CRR
Carbo Ceramics Inc.
CRR
+$1.62M
5
CHRD icon
Chord Energy
CHRD
+$1.62M

Sector Composition

Rank Sector Weight
1 Energy 43.43%
2 Healthcare 6.8%
3 Materials 5.78%
4 Industrials 5.69%
5 Real Estate 5.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSH
676
CALL
DELISTED
RADIOSHACK CORP
RSH
– –
-16,000
Closed -$55K
BTUI
677
DELISTED
BTU INTERNATIONAL INC
BTUI
– –
-10,298
Closed -$34K
IRF
678
DELISTED
INTL RECTIFIER CORP
IRF
– –
-10,509
Closed -$260K
OXF
679
DELISTED
OXFORD RESOURCES PARTNERS,LP COM UNIT RPSTG LTD PARTNER INT
OXF
– –
-23,000
Closed -$45K
CPWR
680
DELISTED
COMPUWARE CORP
CPWR
– –
-22,825
Closed -$245K
KOG
681
CALL
DELISTED
KODIAK OIL & GAS CORP
KOG
– –
-1,500
Closed -$18K
DVR
682
DELISTED
CAL DIVE INTERNATIONAL INC COM
DVR
– –
-40,000
Closed -$82K
EQU
683
DELISTED
EQUAL ENERGY LTD COM
EQU
– –
-53,100
Closed -$250K
NTS
684
DELISTED
NTS INC COM STK (NV)
NTS
– –
-25,000
Closed -$39K
XRTX
685
DELISTED
XYRATEX LTD (BERMUDA)
XRTX
– –
-24,081
Closed -$268K
MASC
686
DELISTED
MATERIAL SCIENCES CORP
MASC
– –
-67,996
Closed -$638K
ZOLT
687
PUT
DELISTED
ZOLTEK COMPANIES INC
ZOLT
– –
-30,000
Closed -$501K
CCIX
688
DELISTED
COLEMAN CABLE IN COM
CCIX
– –
-14,224
Closed -$300K
CRTX
689
DELISTED
CORNERSTONE THERAPEUTICS INC
CRTX
– –
-26,599
Closed -$250K
COGO
690
DELISTED
COGO GROUP INC ORD SHS (CYM)
COGO
– –
-483,616
Closed -$1.12M
ROCM
691
DELISTED
ROCHESTER MEDICAL CORP
ROCM
– –
-55,200
Closed -$1.1M
ASTX
692
DELISTED
ASTEX PHARMACEUTICALS, INC COM
ASTX
– –
-53,042
Closed -$450K
LPR
693
DELISTED
LONE PINE RES INC
LPR
– –
-170,000
Closed -$1K
ASCMA
694
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
– –
-3,333
Closed -$269K
HPJ
695
DELISTED
Highpower International Inc
HPJ
– –
-15,799
Closed -$24K
ATVI
696
DELISTED
Activision Blizzard
ATVI
– –
-21,889
Closed -$364K
SCTY
697
PUT
DELISTED
SolarCity Corporation
SCTY
– –
-9,500
Closed -$329K
SED
698
DELISTED
SED INTERNATIONAL HLDGS INC
SED
– –
-193,875
Closed -$397K
MHR
699
CALL
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
– –
-5,000
Closed -$31K
DO
700
DELISTED
Diamond Offshore Drilling
DO
– –
-10,661
Closed -$664K
25 26 27
28
29

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Shepherd Kaplan Krochuk's Q4 2013 Portfolio in Review

As of Q4 2013, Shepherd Kaplan Krochuk held 703 positions worth $790M, up 27% from $620M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Shepherd Kaplan Krochuk deployed $126M of net new capital in Q4 2013, opening 127 new positions and adding to 121 existing holdings. Its largest new stake was Carrizo Oil & Gas Inc: 299,987 shares worth $13.4M.

By sector, the portfolio is most concentrated in Energy at 43% of assets, up from 36% a quarter earlier, followed by Healthcare and Materials.

On the sell side, the largest reduction was PDC Energy, Inc., an estimated $13.3M trimmed.

  • Shepherd Kaplan Krochuk's largest Q4 2013 buy was Carrizo Oil & Gas Inc: 299,987 shares worth $13.4M.
  • Shepherd Kaplan Krochuk added most to Clayton Williams Energy, Inc. in Q4 2013, an estimated $14.2M increase.
  • Shepherd Kaplan Krochuk's biggest Q4 2013 reduction was PDC Energy, Inc., cutting an estimated $13.3M.
  • Shepherd Kaplan Krochuk fully exited Valero Energy in Q4 2013, selling an estimated $9.71M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 34% of its $790M portfolio in Q4 2013.
  • Shepherd Kaplan Krochuk opened 127 new positions and closed 170 in Q4 2013.
  • Shepherd Kaplan Krochuk's portfolio value rose 27% quarter-over-quarter to $790M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q4 2013, filed 14 Feb 2014.