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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+9.78%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$790M
AUM Growth
+$170M
Cap. Flow
+$126M
Cap. Flow %
16.02%
Top 10 Hldgs %
33.85%
Holding
703
New
127
Increased
121
Reduced
150
Closed
170

Top Buys

Rank Stock Value
1
CWEI
Clayton Williams Energy, Inc.
CWEI
+$14.2M
2
CTRA
Coterra Energy
CTRA
+$14.2M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$13.1M
4
CRZO
Carrizo Oil & Gas Inc
CRZO
+$12.8M
5
PXD
Pioneer Natural Resource Co.
PXD
+$10.5M

Top Sells

Rank Stock Value
1
PDCE
PDC Energy, Inc.
PDCE
+$13.3M
2
VLO icon
Valero Energy
VLO
+$9.71M
3
PVA
PENN VIRGINIA CORP
PVA
+$1.8M
4
CRR
Carbo Ceramics Inc.
CRR
+$1.62M
5
CHRD icon
Chord Energy
CHRD
+$1.62M

Sector Composition

Rank Sector Weight
1 Energy 43.43%
2 Healthcare 6.8%
3 Materials 5.78%
4 Industrials 5.69%
5 Real Estate 5.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCBC
626
DELISTED
Macatawa Bank Corp
MCBC
– –
-50,965
Closed -$274K
SPLK
627
PUT
DELISTED
Splunk Inc
SPLK
– –
-6,000
Closed -$360K
FGH
628
DELISTED
FG Group Holdings Inc.
FGH
– –
-29,347
Closed -$125K
SGEN
629
PUT
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-27,000
Closed -$1.18M
NXGN
630
CALL
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
– –
-14,800
Closed -$322K
AUY
631
CALL
DELISTED
Yamana Gold, Inc.
AUY
– –
-5,000
Closed -$52K
HIL
632
DELISTED
Hill International, Inc. Common Stock
HIL
– –
-49,800
Closed -$164K
CYBE
633
DELISTED
Cyberoptics Corp
CYBE
– –
-17,000
Closed -$106K
TGA
634
DELISTED
Transglobe Energy Corp
TGA
– –
-31,616
Closed -$249K
TRQ
635
CALL
DELISTED
Turquoise Hill Resources Ltd
TRQ
– –
-1,299
Closed -$44K
RTN
636
DELISTED
Raytheon Company
RTN
– –
-3,547
Closed -$273K
PKD
637
DELISTED
Parker Drilling Company
PKD
– –
-3,605
Closed -$308K
IDSA
638
DELISTED
Industrial Services of America
IDSA
– –
-25,577
Closed -$46K
WAGE
639
DELISTED
WageWorks, Inc.
WAGE
– –
-5,675
Closed -$286K
GPIC
640
DELISTED
Gaming Partners International Corporation
GPIC
– –
-16,958
Closed -$138K
ATHN
641
PUT
DELISTED
Athenahealth, Inc.
ATHN
– –
-2,000
Closed -$217K
MITL
642
DELISTED
Mitel Networks Corporation
MITL
– –
-55,400
Closed -$331K
AFSI
643
DELISTED
AmTrust Financial Services, Inc.
AFSI
– –
-14,240
Closed -$278K
WSCI
644
DELISTED
WSI Industries Inc
WSCI
– –
-20,674
Closed -$134K
WEB
645
PUT
DELISTED
Web.com Group, Inc.
WEB
– –
-8,000
Closed -$259K
JASO
646
PUT
DELISTED
JA Solar Holdings, Co., Ltd
JASO
– –
-30,000
Closed -$305K
FSBK
647
DELISTED
First South Bancorp Inc/VA
FSBK
– –
-37,427
Closed -$235K
PRXL
648
DELISTED
Parexel International Corp
PRXL
– –
-6,942
Closed -$348K
STS
649
DELISTED
Supreme Industries Inc Class A
STS
– –
-22,306
Closed -$142K
NSR
650
DELISTED
Neustar Inc
NSR
– –
-4,728
Closed -$234K
24 25
26
27 28

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VA
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TCM
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SF
Schaeffer Financial Rockville, Maryland $119M AUM 12.28% 1-Year Est. Return
MWM
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HPM
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WKSWA
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KL
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Shepherd Kaplan Krochuk's Q4 2013 Portfolio in Review

As of Q4 2013, Shepherd Kaplan Krochuk held 703 positions worth $790M, up 27% from $620M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Shepherd Kaplan Krochuk deployed $126M of net new capital in Q4 2013, opening 127 new positions and adding to 121 existing holdings. Its largest new stake was Carrizo Oil & Gas Inc: 299,987 shares worth $13.4M.

By sector, the portfolio is most concentrated in Energy at 43% of assets, up from 36% a quarter earlier, followed by Healthcare and Materials.

On the sell side, the largest reduction was PDC Energy, Inc., an estimated $13.3M trimmed.

  • Shepherd Kaplan Krochuk's largest Q4 2013 buy was Carrizo Oil & Gas Inc: 299,987 shares worth $13.4M.
  • Shepherd Kaplan Krochuk added most to Clayton Williams Energy, Inc. in Q4 2013, an estimated $14.2M increase.
  • Shepherd Kaplan Krochuk's biggest Q4 2013 reduction was PDC Energy, Inc., cutting an estimated $13.3M.
  • Shepherd Kaplan Krochuk fully exited Valero Energy in Q4 2013, selling an estimated $9.71M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 34% of its $790M portfolio in Q4 2013.
  • Shepherd Kaplan Krochuk opened 127 new positions and closed 170 in Q4 2013.
  • Shepherd Kaplan Krochuk's portfolio value rose 27% quarter-over-quarter to $790M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q4 2013, filed 14 Feb 2014.